Library / Laws / 113th / s / S. 2141 / Introduced in Senate
II
113th CONGRESS
2d Session
S. 2141
IN THE SENATE OF THE UNITED STATES
March 13, 2014Mr. Reed (for himself and Mr. Isakson) introduced the following bill; which was read twice and referred to the Committee on Health, Education, Labor, and Pensions
A BILL
To amend the Federal Food, Drug, and Cosmetic Act to provide an alternative process for
review of safety and effectiveness of nonprescription sunscreen active
ingredients and for other purposes.
1.
Short
title
This Act may be cited as
the Sunscreen Innovation
Act.
2.
Regulation of
nonprescription sunscreen active ingredients
Subchapter A of chapter V (21 U.S.C. 351 et
seq.) is amended by adding at the end the following:
524B.
Procedures
for classifying sunscreen active ingredients
(a)
In general
The Secretary
shall review and determine whether nonprescription sunscreen
conditions are
generally recognized as safe and effective and shall ensure that
any such
conditions that
are marketed in the United States are appropriately labeled.
(b)
Definitions
(1)
Active
ingredient
The term active ingredient means any
component that is intended to furnish pharmacological activity or
other direct
effect in the diagnosis, cure, mitigation, treatment, or prevention
of disease,
or to affect the structure or function of the body of humans or
animals.
The term includes components that may undergo chemical change in
the
manufacture of a drug and may be present in a drug in a
modified form
intended to furnish the specified activity or effect.
(2)
Sunscreen
active ingredient
The term sunscreen active
ingredient means an active ingredient that absorbs, reflects, or
scatters radiation in the ultraviolet range at wavelengths from 290
to 400
nanometers.
(3)
Sunscreen
condition
The term sunscreen condition means a sunscreen active ingredient (or a combination of sunscreen active ingredients), dosage
form, dosage strength, or route of administration, marketed for a specific
nonprescription use.
(c)
Criteria for
eligibility
To be eligible for review under this section, a sunscreen condition shall—
(1) not be included in the stayed sunscreen
monograph; and
(2) have been marketed as a nonprescription sunscreen condition in the United States or at least 1
other country, or marketed as a cosmetic or dietary supplement in 1 or
more counties other than the United States—
(A) for a minimum of 5 continuous years; and
(B) in sufficient quantity, as determined by the Secretary based upon the information submitted under
subparagraphs (D) and (E) of subsection (d)(1) and, if
applicable, subsection (d)(2)(A)(ii).
(d)
Application for eligibility
(1)
In
general
A sponsor of a nonprescription sunscreen condition
described in subsection (c) desiring to market such condition in
the United
States may submit an application to the Secretary, in such manner
and
containing such information as required by the Secretary, including
the
following:
(A) Basic information
about the sunscreen condition (including a description of each
active
ingredient, pharmacologic class, intended nonprescription use,
nonprescription
strength and dosage form, route of administration, and directions
for
use).
(B) A detailed chemical description of the sunscreen active ingredient that includes a full description
of the drug substance, including its physical and chemical
characteristics, the method of synthesis (or isolation) and purification
of the drug substance, and any specifications and analytical methods
necessary to ensure the identity, strength, quality, and purity of the
drug substance, including reference to the current edition of the official
National Formulary, the United States Pharmacopeia, or foreign
compendiums, where applicable.
(C) A list of each
country in which the sunscreen condition has been marketed.
(D) The cumulative
total number of dosage units sold for each dosage form of the
sunscreen
condition, including total weight of the active ingredient, package
size for
each dosage form in which the condition is marketed as
nonprescription, and an
estimate of the minimum number of potential consumer exposures to
the
condition.
(E) The use pattern
(according to the label) for each country in which the sunscreen
condition is
marketed and any changes in use pattern that have occurred over
time.
(F) A list of all
countries in which the sunscreen condition has been withdrawn from
marketing or
in which an application for nonprescription marketing approval has
been denied
and an explanation for such withdrawal or application denial.
(2)
Sunscreen conditions that have not been marketed in the United States for 5 continuous years
(A)
In general
In the case of an application with respect to a nonprescription sunscreen condition that has not
been marketed in the United States for 5 continuous years, in addition to
the information required under paragraph
(1), the sponsor shall submit the following information for each
country in which the sunscreen condition has been marketed:
(i) The manner in
which the sunscreen condition has been marketed to consumers. If
the sunscreen
condition is marketed to consumers as a nonprescription pharmacy
only
condition, the Secretary may require supplemental information.
(ii) A description of the population demographics and the source from which this information has been
compiled, to ensure that the sunscreen condition's use can be reasonably
extrapolated to the population of the United States.
(iii) A description of
the country’s system for identifying adverse drug experiences,
especially those
found in nonprescription marketing experience, including method of
collection
if applicable.
(iv) A statement of how long the sunscreen condition has been marketed in each country and how long the
current product labeling has been in use, accompanied by a copy of the
current product labeling, including a translation into English of any
labeling that is not in English, and a statement of whether the current
product labeling has been authorized, accepted, or approved by a
regulatory body in
each country where the condition is marketed.
(v) A list of all
countries where the sunscreen condition is marketed as a
prescription drug only
and an explanation for such restriction.
(B)
Sunscreen conditions that have been marketed in more than 5 countries
(i)
In general
In the case of a sunscreen condition that has been marketed as a nonprescription sunscreen in more
than 5 countries, with a
minimum of 5 continuous years of marketing in at least one such country,
the
sponsor—
(I) may submit information in accordance with clauses (i) through (iv) of
subparagraph (A) with respect to only 5 such countries, including—
(aa) the country with a
minimum
of 5 continuous years of nonprescription marketing;
(bb) the country with
the longest duration of marketing; and
(cc) the country with the most support
for marketing, such as a large volume of sales with cultural
diversity among users of the product; and
(II) shall explain the basis for the countries selected under subclause (I); and
(III) shall provide information from more than 5
countries if such information is needed to support the application.
(ii)
Requirement
If the sunscreen condition
meets the criteria under items (aa) through (cc) of clause (i)(I) in 1 or
more countries listed in section 802(b)(1)(A), at least 1 such country
shall be included among the 5 countries selected under such clause (i)(I).
(3)
Pending
applications
The requirements of this subsection shall not apply
to a sunscreen condition deemed eligible for review of safety and
effectiveness
by publication of a notice of eligibility in the Federal Register
prior to the
date of enactment of the Sunscreen Innovation
Act. Applications for such sunscreen conditions shall be
considered in accordance with subsection (g).
(e)
Public
availability
If a condition is found eligible under subsection
(d), the Secretary shall make the application publicly available,
with
redactions for confidential commercial information or trade secret
information,
and any other information exempt from disclosure pursuant to
section 1905 of
title 18, United States Code, section 552(b) of title 5, United
States Code, or
section 301(j) of this Act. Applications shall remain confidential
during the
Secretary's consideration of eligibility.
(f)
New sunscreen
condition application
(1)
Eligibility
determination
Not later than 60 days after the submission of an eligibility
application under subsection (d), the Secretary shall determine if
the sunscreen
condition is eligible for further review for safety and
effectiveness. In the
case of a sunscreen condition determined to be eligible, the
Secretary shall
publish a notice of eligibility in the Federal Register, and
provide interested persons an opportunity to submit published and
unpublished data related to the safety and effectiveness of the sunscreen
condition for its intended nonprescription uses, in accordance with
paragraph
(2). In the
case of a sunscreen condition determined not eligible, the
Secretary shall
issue a letter to the sponsor, which shall be made publicly
available.
(2)
Safety and
effectiveness data submissions
(A)
In
general
Within 60 days of the publication in the Federal Register
of an application deemed eligible, as described in paragraph (1),
the sponsor
and other interested parties shall submit safety and effectiveness
data to the
Secretary for further review, as described in subparagraph (B).
(B)
Required submissions regarding data
Submissions under this
paragraph shall
include the following:
(i)
Human safety data
(I)
Individual active components
With respect to individual active components, controlled studies, partially controlled or
uncontrolled studies,
documented case reports, pertinent marketing experiences that may
influence a determination as to the safety of each individual active
component, and pertinent medical and scientific literature.
(II)
Combinations of individual active components
With respect to combinations of the individual active components, controlled studies,
partially controlled or
uncontrolled studies, documented case reports, pertinent marketing
experiences that may influence a determination as to the safety of
combinations of the individual active component, and pertinent medical and
scientific literature.
(ii)
Efficacy data
(I)
Individual active components
With respect to individual active components, controlled studies, partially controlled or
uncontrolled
studies, documented case reports, pertinent marketing experiences that may
influence a determination on the efficacy of each individual active
component, pertinent medical and scientific literature.
(II)
Combinations of individual active components
With respect to combinations of the individual active components, controlled studies,
partially controlled or
uncontrolled studies, documented case reports, pertinent marketing
experiences that may influence a determination on the efficacy of
combinations of the individual active components, and pertinent medical
and scientific literature.
(iii)
Data setting forth medical rationale and purpose
A summary of the data and views setting forth the medical rationale and purpose (or lack thereof)
for the sunscreen condition and the scientific basis (or lack thereof) for
the conclusion that the condition has been proven safe and effective for
the intended use. If there is an absence of controlled studies in the
material submitted, an explanation as to why such studies are not
considered necessary must be included.
(iv)
Official drug monograph
An applicable United States Pharmacopoeia or National Formulary for the
sunscreen active ingredient or a proposed standard for inclusion in an
article to be recognized in an official drug monograph for the
active ingredient, including information showing that the official or
proposed compendial monograph for the active ingredient is consistent with
the active ingredient used in the studies establishing safety and
effectiveness and with the active ingredient marketed in the
nonprescription product to a material extent and for a material time.
If differences exist between the official or proposed compendial
monograph for the active ingredient and the active ingredient that is the
subject of the application, sponsor shall explain such differences.
(v)
Adverse drug experiences
A list of all serious adverse drug experiences, as defined by the Secretary, from each country
where the
condition has been or is currently marketed as a prescription drug or as a
nonprescription drug or product.
(C)
Optional animal safety data
In addition to the information required under subparagraph (B), the sponsor may submit information
with respect to animal safety data, including controlled
studies and partially controlled or uncontrolled
studies, in the case of an application for individual active components,
and controlled
studies and partially controlled
or uncontrolled studies in the case of an application for combinations of
individual active components.
(D)
Confidentiality
of submissions
The Secretary shall make data and information
submitted by the sponsor, or pursuant to a notice requesting safety
and
effectiveness data published in the Federal Register, publicly
available, with
redactions for confidential commercial information or trade secret
information,
and any other information exempt from disclosure pursuant to
section 1905 of
title 18, United States Code, section 552(b) of title 5, United
States Code, or
section 301(j) of this Act.
(3)
New sunscreen
condition application submission to the advisory committee
Not
later than 30 days after the end of the public comment period
described in
paragraph (2), the Secretary shall submit the application and the
safety and
effectiveness data submitted under paragraph (2) to the
Nonprescription Drugs
Advisory Committee (referred to in this section as the advisory
committee) for review.
(g)
Pending
sunscreen condition applications
Not later than 30 days after the
date of enactment of the Sunscreen Innovation
Act, the Secretary shall submit to the advisory committee all safety and effectiveness data submitted
with respect to each
application for review of sunscreen conditions that the Secretary
had
determined, prior to the date of enactment of the
Sunscreen Innovation Act, to be
eligible for review of safety and effectiveness and for which the
information
required under subsection (f)(2) has been submitted to the
Secretary prior to
such date of enactment.
(h)
Review and
recommendation for nonprescription sunscreen condition
(1)
In
general
The Secretary shall require the advisory committee to
evaluate the safety and effectiveness data submitted in accordance
with
subsection (f)(2) or (g).
(2)
Standards
In
evaluating a nonprescription sunscreen condition under paragraph
(1), the
advisory committee shall use the regulations in effect at the time
of the
application, including regulations with respect to—
(A) the safety of the
nonprescription sunscreen condition;
(B) the effectiveness
of the nonprescription sunscreen condition;
(C) the
benefit-to-risk ratio of the nonprescription sunscreen condition;
and
(D) the labeling of
the nonprescription sunscreen condition.
(3)
Communications
between advisory committee and other individuals who submit data
The advisory committee
shall have the authority to communicate with the sponsor and other
individuals who submit data during the
advisory
committee's review, including requesting clarification or
additional
information.
(4)
Recommendations
(A)
In
general
For each such submission under subsection (f)(3) or (g),
the advisory committee shall make one of the following
recommendations to the
Secretary:
(i) The sunscreen
condition is generally recognized as safe and effective (including
any or all
indications), including nonprescription sunscreen conditions for
which a new
drug application has been approved by the Secretary.
(ii) Insufficient
information has been provided to support a
recommendation that
the sunscreen condition is generally recognized as safe and
effective
(including any or all indications).
(iii) The sunscreen
condition is not generally recognized as safe and effective to be
marketed or sold, unless an
application with respect to such condition is approved under
section
505(b).
(B)
Timing
The
advisory committee shall make a recommendation under subparagraph
(A) not later
than 180 days after the advisory committee receives the application
and data
submitted under subsection (f)(3) or subsection (g).
(C)
Resubmission of
data
If the advisory committee recommends that insufficient
information has been provided, in accordance with subparagraph
(A)(ii), the
advisory committee shall make such recommendation not later than
180 days after
the date on which such additional information is submitted.
(i)
Determination
by the Center for Drug Evaluation and Research
(1)
In
general
The Center for Drug Evaluation and Research shall respond
to the recommendations of the advisory committee under subsection
(h)(4) as
follows:
(A) In the case of a
recommendation by the advisory committee described in clause (i) of
subsection (h)(4), not later than 45 days after the advisory
committee issues
the recommendation, the Center for Drug Evaluation and Research
shall issue a
determination affirming or denying the recommendation of the
advisory
committee. If the Center for Drug Evaluation and Research affirms
the
recommendation of the advisory committee, or if the Center for Drug
Evaluation
and Research takes no action regarding the recommendation within 45
days of
receiving such recommendation, the nonprescription sunscreen
condition shall be
generally recognized as safe and effective, not misbranded, and
permitted to be
marketed and sold in accordance with all applicable rules and
regulations for
over-the-counter drugs.
(B) In the case of a
recommendation described in clause (ii) of such subsection, the
Center for Drug
Evaluation and Research shall issue a determination affirming or
denying the recommendation of the advisory committee, to be made publicly
available,
within 45 days of receiving the recommendation, and inform the
sponsor that the sponsor must submit additional
information to the advisory committee in order to continue the
review by the advisory committee.
(C) In the case of a
recommendation described in clause (iii) of such subsection, the
Center for
Drug Evaluation and Research shall issue a determination affirming
or denying the recommendation of the advisory committee, to be made
publicly
available, within 45 days of receiving such recommendation,
and indicate whether
such sunscreen condition determined to be not generally recognized
as safe and
effective to
be marketed and sold, unless an application with respect to such
condition is approved under section 505(b), or whether additional
data must be submitted to the advisory committee.
(2)
Supervisory
review of determination
(A)
In
general
Any person may request a supervisory review of a
determination of the Center for Drug Evaluation and Research to not
accept a recommendation of an advisory committee. Such review may be
conducted at the next
supervisory
or higher level above the individual who made the determination.
(B)
Request for
supervisory review
A request described in subparagraph (A) shall
be made to the Secretary not later than 30 days after such decision
and shall
indicate in the request whether such person seeks an in-person
meeting or a
teleconference. The Secretary shall schedule an in-person or
teleconference
review, if so requested, not later than 30 days after such request
is made. The
Secretary shall issue a decision to the person requesting a review
under this
paragraph not later than 45 days after the meeting.
(C)
Standard of
supervisory review
The Secretary shall be authorized to overturn
a determination of the Center for Drug Evaluation and Research not
to accept a
recommendation of the advisory committee if the
supervisory review
results in a decision by the reviewer that the individual who made
the
determination did not provide reasonable and sufficient substantive
support for
the decision to disregard the advisory committee's
recommendation.
(D)
Supervisory
review decision
If the Secretary overturns a determination by the
Center for Drug Evaluation and Research not to accept a favorable
recommendation of an advisory committee, the nonprescription
sunscreen
condition shall be generally recognized as safe and effective, not
misbranded,
and permitted to be marketed and sold in accordance with all
applicable rules
and regulations for over-the-counter drugs.
(E)
Final agency
action
A decision made through supervisory review shall
constitute final agency action subject to judicial review.
(j)
Reports
(1)
In
general
Not later than 1 year after the date of enactment of the
Sunscreen Innovation Act, on
March 1, 2015, and every 2 years thereafter, the Secretary shall
issue a report
to Congress describing actions taken under this section.
(2)
Contents
The
reports under paragraph (1) shall include—
(A) a review of the
progress made in issuing in a timely manner decisions on the safety
and
effectiveness for sunscreen conditions for applications pending as
of the date
of enactment of the Sunscreen Innovation
Act, including the number of pending applications—
(i) reviewed and the
decision times for each application, measured from the date of
original
eligibility application submission by the sponsor;
(ii) resulting in a
determination of generally recognized as safe and effective and not
misbranded;
(iii) resulting in a
determination of not generally recognized as safe and effective and
not
misbranded and the reasons for such determinations; and
(iv) for which a
determination has not been made, an explanation for the delay, a
description of
the current status of each such application, and the length of time
such
applications have been pending, measured from the date of original
eligibility
application submission by the sponsor;
(B) a review of the
progress made in issuing in a timely manner a decision on safety
and
effectiveness for sunscreen condition applications submitted after
the date of
enactment of the Sunscreen Innovation
Act, including the number of such applications—
(i) reviewed and the
decision times for each application;
(ii) resulting in a
determination of generally recognized as safe and effective and not
misbranded;
and
(iii) resulting in a
determination of not generally recognized as safe and effective and
not
misbranded and the reasons for such determinations;
(C) a description of
the staffing and resources relating to the costs associated with
the review and
decisionmaking pertaining to applications;
(D) a review of the
progress in meeting the deadlines with respect to processing
applications under
this section;
(E) to the extent the
Secretary determines appropriate, recommendations for process
improvements in
the handling of pending and new applications; and
(F) recommendations
for expanding the applicability of this section to nonprescription
active
ingredients or conditions that are not related to the sunscreen
category of
over-the-counter drugs.
(3)
Method
The
Secretary shall publish the reports required under this subsection
in the
manner the Secretary determines to be the most effective for
efficiently
disseminating the report, including publication of the report on
the Internet
website of the Food and Drug Administration.
(k)
Rules of
construction
(1)
Authority to
withdraw or suspend
Nothing in this section shall be construed to
alter the Secretary's authority to withdraw or suspend from the
market
a drug that
the Secretary determines to be unsafe or ineffective.
(2)
Other
conditions
Nothing in the section shall affect the Secretary's
authority to review nonprescription conditions other than sunscreen
conditions.
.
3.
Sunscreen
testing and labeling
Not later
than 180 days after the date of enactment of this Act, the Secretary shall
issue determinations with respect to—
(1) the appropriate testing and labeling
requirements for sunscreens sold as an aerosol; and
(2) whether sunscreen may contain a label
indicating a sun protection factor greater than 50.