Library / Laws / 113th / hr / H.R. 2128 / Introduced in House
I
113th CONGRESS
1st Session
H. R. 2128
IN THE HOUSE OF REPRESENTATIVES
May 23, 2013
Mr. McKinley (for
himself and Mr. Welch) introduced the
following bill; which was referred to the Committee on Energy and Commerce, and in
addition to the Committee on Ways and
Means, for a period to be subsequently determined by the
Speaker, in each case for consideration of such provisions as fall within the
jurisdiction of the committee concerned
A BILL
To provide for the establishment of a Home Energy Savings
Retrofit Rebate Program, and for other purposes.
1.
Short title
This Act may be cited as the
Home Owner Managing Energy Savings Act
of 2013 or the HOMES Act.
2.
Definitions
In this Act:
(1)
BPI
The
term BPI means the Building Performance Institute.
(2)
Electric
utility
The term electric utility means any company,
person, cooperative, State, or Indian tribe agency that delivers or sells
electric energy at retail, including nonregulated utilities, utilities that are
subject to State or Indian tribe rate regulation, and Federal power marketing
administrations.
(3)
Federal rebate
processing system
The term Federal Rebate Processing
System means the Federal Rebate Processing System established under
section 3(b).
(4)
Home
The
term home means a residential dwelling unit in a building with no
more than 4 dwelling units that—
(A) is located in the
United States;
(B) was constructed
before the date of enactment of this Act; and
(C) is occupied at
least 6 months out of each of the 2 years immediately preceding the application
for a rebate under this Act.
(5)
Home energy
savings retrofit rebate program
The term Home Energy
Savings Retrofit Rebate Program means the Home Energy Savings Retrofit
Rebate Program established under section 3(a).
(6)
Homeowner
The
term homeowner means the owner of an owner-occupied home or a
tenant-occupied home.
(7)
Indian
tribe
The term Indian tribe has the meaning given
the term in section 4 of the Indian Self-Determination and Education Assistance
Act (25 U.S.C. 450b).
(8)
Natural gas
utility
The term natural gas utility means any
company, person, cooperative, State or local governmental agency or
instrumentality, or Indian tribe that transports, distributes, or sells natural
gas at retail.
(9)
Qualified
contractor
The term qualified contractor means a
residential energy efficiency contractor that meets minimum applicable
requirements established under section 4.
(10)
Qualified home
energy efficiency retrofit
The term qualified home energy
efficiency retrofit means a retrofit described in section 8(d).
(11)
Quality
assurance program
The term quality assurance program
means a program established under this Act, or recognized by the Secretary
under this Act, to oversee the delivery of home efficiency retrofit programs to
ensure that work is performed in accordance with standards and criteria
established under this Act. Delivery of retrofit programs includes delivery of
quality assurance reviews of rebate applications and field inspections.
(12)
Quality
assurance provider
The term quality assurance
provider means any entity that meets the minimum applicable requirements
established under section 6(b).
(13)
Rebate
aggregator
The term rebate aggregator means an
entity that meets the requirements of section 5.
(14)
Resnet
The
term RESNET means the Residential Energy Services Network, which
is a nonprofit certification and standard setting organization for home energy
raters that evaluate the energy performance of a home and Energy Smart
Contractors that make energy improvements to the home.
(15)
Secretary
The
term Secretary means the Secretary of Energy.
(16)
State
The
term State means—
(A) a State;
(B) the District of
Columbia;
(C) the Commonwealth
of Puerto Rico;
(D) Guam;
(E) American
Samoa;
(F) the Commonwealth
of the Northern Mariana Islands;
(G) the United States
Virgin Islands; and
(H) any other
territory or possession of the United States.
3.
Home Energy
Savings Retrofit Rebate Program
(a)
In
general
The Secretary shall establish the Home Energy Savings
Retrofit Rebate Program.
(b)
Federal rebate
processing system
(1)
In
general
Not later than 180 days after the date of enactment of
this Act, the Secretary, in consultation with the Secretary of the Treasury,
shall—
(A) establish a
Federal Rebate Processing System which shall serve as a database and
information technology system that will allow rebate aggregators to submit
claims for reimbursement using standard data protocols;
(B) establish a
national retrofit Web site that provides information on the Home Energy Savings
Retrofit Rebate Program, including—
(i) how
to determine whether particular efficiency measures are eligible for rebates;
and
(ii) how
to participate in the program; and
(C) make available
model forms for demonstrating compliance with all applicable requirements of
this Act, which shall be required to be submitted by—
(i) each
qualified contractor on completion of an eligible home energy retrofit;
and
(ii) each quality
assurance provider on completion of field verification.
(2)
Model
forms
In carrying out paragraph (1)(C), the Secretary shall
consider the model forms developed by the National Home Performance Council,
Inc. If the Secretary does not adopt these forms, the Secretary shall convene a
group of stakeholders that are directly and materially affected by the Program
to develop the final forms.
4.
Contractors
(a)
Contractor
qualifications
A contractor may perform retrofit work under the
Home Energy Savings Retrofit Rebate Program in a State if the
contractor—
(1) meets all
applicable contractor licensing requirements established by the State;
(2) is—
(A) accredited
by—
(i) BPI
as an Accredited Contractor;
(ii) RESNET as an
Energy Smart Home Performance Team;
(iii) the Air
Conditioning Contractors of America as a QA Home Performance Contractor;
(iv) a
State-based certification program established to carry out State energy, clean
air, or environmental programs; or
(v) an
equivalent certification program approved by the Secretary for this purpose;
or
(B) the general
contractor, that—
(i) subjects the
energy efficiency retrofit to a review and quality assurance inspection by a
third party approved by the Department of Energy for performing quality
assurance inspections; and
(ii) employs, or
otherwise utilizes subcontractors who employ, individuals to complete
individual or comprehensive scopes of work related to the energy efficiency
retrofit who are certified by—
(I) BPI;
(II) RESNET;
(III) North American
Technical Excellence;
(IV) the Air Conditioning Contractors of
America;
(V) the Laborers
International Union of North America;
(VI) a regional or State Department of Energy
Weatherization Training Center; or
(VII) other contractor
or worker certification programs approved by the Secretary;
(3) holds insurance
coverage of at least $1,000,000 for general liability, and for such other
purposes and in such other amounts as required by the State; and
(4) provides
warranties to the homeowner that completed work will—
(A) be free of
significant defects;
(B) be installed in
accordance with the specifications of the manufacturer, and all applicable
State and local codes; and
(C) perform properly
for a period of at least 1 year after the date of completion of the
work.
(b)
Agreement
between contractor and homeowner
A contractor who performs
retrofit work under the Home Energy Savings Retrofit Rebate Program must sign a
written or electronic contract with the homeowner that includes—
(1) an agreement to
not increase the cost of the home improvement as a result of the rebates
received under this Act with respect to physical improvements made to the
home;
(2) if the contractor
and homeowner choose the transferable rebate option authorized under section 7,
an agreement to provide the homeowner, before a contract is executed between
the contractor and the homeowner covering the eligible work, a notice of the
rebate amount the contractor intends to apply for with respect to eligible work
under this Act; and
(3) an acknowledgement
that the homeowner—
(A) has reviewed the
national retrofit Web site for the program;
(B) understands the
scope of work intended to be completed and that such work may be eligible for a
rebate under the program; and
(C) understands that
the rebate funds are fully subject to availability from the Department or
Rebate Aggregator and not within the control of the contractor.
5.
Rebate
aggregators
(a)
In
general
The Secretary shall develop a network of rebate
aggregators or a national rebate aggregator that can facilitate the delivery of
rebates to participating homeowners or contractors by—
(1) reviewing the
proposed rebate application for completeness and accuracy;
(2) reviewing measures
for eligibility in accordance with this Act;
(3) providing data to
the Federal Rebate Processing System consistent with data protocols established
by the Secretary; and
(4) as soon as
practicable but not later than 30 days after the date of receipt, distributing
funds received from the Department of Energy to homeowners or
contractors.
(b)
Eligibility
To
be eligible to apply to the Secretary for approval as a rebate aggregator, an
entity shall be—
(1) a
Home Performance with Energy Star program sponsor;
(2) an entity
administering a residential or building energy efficiency retrofit program,
solar program, or other such program impacting energy efficiency in homes
established or approved by a State or local government;
(3) a
Federal power marketing administration, an electric utility, or a natural gas
utility that has—
(A) a residential
energy efficiency retrofit program; and
(B) a quality
assurance provider or provider network; or
(4) an entity that
demonstrates to the Secretary that the entity can perform the functions of a
rebate aggregator, without disrupting existing residential retrofits in the
States that are incorporating the Home Energy Savings Retrofit Rebate Program,
including demonstration of—
(A) the capability to
provide electronic data to the Federal Rebate Processing System;
(B) a financial system
that is capable of tracking the distribution of rebates to participating
contractors; and
(C) coordination and
cooperation by the entity with the appropriate State energy office regarding
participation in the existing energy efficiency programs that will be
delivering the Home Energy Savings Retrofit Rebate Program.
(c)
Public utility
commission efficiency targets
The Secretary shall—
(1) develop guidelines
for States and local governments to use to allow utilities participating as
rebate aggregators to count the energy savings from the participation of the
utilities toward State and local level energy savings targets; and
(2) work with States
and local governments to assist in the adoption of those guidelines for the
purposes and duration of the Home Energy Savings Retrofit Rebate
Program.
6.
Quality assurance
providers
(a)
Qualifications
An
entity shall be considered a quality assurance provider under this Act only if
the entity is qualified through—
(1) the BPI;
(2) RESNET; or
(3) any other entity designated by the
Secretary such as a State or local government or a residential energy
efficiency retrofit program approved by a State or local government.
(b)
Functions
A
quality assurance provider shall—
(1) be independent of
the contractor;
(2) confirm that
contractors or installers of home energy efficiency retrofits meet the
qualification requirements of this Act; and
(3) perform field
inspections to confirm the compliance of the retrofit work and the simulated
energy savings under the Home Energy Savings Retrofit Rebate Program.
7.
Transferability
of home energy savings rebate
A homeowner may transfer the rebate provided
under the Home Energy Savings Retrofit Rebate Program to the contractor
performing the retrofit work if the contractor completes a form that
accompanies the rebate form developed under section 3(b). This form, to be made
publically available by the Secretary 90 days after the date of enactment of
this Act, must be approved by paper signature or electronically by the
homeowner and include—
(1) the amount of the
rebate the contractor will submit for disbursement to the contractor;
(2) the level of
energy use reduction of the home retrofit certified under section 8(e)(4), and
assurance that the contractor will provide the certificate to the homeowner
within 30 days of receipt from the Department of Energy;
(3) a
documentation report of the retrofit performed and paid by the homeowner;
and
(4) confirmation from
the homeowner that they understand they have the right to submit directly for
the rebate and have chosen to transfer the credit in full to the
contractor.
8.
Home Energy
Savings Retrofit Rebate Program
(a)
In
general
If a qualified home energy efficiency retrofit of a home
is carried out after January 1, 2014, by a qualified contractor in accordance
with this section, rebates shall be awarded for retrofits that achieve home
energy savings in accordance with this Act.
(b)
Amount of
rebates
(1)
In
general
Subject to subsection (e), the amount of a rebate
provided to the owner of a home or a designee of the owner under this section
shall be—
(A) $2,000 for a 20–24
percent reduction in home energy use;
(B) $3,000 for a 25–29
percent reduction in home energy use;
(C) $4,000 for a 30–34
percent reduction in home energy use;
(D) $5,000 for a 35–39
percent reduction in home energy use;
(E) $6,000 for a 40–44
percent reduction in home energy use;
(F) $7,000 for a 45–49
percent reduction in home energy use; and
(G) $8,000 for a 50
percent or more reduction in home energy use.
(2)
Rebate
payment
(A)
In
general
The rebate shall be paid, based on energy savings as
calculated under subsection (e), within 60 days after—
(i) submission of the
required rebate forms; and
(ii) the
completion of any quality assurance assessment required under subparagraph
(B).
(B)
Quality
assurance assessments
The Secretary shall establish a schedule of
required quality assurance assessments. In the first year of the program, the
first 10 homes retrofit by each contractor and then 60 percent of all future
homes shall be required to have a quality assurance assessment. The Secretary
shall establish a cost effective schedule of required quality assurance
assessments for subsequent years based on performance under the program.
(3)
Limitation
In
no event shall the amount of rebates under this subsection exceed—
(A) $10,000 with
respect to any individual; or
(B) 50 percent of the
qualified home energy efficiency expenditures paid or incurred by the homeowner
under subsection (c).
(c)
Qualified home
energy efficiency expenditures
For purposes of this section, the
term qualified home energy efficiency expenditures—
(1) means any amount
paid or incurred by a homeowner for a qualified home energy efficiency
retrofit, including the cost of diagnostic procedures, labor, reporting, and
modeling; and
(2) does not
include—
(A) improvements to
swimming pools or hot tubs; or
(B) any amount paid or
incurred to purchase or install a biomass, wood, or wood pellet furnace,
boiler, or stove, unless the system—
(i) is
designed to meet at least 70 percent of the heating demands of the home;
(ii) in
the case of woodstoves, is certified by the Environmental Protection
Agency;
(iii) in
the case of a wood stove replacement, replaces an existing wood stove with a
stove that is certified by the Environmental Protection Agency, if a voucher is
provided by the installer or other responsible party certifying that the old
stove has been removed and made inoperable;
(iv) in
the case of a furnace or boiler, is in a home with a distribution system (such
as piping, ducts, vents, blowers, or affixed fans) that allows heat from the
furnace or boiler to reach all or most parts of the home; and
(v) is
certified by an independent test laboratory approved by the Secretary as
having—
(I) thermal efficiency
(with a high heating value) of at least 75 percent for stoves and 80 percent
for furnaces and boilers;
(II) particulate
emissions of less than 3.0 grams per hour for wood stoves or pellet stoves;
and
(III) less than 0.07
lbs per million BTU for outdoor boilers and furnaces.
(d)
Qualified home
energy efficiency retrofit
(1)
In
general
A qualified home energy efficiency retrofit is a retrofit
that implements measures, during a rebate-eligible year in the existing
principal residence of the homeowner which is located in the United States,
intended to reduce the energy use of such residence. A qualified home energy
efficiency retrofit shall—
(A) be implemented and
installed by a qualified contractor;
(B) install a set of
measures modeled to achieve a reduction in home energy use of 20 percent or
more from the baseline established under subparagraph (C), using computer
modeling software approved under paragraph (2);
(C) establish the
baseline energy use as provided in subsection (e)(1)(C);
(D) implement a
test-out procedure, following guidelines of the applicable accrediting program
described in section 4(a)(2) (A), (B), or (C), or equivalent guidelines
approved by the Secretary for this purpose, to ensure—
(i) the
safe operation of all systems post retrofit; and
(ii) that all
improvements are included in, and have been installed according to—
(I) standards of the
applicable accrediting program described in section 4(a)(2) (A), (B), or
(C);
(II) manufacturers
installation specifications; and
(III) all applicable
State and local codes or equivalent standards approved by the Secretary for
this purpose;
(E) include only
measures that have an average estimated life of 5 years or more as determined
by the Secretary;
(F) not include any
amount which is paid or incurred in connection with any expansion of the square
footage of the residence; and
(G) not include
improvements to swimming pools or hot tubs or any other expenditure
specifically excluded by the Secretary.
(2)
Approved
modeling software
The contractor shall use modeling software
certified by RESNET as following the software verification test suites in
section 4.2.1 of RESNET Publication No. 13–001, or under equivalent standards
approved by the Secretary for this purpose, and shall have the ability at a
minimum to assess the savings associated with all the measures for Home Energy
Savings Retrofit Rebate Program.
(3)
Exception
For
purposes of paragraph (1)(D)(ii), installation of gas-fired appliances shall
comply with requirements of the National Fuel Gas Code (ANSI Z223.1/NFPA 54)
and applicable installation requirements in lieu of performance of combustion
tests outside those required by the National Fuel Gas Code (2012 Edition) and
the International Fuel Gas Code (2012 Edition).
(e)
Energy use
reduction
(1)
Determination of
energy use reduction
(A)
In
general
The reduction in energy use for any residence shall be
determined by modeling the annual predicted percentage reduction in total
energy consumption or costs for heating, cooling, hot water, and permanent
lighting. It shall be modeled using computer modeling software approved under
subsection (d)(2) and calibrated according to subparagraph (C) of this
paragraph.
(B)
Energy
costs
For the purposes of subparagraph (A), the energy cost per
unit of fuel for each fuel type shall be determined by dividing the total
actual energy bill (subtracting taxes and fees) for the residence for that fuel
type for the most recent available 12-month period by the total energy units of
that fuel type used over the same period.
(C)
Baseline energy
use
For the purposes of subparagraph (A), the software model that
establishes the baseline energy use and predicted energy savings shall be
calibrated according to the procedures set forth in sections 3 and 4 of
ANSI/BPI Standard BPI–2400–S–2012: Standard Practice for Standardized
Qualification of Whole-House Energy Savings Predictions by Calibration to
Energy Use History, or an equivalent standard approved by the Secretary for
this purpose.
(2)
Documentation
The
percent improvement in energy consumption calculated under this section shall
be documented through modeling software described in subsection (d)(2).
(3)
Monitoring
The
Secretary—
(A) shall periodically
evaluate the software packages used for determining rebates under this
section;
(B) shall monitor and
compare the predictions to the real energy data, and based on the results,
create performance criteria to allow or disallow the software; and
(C) may disallow the
use of software programs that improperly assess energy savings.
(4)
Certificate of
retrofit performance
The Secretary shall establish a system for
distribution of a certificate of performance with the issuance of a rebate that
certifies the predicted level of energy use reduction achieved by the retrofit.
The certificate will be provided to the rebate recipient. If the recipient is
the contractor under the terms of section 7, the contractor shall remit the
certificate to the homeowner, to be delivered or postmarked not later than 30
days after the contractor’s receipt of the certificate.
(5)
Exception
The
Secretary shall not utilize the authority provided under this Act to—
(A) develop, adopt, or
implement a public labeling system that rates and compares the energy
performance of one home with another; or
(B) require the public
disclosure of an energy performance evaluation or rating developed for any
specific home.
Nothing in
this paragraph shall preclude the computation, collection, or use, by the
Secretary, rebate aggregators, or quality assurance providers, or the States or
Indian tribes, for the purposes of gathering information on the rating and
comparison of the energy performance of homes with and without energy
efficiency retrofits.
(f)
Qualification
for rebate
On submission of a claim for a retrofit rebate by a
rebate aggregator to the system established under section 5, the Secretary
shall provide reimbursement to the rebate aggregator, if—
(1) the retrofit is a
qualified home energy efficiency retrofit;
(2) the amount of the
reimbursement is not more than the amount described in subsection (b);
(3) documentation
required to verify the claim is transmitted with the claim; and
(4) any quality
assurance assessment required under subsection (b)(2)(B) has been
completed.
(g)
Homeowner
complaints
(1)
In
general
A homeowner may make a complaint under the quality
assurance program during the 1-year warranty period that compliance with the
quality assurance requirements of this section has not been achieved.
(2)
Verification
(A)
In
general
The quality assurance program shall provide that, on
receiving a complaint under paragraph (1), an independent quality assurance
provider shall conduct field verification on the retrofit work performed by the
contractor.
(B)
Administration
A
verification under this paragraph shall be corrected in accordance with
subsection (f)(4).
(h)
Audits
(1)
In
general
On making payment for a submission under this section,
the Secretary shall review rebate requests to determine whether program
requirements were met in all respects.
(2)
Incorrect
payment
On a determination of the Secretary under paragraph (1)
that a payment was made incorrectly to a party, the Secretary may—
(A) recoup the amount
of the incorrect payment; or
(B) withhold the
amount of the incorrect payment from the next payment made to the party
pursuant to a subsequent request.
(i)
Incentives
The
amount of incentives that the Secretary may provide to quality assurance
providers and rebate aggregators under this Act shall be—
(1) $25 for each
rebate review and submission provided under the program;
(2) $250 for each
field inspection conducted under the program; or
(3) such other amounts
as the Secretary considers necessary to carry out the quality assurance
provisions of this Act.
9.
Grants to States
and Indian tribes
(a)
In
general
A State or Indian tribe that receives a grant under
subsection (d) shall be permitted to use the grant for—
(1) administrative
costs;
(2) oversight of
quality assurance plans;
(3) development of a
quality assurance program;
(4) establishment and
delivery of financing pilots in accordance with this Act;
(5) coordination with
existing residential retrofit programs and infrastructure development to assist
deployment of the Home Energy Savings Retrofit Rebate Program; and
(6) the costs of
carrying out the responsibilities of the State or Indian tribe under the Home
Energy Savings Retrofit Rebate Program.
(b)
Initial
grants
Not later than 60 days after receipt of a completed
application for a grant under this section, the Secretary shall either make the
grant or provide to the applicant an explanation for denying the grant.
(c)
Indian
tribes
The Secretary shall reserve an appropriate amount of
funding to be made available to carry out this section for each fiscal year to
make grants available to Indian tribes under this section.
(d)
State
allotments
From the amounts made available to carry out this
section for each fiscal year remaining after the reservation required under
subsection (c), the Secretary shall make grants available to States in
accordance with section 15.
(e)
Quality
assurance programs
(1)
In
general
A State or Indian tribe may use a grant made under this
section to carry out a quality assurance program that is—
(A) operated as part
of a State or local government approved energy conservation plan established
under part D of title III of the Energy Policy and Conservation Act (42 U.S.C.
6321 et seq.);
(B) managed by the
office or the designee of the office that is—
(i) responsible for
the development of the plan under section 362 of that Act (42 U.S.C. 6322);
and
(ii) to
the maximum extent practicable conducting an existing energy efficiency
program; and
(C) in the case of a
grant made to an Indian tribe, managed by an entity designated by the Indian
tribe to carry out a quality assurance program or a national quality assurance
program manager.
(2)
Noncompliance
If
the Secretary determines that a State or Indian tribe has not provided or
cannot provide adequate oversight over a quality assurance program to ensure
compliance with this Act, the Secretary may—
(A) withhold further
quality assurance funds from the State or Indian tribe; and
(B) require that
quality assurance providers operating in the State or by the Indian tribe be
overseen by a national quality assurance program manager selected by the
Secretary.
(f)
Implementation
A
State or Indian tribe that receives a grant under this section may implement a
quality assurance program through the State, the Indian tribe, or a third party
designated by the State or Indian tribe, including—
(1) an energy service
company;
(2) an electric
utility;
(3) a
natural gas utility;
(4) a
third-party administrator designated by the State or Indian tribe; or
(5) a
unit of local government.
(g)
Public-Private
partnerships
A State or Indian tribe that receives a grant under
this section is encouraged to form partnerships with utilities, energy service
companies, and other entities—
(1) to assist in
marketing a program;
(2) to facilitate
consumer financing;
(3) to assist in
implementation of the Home Energy Savings Retrofit Rebate Program, including
installation of qualified home energy efficiency retrofits; and
(4) to assist in
implementing quality assurance programs.
(h)
Coordination of
rebate and existing State-Sponsored programs
(1)
In
general
A State or Indian tribe shall, to the maximum extent
practicable, prevent duplication through coordination of a program authorized
under this Act with—
(A) the Energy Star
appliance rebates program authorized under the American Recovery and
Reinvestment Act of 2009 (Public Law 111–5; 123; Stat. 115); and
(B) comparable
programs planned or operated by States, political subdivisions, electric and
natural gas utilities, Federal power marketing administrations, and Indian
tribes.
(2)
Existing
programs
In carrying out this subsection, a State or Indian tribe
shall—
(A) give priority
to—
(i) comprehensive
retrofit programs in existence on the date of enactment of this Act, including
programs under the supervision of State utility regulators; and
(ii) using funds made
available under this Act to enhance and extend existing programs; and
(B) seek to enhance
and extend existing programs by coordinating with administrators of the
programs.
10.
Quality
assurance program
(a)
In
general
As part of a grant application described in section 9(b),
a State or Indian tribe shall submit to the Secretary a plan to implement a
quality assurance program that covers all federally assisted residential
efficiency retrofit work administered, supervised, or sponsored by the State or
Indian tribe.
(b)
Implementation
The
State or Indian tribe shall—
(1) develop a quality
assurance program in consultation with industry stakeholders, including
representatives of efficiency program managers, contractors, and environmental,
energy efficiency, and labor organizations; and
(2) implement the
quality assurance program not later than 180 days after receipt of a grant
under section 9.
(c)
Components
The
quality assurance program established under this section shall include—
(1) maintenance of a
list of qualified contractors authorized to perform such retrofit work as
described in section 4; and
(2) non-binding
targets and realistic plans for—
(A) the recruitment of
small minority-owned or women-owned business enterprises; and
(B) the employment of
graduates of training programs that primarily serve low-income populations with
a median income that is below 200 percent of the poverty line (as defined in
section 673(2) of the Community Services Block Grant Act (42 U.S.C. 9902(2)),
including any revision required by that section) by participating
contractors.
(d)
Noncompliance
If
the Secretary determines that a State or Indian tribe has not taken the steps
required under this section, the Secretary shall provide to the State or Indian
tribe a period of at least 90 days to comply before suspending the
participation of the State or Indian tribe in the program.
11.
Evaluation
report to Congress
(a)
In
general
Not later than 1 year after the date of enactment of this
Act and annually thereafter until the termination of the program under this
Act, the Secretary shall submit to the Committee on Energy and Natural
Resources of the Senate and the Committee on Energy and Commerce of the House
of Representatives a report on the use of funds under this Act.
(b)
Contents
The
report submitted under subsection (a) shall evaluate—
(1) how many eligible
participants have participated in the program;
(2) how many jobs have
been created through the program, directly and indirectly;
(3) what steps could
be taken to promote further deployment of energy efficiency and renewable
energy retrofits;
(4) the quantity of
verifiable energy savings, homeowner energy bill savings, and other benefits of
the program;
(5) any waste, fraud,
or abuse with respect to such funds; and
(6) any other
information the Secretary considers appropriate.
(c)
Noncompliance
The
Secretary shall require rebate aggregators, States, and Indian tribes to
provide the information required to enable the Secretary to carry out this
section. If the Secretary determines that a rebate aggregator, State, or Indian
tribe has not provided such information on a timely basis, the Secretary shall
provide to the rebate aggregator, State, or Indian tribe a period of at least
90 days to provide any necessary information, subject to withholding of funds
or reduction of future grant amounts, or decertification of rebate
aggregators.
12.
Administration
(a)
In
general
Subject to section 15(b), not later than 30 days after
the date of enactment of this Act, the Secretary shall provide such
administrative and technical support to rebate aggregators, States, and Indian
tribes as is necessary to carry out this Act.
(b)
Appointment of
personnel
Notwithstanding the provisions of title 5, United
States Code, governing appointments in the competitive service and General
Schedule classifications and pay rates, the Secretary may appoint such
professional and administrative personnel as the Secretary considers necessary
to carry out this Act.
(c)
Rate of
pay
The rate of pay for a person appointed under subsection (b)
shall not exceed the maximum rate payable for GS–15 of the General Schedule
under chapter 53 of title 5, United States Code.
(d)
Consultants
Notwithstanding
section 303 of the Federal Property and Administrative Services Act of 1949 (41
U.S.C. 253), the Secretary may retain such consultants on a noncompetitive
basis as the Secretary considers necessary to carry out this Act.
(e)
Contracting
In
carrying out this Act, the Secretary may waive all or part of any provision of
the Competition in Contracting Act of 1984 (Public Law 98–369; 98 Stat. 1175),
an amendment made by that Act, or the Federal Acquisition Regulation on a
determination that circumstances make compliance with the provisions contrary
to the public interest.
(f)
Information
collection
The Secretary shall establish, and make available to
homeowners, or the homeowner’s designated representative, seeking a rebate
under this Act, release forms authorizing access by the Secretary, or the
Secretary’s designated third party representative, to information in the
utility bills of the homeowner. The form shall not include the homeowner’s
name, address, or social security number, or any other personal identifying
information designated by the Secretary.
13.
Treatment of
rebates
(a)
In
general
For purposes of the Internal Revenue Code of 1986,
rebates received for a qualified home energy efficiency retrofit under this
Act—
(1) shall not be
considered taxable income to a homeowner; and
(2) shall prohibit the
consumer from applying for a tax credit allowed under section 25C or 25D of
that Code for the same retrofit work performed in the home of the homeowner,
unless the work is additional, and not included in the rebate baseline.
(b)
Notice
(1)
In
general
A participating contractor shall provide notice to a
homeowner of the provisions of subsection (a) before eligible work is performed
in the home of the homeowner.
(2)
Notice in rebate
form
A homeowner shall be notified of the provisions of
subsection (a) in the appropriate rebate form developed by the Secretary, in
consultation with the Secretary of the Treasury.
14.
Penalties
(a)
In
general
It shall be unlawful for any person to violate this Act
(including any regulation issued under this Act), other than a violation as the
result of a clerical error.
(b)
Civil
penalty
In addition to any penalty applicable under other Federal
law for fraud or other crimes, any person who commits a violation of this Act
shall be liable to the United States for a civil penalty in an amount that is
not more than the higher of—
(1) $15,000 for each
violation; or
(2) 3
times the value of any associated rebate under this Act.
(c)
Administration
The
Secretary may—
(1) assess and
compromise a penalty imposed under subsection (b); and
(2) require from any
entity the records and inspections necessary to enforce this Act.
15.
Funding
(a)
Authorization of
appropriations
(1)
In
general
There are authorized to be appropriated to the Secretary
to carry out this Act $500,000,000 for each of fiscal years 2014 through 2017,
to remain available until expended.
(2)
Maintenance of
funding
Funds provided under this section shall supplement and
not supplant any Federal and State funding provided to carry out energy
efficiency programs in existence on the date of enactment of this Act.
(b)
Grants to
States
(1)
In
general
Of the amounts provided under subsection (a), not more
than 6 percent shall be used to carry out section 9.
(2)
Distribution to
state energy offices
Not later than 45 days after the date of
enactment of this Act, the Secretary shall determine a formula to provide funds
described in paragraph (1) to State energy offices, in accordance with the
allocation formula for State energy conservation plans established under part D
of title III of the Energy Policy and Conservation Act (42 U.S.C. 6321 et
seq.).
(c)
Tracking of
rebates and expenditures
Of the amount provided under subsection
(a), not more than 2.5 percent are authorized to be appropriated to the
Secretary to be used for costs associated with tracking rebates and
expenditures through the Federal Rebate Processing System under this Act,
technical assistance to States, and related administrative costs incurred by
the Secretary.
(d)
Program review
and backstop funding
(1)
In
general
Not later than 180 days after the date of enactment of
this Act, the Secretary shall perform a State-by-State analysis and review the
distribution of Home Energy Savings Retrofit Rebates under this Act.
(2)
Adjustment
The
Secretary may allocate technical assistance funding to assist States that have
not sufficiently benefitted from the Home Energy Savings Retrofit Rebate
Program.
(e)
Return of
undisbursed funds
If the Secretary has not disbursed all the
funds available for rebates under the Home Energy Savings Retrofit Rebate
Program by September 30, 2017, any undisbursed funds shall be returned to the
Treasury.