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II
113th CONGRESS
2d Session
H. R. 4250
IN THE SENATE OF THE UNITED STATES
July 29, 2014Received
AN ACT
To amend the Federal Food, Drug, and Cosmetic Act to provide an alternative process for review of
safety and effectiveness of nonprescription sunscreen active ingredients
and for other purposes.
1.
Short title
This Act may be cited as the Sunscreen Innovation Act.
2.
Regulation of nonprescription sunscreen active ingredients
Chapter V of the Federal Food, Drug, and Cosmetic Act (21 U.S.C. 351 et seq.) is amended by adding
at the end the following:
I
Nonprescription sunscreen active ingredients
586.
Definitions
In this subchapter:
(1) The term Advisory Committee means the Nonprescription Drug Advisory Committee or any successor to such Committee.
(2) The terms generally recognized as safe and effective and GRASE mean generally recognized, among experts qualified by scientific training and experience to
evaluate the safety and effectiveness of drugs, as safe and effective for
use under the conditions prescribed, recommended, or suggested in the
product’s labeling, as described in section 201(p).
(3) The term GRASE determination means, with respect to a nonprescription sunscreen active ingredient or a combination of
nonprescription sunscreen active ingredients, a determination of whether
such ingredients or combination of ingredients is generally recognized as
safe and effective and not misbranded for use under the conditions
prescribed, recommended, or suggested in the product’s labeling, as
described in section 201(p).
(4) The term nonprescription means not subject to section 503(b)(1).
(5) The term pending request means each request submitted to the Secretary—
(A) for consideration for inclusion in the over-the-counter drug monograph system;
(B) that was deemed eligible for such review by publication of a notice of eligibility in the Federal
Register prior to the date of enactment of the Sunscreen Innovation Act;
and
(C) for which safety and effectiveness data has been submitted to the Secretary prior to such date of
enactment.
(6) The term sponsor means the person submitting the request under section 586A(a), including a time and extent
application under section 586B, or the person that submitted the pending
request.
(7) The term sunscreen active ingredient means an active ingredient that is intended for application to the skin of humans for purposes of
absorbing, reflecting, or scattering radiation.
(8) The term sunscreen means a product containing one or more sunscreen active ingredients.
586A.
General provisions
(a)
Requests
Any person may submit a request to the Secretary for a determination of whether a nonprescription
sunscreen active ingredient or a combination of nonprescription sunscreen
active ingredients, for use under specified conditions, to be prescribed,
recommended, or suggested in the labeling thereof (including dosage form,
dosage strength, and route of administration) is generally recognized as
safe and effective and not misbranded.
(b)
Rules of construction
(1)
Currently marketed sunscreens
Nothing in this subchapter shall be construed to affect the marketing of sunscreens that are
lawfully marketed in the United States on or before the date of enactment
of this subchapter.
(2)
Ensuring safety and effectiveness
Nothing in this subchapter shall be construed to alter the Secretary's authority to prohibit the
marketing of a sunscreen that is not safe and effective or to impose
restrictions on the marketing of a sunscreen to ensure safety and
effectiveness.
(3)
Other products
Nothing in this subchapter shall be construed to affect the Secretary’s regulation of products
other than sunscreens.
(c)
Sunset
This subchapter shall cease to be effective at the end of the 5-year period beginning on the date
of enactment of this subchapter.
586B.
Eligibility determination
(a)
In general
Upon receipt of a request under section 586A(a), not later than 60 days after the date of receipt
of such request, the Secretary shall—
(1) determine whether the request is eligible for further review under sections 586C and 586D, as
described in subsection (b);
(2) notify the sponsor of the Secretary’s determination; and
(3) make such determination publicly available in accordance with subsection (c).
(b)
Criteria for eligibility
(1)
In general
To be eligible for review under sections 586C and 586D, a request shall be for a nonprescription
sunscreen active ingredient or combination of nonprescription sunscreen
active ingredients, for use under specified conditions, to be prescribed,
recommended, or suggested in the labeling thereof, that—
(A) is not included in the stayed sunscreen monograph in part 352 of title 21, Code of Federal
Regulations; and
(B) has been used to a material extent and for a material time, as described in section 201(p)(2).
(2)
Time and extent application
A sponsor shall include in a request under section 586A(a) a time and extent application including
all the information required to meet the standard described in paragraph
(1)(B).
(c)
Public availability
(1)
Redactions for confidential information
If a nonprescription sunscreen active ingredient or combination of nonprescription sunscreen active
ingredients is determined to be eligible for further review under
subsection (a)(1), the Secretary shall make the request publicly
available, with redactions for information that is treated as confidential
under section 552(b) of title 5, United States Code, section 1905 of title
18, United States Code, or section 301(j) of this Act.
(2)
Identification of confidential information by sponsor
Sponsors shall identify any information which the sponsor considers to be confidential information
described in paragraph (1).
(3)
Confidentiality during eligibility review
The information contained in a request under section 586A(a) shall remain confidential during the
Secretary’s consideration under this section of whether the request is
eligible for further review.
586C.
Data submission; filing determination
(a)
In general
In the case of a request under section 586A(a) that is determined to be eligible under section 586B
for further review under this section and section 586D—
(1) the Secretary shall, in notifying the public under section 586B(a)(3) of such eligibility
determination, invite the sponsor of the request and any other interested
party to submit, in support of or otherwise relating to a GRASE
determination—
(A) published and unpublished data and other information related to the safety and effectiveness of the
nonprescription sunscreen active ingredient or combination of
nonprescription sunscreen active ingredients for its intended
nonprescription uses; or
(B) any other comments; and
(2) not later than 60 days after the submission of such data and other information by the sponsor,
including any revised submission of such data and other information
following a refusal to file under subparagraph (B), the Secretary shall—
(A)
(i) issue a written notification to the sponsor determining that the request under section 586A(a),
together with such data and other information, is sufficiently complete to
conduct a substantive review and make such notification publicly
available; and
(ii) file such request; or
(B) issue a written notification to the sponsor refusing to file the request and stating the reasons
for the refusal and why the data and other information submitted is not
sufficiently complete to conduct a substantive review and make such
notification publicly available;
(3) the Secretary shall, in filing a request under paragraph (2)—
(A) invite the public to submit further comments with respect to such filing; and
(B) limit such public comment, and the comment period under paragraph (1), to the period ending on the
date that is 60 days after such filing;
(4) if the Secretary refuses to file the request—
(A) the sponsor may, within 30 days of receipt of written notification of such refusal, seek a meeting
with the Secretary regarding whether the Secretary should file the
request; and
(B) the Secretary shall convene the meeting; and
(5) following any such meeting—
(A) if the sponsor asks that the Secretary file the request (with or without amendments to correct any
purported deficiencies to the request) the Secretary shall file the
request over protest, issue a written notification of the filing to the
sponsor, and make such notification publicly available; and
(B) if the request is so filed over protest, the Secretary shall not require the sponsor to resubmit a
copy of the request for purposes of such filing.
(b)
Reasons for refusal to file request
The Secretary may refuse to file a request submitted under section 586A(a) if the Secretary
determines the data or other information submitted by the sponsor under
this section are not sufficiently complete to conduct a substantive review
with respect to such request.
(c)
Public availability
(1)
Redactions for confidential information
The Secretary shall make data and other information submitted in connection with a request under
section 586A(a) publicly available, with redactions for information that
is treated as confidential under section 552(b) of title 5, United States
Code, section 1905 of title 18, United States Code, or section 301(j) of
this Act.
(2)
Identification of confidential information by sponsor
Sponsors or any other individual submitting data or other information under this section shall
identify any information which the sponsor or individual considers to be
confidential information described in paragraph (1).
586D.
GRASE determination
(a)
Review of new request
(1)
Proposed order by CDER
In the case of a request under section 586A(a), the Director of the Center for Drug Evaluation and
Research shall—
(A) not later than 300 days after the date on which the request is filed under section 586C(a),
complete the review of the request and issue a proposed order determining
that—
(i) the nonprescription sunscreen active ingredient or combination of nonprescription sunscreen active
ingredients that is the subject of the request—
(I) is GRASE; and
(II) is not misbranded;
(ii) the nonprescription sunscreen active ingredient or combination of nonprescription sunscreen active
ingredients that is the subject of the request—
(I) is not GRASE; or
(II) is misbranded; or
(iii) additional information is necessary to allow the Director of the Center for Drug Evaluation and
Research to complete the review of such request;
(B) within such 300-day period, convene a meeting of the Advisory Committee to review the request under
section 586A(a); and
(C) if the Director fails to issue such proposed order within the 300-day period referred to in
subparagraph (A), transmit the request to the Commissioner of Food and
Drugs for review.
(2)
Proposed order by Commissioner
With respect to a request transmitted to the Commissioner of Food and Drugs under paragraph (1)(C),
the Commissioner shall, not later than 60 days after the date of such
transmission, issue—
(A) a proposed order described in paragraph (1)(A)(i);
(B) a proposed order described in paragraph (1)(A)(ii); or
(C) a proposed order described in paragraph (1)(A)(iii).
(3)
Publication in Federal Register; public comment period
A proposed order issued under paragraph (1) or (2) with respect to a request shall—
(A) be published in the Federal Register; and
(B) solicit public comments for a period of not more than 45 days.
(4)
Final order by CDER
In the case of a proposed order under paragraph (1)(A) or (2) with respect to a request, the
Director of the Center for Drug Evaluation and Research shall—
(A) issue a final order with respect to the request—
(i) in the case of a proposed order under clause (i) or (ii) of paragraph (1)(A) or subparagraph (A) or
(B) of paragraph (2), not later than 90 days after the end of the public
comment period under paragraph (3)(B); or
(ii) in the case of a proposed order under paragraph (1)(A)(iii) or paragraph (2)(C), not later than 210
days after the date on which the sponsor submits the additional
information requested pursuant to such proposed order; or
(B) if the Director fails to issue such final order within such 90- or 210-day period, as applicable,
transmit such proposed order to the Commissioner of Food and Drugs for
review.
(5)
Final order by Commissioner
With respect to a proposed order transmitted to the Commissioner of Food and Drugs under paragraph
(4)(B), the Commissioner shall issue a final order with respect to such
proposed order not later than 60 days after the date of such transmission.
(b)
Review of pending requests
(1)
In general
The review of a pending request shall be carried out by the Director of the Center for Drug
Evaluation and Research in accordance with paragraph (3).
(2)
Inapplicability of certain provisions
Sections 586B and 586C shall not apply with respect to any pending request.
(3)
Proposed order by CDER
The Director of the Center for Drug Evaluation and Research shall—
(A) within the timeframe applicable under paragraph (4), complete the review of the request and issue a
proposed order determining that—
(i) the nonprescription sunscreen active ingredient or combination of nonprescription sunscreen active
ingredients that is the subject of the pending request—
(I) is GRASE; and
(II) is not misbranded;
(ii) the nonprescription sunscreen active ingredient or combination of nonprescription sunscreen active
ingredients that is the subject of the pending request—
(I) is not GRASE; or
(II) is misbranded; or
(iii) additional information is necessary to allow the Director of the Center for Drug Evaluation and
Research to complete the review of the pending request; and
(B) if the Director fails to issue such proposed order within the timeframe applicable under paragraph
(4), transmit the pending request to the Commissioner of Food and Drugs
for review.
(4)
Timeframe for issuance of proposed order by CDER
The Director of the Center for Drug Evaluation and Research shall issue a proposed order, as
required by paragraph (3)(A)—
(A) in the case of a pending request for which the Food and Drug Administration has issued a feedback
letter before the date of enactment of the Sunscreen Innovation Act, not
later than 45 days after such date of enactment; and
(B) in the case of a pending request for which the Food and Drug Administration has not issued a
feedback letter before the date of enactment of the Sunscreen Innovation
Act, not later than 90 days after such date of enactment.
(5)
Proposed order by Commissioner
With respect to a pending request transmitted to the Commissioner of Food and Drugs under paragraph
(3)(B), the Commissioner shall, not later than 60 days after the date of
such transmission, issue—
(A) a proposed order described in paragraph (3)(A)(i);
(B) a proposed order described in paragraph (3)(A)(ii); or
(C) a proposed order described in paragraph (3)(A)(iii).
(6)
Publication in Federal Register; public comment period
A proposed order issued under paragraph (3) or (5) with respect to a pending request shall—
(A) be published in the Federal Register; and
(B) solicit public comments for a period of not more than 45 days.
(7)
Advisory committee
For a proposed order issued under paragraph (3)(A)(iii) or (5)(C) requesting additional
information, an Advisory Committee meeting shall be convened if the
sponsor requests, or the Director of the Center for Drug Evaluation and
Research or the Commissioner of Food and Drugs decides, to convene such a
meeting for the purpose of reviewing the pending request.
(8)
Final order by CDER
In the case of a proposed order under paragraph (3)(A) or (5) with respect to a request, the
Director of the Center for Drug Evaluation and Research shall—
(A) issue a final order with respect to the request—
(i) in the case of a proposed order under clause (i) or (ii) of paragraph (3)(A) or subparagraph (A) or
(B) of paragraph (5), not later than 90 days after the end of the public
comment period under paragraph (3)(B); or
(ii) in the case of a proposed order under paragraph (3)(A)(iii) or paragraph (5)(C)—
(I) if the Advisory Committee is not convened pursuant to paragraph (7), not later than 210 days after
the date on which the sponsor submits the additional information requested
pursuant to such proposed order; or
(II) if the Advisory Committee is convened pursuant to paragraph (7), not later than 270 days after date
on which the sponsor submits such additional information; or
(B) if the Director fails to issue such final order within such 90-, 210-, and 270-day period, as
applicable, transmit such proposed order to the Commissioner of Food and
Drugs for review.
(9)
Final order by Commissioner
With respect to a proposed order transmitted to the Commissioner of Food and Drugs under paragraph
(8)(B), the Commissioner shall issue a final order with respect to such
proposed order not later than 60 days after the date of such transmission.
(c)
Advisory committee
(1)
Limitations
The Food and Drug Administration—
(A) shall not be required to convene the Advisory Committee—
(i) more than once with respect to any request under section 586A(a) or any pending request; or
(ii) more than twice in any twelve month period with respect to the review of submissions under this
section; and
(B) shall not be required to submit more than 3 submissions to the Advisory Committee per meeting.
(2)
Membership
In appointing the members of the Advisory Committee, the Secretary may select to serve temporarily
as voting members on the Advisory Committee—
(A) members of other Federal advisory committees; or
(B) consultants from outside of the Department of Health and Human Services who have substantive
expertise regarding sunscreen active ingredients.
(d)
No delegation
Any responsibility vested by this section in the Commissioner of Food and Drugs is not delegable.
(e)
Effect of final order
(1)
Content
A final order under subsection (a)(4), (a)(5), (b)(8), or (b)(9) with respect to a request under
section 586A(a) or a pending request shall determine that the
nonprescription sunscreen active ingredient or combination of
nonprescription sunscreen active ingredients that is the subject of the
request—
(A) is GRASE and is not misbranded; or
(B) is not GRASE or is misbranded.
(2)
Active ingredients determined to be GRASE
Upon issuance of a final order determining that a nonprescription sunscreen active ingredient or
combination of nonprescription sunscreen active ingredients is GRASE and
is not misbranded, the active ingredient or combination of active
ingredients shall be permitted to be introduced or delivered into
interstate commerce, for use under the conditions subject to the final
order, in accordance with all requirements applicable to drugs not subject
to section 503(b)(1).
(3)
Active ingredients determined not to be GRASE
Upon issuance of a final order determining that the nonprescription sunscreen active ingredient or
combination of nonprescription sunscreen active ingredients is not GRASE
or is misbranded, the active ingredient or combination of active
ingredients shall not be introduced or delivered into interstate commerce,
for use under the conditions subject to the final order, unless an
application submitted pursuant to section 505(b) with respect to such
active ingredient or combination of active ingredients is approved.
586E.
Reports
(a)
GAO report
Not later than 1 year after the date of enactment of the Sunscreen Innovation Act, the Comptroller
General of the United States shall—
(1) submit a report reviewing the overall progress of the Secretary in carrying out this subchapter to
the Committee on Health, Education, Labor, and Pensions of the Senate and
the Committee on Energy and Commerce of the House of Representatives; and
(2) include findings on—
(A) the progress made in completing the review of pending requests; and
(B) the role of the Office of the Commissioner of Food and Drugs in issuing determinations with respect
to pending requests, including the number of requests transferred to the
Office of the Commissioner under section 586D.
(b)
Secretary’s report
(1)
In general
Not later than 1 year after the date of enactment of the Sunscreen Innovation Act, and every 2
years thereafter, the Secretary shall issue a report to the Committee on
Health, Education, Labor, and Pensions of the Senate and the Committee on
Energy and Commerce of the House of Representatives describing actions
taken under this section. Each report under this subsection shall be
posted on the Internet site of the Food and Drug Administration.
(2)
Contents
The reports under this subsection shall include—
(A) a review of the progress made in issuing GRASE determinations for pending requests, including the
number of pending requests—
(i) reviewed and the decision times for each request, measured from the date of the original request
for an eligibility determination submitted by the sponsor;
(ii) resulting in a determination that the nonprescription sunscreen active ingredient or combination of
nonprescription sunscreen active ingredients is GRASE and not misbranded;
(iii) resulting in a determination that the nonprescription sunscreen active ingredient or combination of
nonprescription sunscreen active ingredients is not GRASE and is
misbranded and the reasons for such determinations; and
(iv) for which a determination has not been made, an explanation for the delay, a description of the
current status of each such request, and the length of time each such
request has been pending, measured from the date of original request for
an eligibility determination by the sponsor;
(B) a review of the progress made in issuing in a timely manner GRASE determinations for requests
submitted under section 586A(a), including the number of such requests—
(i) reviewed and the decision times for each request;
(ii) resulting in a determination that the nonprescription sunscreen active ingredient or combination of
nonprescription sunscreen active ingredients is GRASE and not misbranded;
(iii) resulting in a determination that the nonprescription sunscreen active ingredient or combination of
nonprescription sunscreen active ingredients is not GRASE and is
misbranded and the reasons for such determinations; and
(iv) for which a determination has not been made, an explanation for the delay, a description of the
current status of each such request, and the length of time each such
request has been pending, measured from the date of original request for
an eligibility determination by the sponsor;
(C) a description of the staffing and resources relating to the costs associated with the review and
decisionmaking pertaining to requests under this subchapter;
(D) a review of the progress made in meeting the deadlines with respect to processing requests under
this subchapter;
(E) to the extent the Secretary determines appropriate, recommendations for process improvements in the
handling of pending and new requests, including the advisory committee
review process; and
(F) recommendations for expanding the applicability of this subchapter to nonprescription active
ingredients that are not related to the sunscreen category of
over-the-counter drugs.
(c)
Method
The Secretary shall publish the reports required under subsection (b) in the manner the Secretary
determines to be the most effective for efficiently disseminating the
report, including publication of the report on the Internet website of the
Food and Drug Administration.
.
3.
Guidance
(a)
In general
(1)
Issuance
Not later than one year after the date of enactment of this Act, the Secretary of Health and Human
Services, acting through the Commissioner of Food and Drugs, shall issue
guidance, in accordance with good guidance practices, on the
implementation of, and compliance with, subchapter I of chapter V of the
Federal Food, Drug, and Cosmetic Act, as added by section 2, including
guidance on—
(A) the criteria for determining whether a nonprescription sunscreen active ingredient or combination
of nonprescription sunscreen active ingredients has been used to a
material extent and for a material time, as described in section 201(p)(2)
of the Federal Food, Drug, and Cosmetic Act (21 U.S.C. 321(p)(2));
(B) the format and content of a safety and effectiveness data submission; and
(C) the safety and efficacy standards for determining whether a nonprescription sunscreen active
ingredients or combination of nonprescription sunscreen active ingredients
is generally recognized as safe and effective, as defined in section 586
of such subchapter I.
(2)
Inapplicability of Paperwork Reduction Act
Chapter 35 of title 44, United States Code, shall not apply to collections of information made for
purposes of guidance under this subsection.
(b)
Submissions pending issuance of final guidance
Irrespective of whether final guidance under subsection (a) has been issued—
(1) persons may, beginning on the date of enactment of this Act, make submissions under subchapter I of
chapter V of the Federal Food, Drug, and Cosmetic Act, as added by section
2; and
(2) the Secretary of Health and Human Services, acting through the Commissioner of Food and Drugs,
shall review and act upon such submissions in accordance with such
subchapter.
Passed the House of Representatives July 28, 2014.Karen L. Haas,Clerk