Library / Laws / 113th / hr / H.R. 1358 / Introduced in House
I
113th CONGRESS
1st Session
H. R. 1358
IN THE HOUSE OF REPRESENTATIVES
March 21, 2013
Ms. Eddie Bernice Johnson of
Texas (for herself, Ms.
Clarke, Mr. Larsen of
Washington, Mr. Hinojosa,
Ms. Norton,
Ms. Lofgren,
Ms. Brownley of California,
Mr. Honda,
Mr. Takano,
Mr. Danny K. Davis of Illinois,
Mr. Kilmer,
Mrs. Christensen,
Ms. Schwartz, and
Mr. Rush) introduced the following
bill; which was referred to the Committee
on Science, Space, and Technology
A BILL
To direct the Director of the Office of Science and
Technology Policy to carry out programs and activities to ensure that Federal
science agencies and institutions of higher education receiving Federal
research and development funding are fully engaging their entire talent pool,
and for other purposes.
1.
Short title;
findings
(a)
Short
title
This Act may be cited
as the STEM Opportunities Act of
2013.
(b)
Findings
The Congress finds the following:
(1) Many reports over the past decade have
found that it is critical to our Nation’s economic leadership and global
competitiveness that we educate and train more scientists and engineers.
(2) Research shows
that women and minorities who are interested in STEM careers are lost at every
educational transition, from high school on through full professorships.
(3) According to data
compiled by the National Science Foundation, women now earn about half of all
science and engineering bachelor’s degrees, but major variations persist among
fields. For example, women still receive only 20 percent of all bachelor’s
degrees awarded in engineering and 10 percent in computer sciences. Based on
Bureau of Labor Statistics data, jobs in computing occupations are expected to
account for 62 percent of the projected annual growth of newly created STEM job
openings from 2010 to 2020.
(4) In 2007
underrepresented minority groups comprised 33.2 percent of the college-age
population of the United States, but only 17.7 percent of undergraduate
students earning bachelor’s degrees in STEM fields. The Higher Education
Research Institute at the University of California, Los Angeles, found that,
while freshmen from underrepresented minority groups express an interest in
pursuing a STEM undergraduate degree at the same rate as all other freshmen,
only 22.1 percent of Latino students, 18.4 percent of African-American
students, and 18.8 percent of Native American students studying in STEM fields
complete their degree within 5 years, compared to an approximate 33 percent and
42 percent 5-year completion rate for White and Asian students, respectively.
(5) Statistics are
particularly alarming in specific STEM fields. For example, even though
underrepresented minorities make up approximately 33 percent of the college-age
population, according to an analysis of National Science Foundation data
performed by the National Action Council for Minorities in Engineering,
students from underrepresented minority groups earned only 13 percent of all
engineering degrees in 2009.
(6) Even in science
and engineering fields with a higher representation of women, such as the
social and behavioral sciences, women remain underrepresented among university
faculty. According to data compiled by the National Science Foundation, for
over 30 years women have made up over 30 percent of the doctorates awarded in
social sciences and behavioral sciences and over 20 percent in the life
sciences. Yet, at the top research institutions, only 15.4 percent of the full
professors in the social and behavioral sciences and 14.8 percent in the life
sciences are women.
(7) Underrepresented
minority groups currently make up about 29 percent of the United States
population. However, only about 8 percent of tenure-track science and
engineering faculty members at universities and 4-year colleges and less than 1
percent of tenure-track science and engineering faculty members at the top 100
research universities in the United States are from underrepresented minority
groups.
(8) By 2050
underrepresented minorities will comprise 52 percent of the college-age
population of the United States. If the percentage of female students and
students from underrepresented minority groups earning bachelor’s degrees in
STEM fields does not significantly increase, the United States will face an
acute shortfall in the overall number of students who earn degrees in STEM
fields just as United States companies are increasingly seeking students with
those skills. With this impending shortfall, the United States will almost
certainly lose its competitive edge in the 21st century global economy.
(9) According to a recent Association for Women
in Science survey of over 4,000 scientists across the globe, 70 percent of whom
were men, STEM researchers face significant challenges in work-life
integration. Researchers in the United States were among the most likely to
experience a conflict between work and their personal life at least weekly.
One-third of researchers surveyed said that ensuring good work-life integration
has negatively impacted their careers, and, of researchers intending to leave
their current job within the next year, 9 percent indicated it was because they
were unable to balance work and life demands.
(10) Female students
and students from underrepresented minority groups at institutions of higher
education who see few others ‘‘like themselves’’ among faculty and student
populations often do not experience the social integration that is necessary
for success in all disciplines, including STEM.
(11) A substantial
body of evidence establishes that most people hold implicit biases. Decades of
cognitive psychology research reveal that most people carry prejudices of which
they are unaware but that nonetheless play a large role in evaluations of
people and their work. Unintentional biases and outmoded institutional
structures are hindering the access and advancement of women and minorities in
science and engineering.
(12) Workshops held to
educate faculty about unintentional biases have demonstrated success in raising
awareness of such biases.
(13) In 2012 the
National Aeronautics and Space Administration’s Office of Diversity and Equal
Opportunity completed a report specifically designed to help NASA grant
recipients identify why the dearth of women in STEM fields continues and to
ensure that it is not due to discrimination. The report provides guidance to
institutions of higher education on how to conduct meaningful self-evaluations
of campus culture and policies. This report and its guidance are equally
applicable to all institutions of higher education receiving significant
Federal research funding.
(14) The Federal
Government provides over 60 percent of research funding at institutions of
higher education and, through its grant-making policies, has had significant
influence on institution of higher education policies, including policies
related to institutional culture and structure.
2.
Purpose
(a)
In
general
The Director, acting
through the Federal science agencies, shall carry out programs and activities
with the purpose of ensuring that Federal science agencies and institutions of
higher education receiving Federal research and development funding are fully
engaging their entire talent pool.
(b)
Purposes
The
purposes of this Act are as follows:
(1) To promote research on and increase
understanding of the participation and trajectories of women and
underrepresented minorities in STEM careers at institutions of higher education
and Federal science agencies, including Federal laboratories.
(2) To raise awareness within Federal science
agencies, including Federal laboratories, and institutions of higher education
about cultural and institutional barriers limiting the recruitment, retention,
promotion, and other indicators of participation and achievement of women and
underrepresented minorities in academic and Government STEM research careers at
all levels.
(3) To identify, disseminate, and implement
best practices at Federal science agencies, including Federal laboratories, and
at institutions of higher education to remove or reduce cultural and
institutional barriers limiting the recruitment, retention, and success of
women and underrepresented minorities in academic and Government STEM research
careers.
(4) To provide grants to institutions of higher
education to recruit, retain, and advance STEM faculty members from
underrepresented minority groups and to implement or expand reforms in
undergraduate STEM education in order to increase the number of students from
underrepresented minority groups receiving degrees in these fields.
3.
Federal science
agency policies for caregivers
(a)
OSTP
guidance
Not later than 6
months after the date of enactment of this Act, the Director shall provide
guidance to Federal science agencies to establish policies that—
(1) apply to
all—
(A) intramural and
extramural research awards; and
(B) primary investigators who have caregiving
responsibilities, including care for a newborn or newly adopted child and care
for an immediate family member who is sick or disabled; and
(2) provide—
(A) flexibility in timing for the initiation of
approved research awards;
(B) no-cost extensions
of research awards;
(C) grant supplements
as appropriate to research awards for research technicians or equivalent to
sustain research activities; and
(D) any other
appropriate accommodations at the discretion of the director of each
agency.
(b)
Uniformity of
guidance
In providing such guidance, the Director shall encourage
uniformity and consistency in the policies across all agencies.
(c)
Establishment of
policies
Consistent with the
guidance provided under this section, Federal science agencies shall maintain
or develop and implement policies for caregivers and shall broadly disseminate
such policies to current and potential grantees.
(d)
Data on
usage
Federal science
agencies shall—
(1) collect data on
the usage of the policies under subsection (c), by gender, at both institutions
of higher education and Federal laboratories; and
(2) report such data
on an annual basis to the Director in such form as required by the
Director.
4.
Collection and
reporting of data on Federal research grants
(a)
Collection of
data
(1)
In
general
Each Federal science
agency shall collect standardized record-level annual information on
demographics, primary field, award type, review rating (as practicable), budget
request, funding outcome, and awarded budget for all applications for
merit-reviewed research and development grants to institutions of higher
education and Federal laboratories supported by that agency.
(2)
Uniformity and
standardization
The Director shall establish a policy to ensure
uniformity and standardization of the data collection required under paragraph
(1).
(3)
Record-level
data
(A)
Requirement
On
an annual basis, beginning with the deadline under subparagraph (C), each
Federal science agency shall submit to the Director of the National Science
Foundation record-level data collected under paragraph (1) in the form required
by such Director.
(B)
Previous
data
As part of the first submission under subparagraph (A), each
Federal science agency, to the extent practicable, shall also submit comparable
record-level data for the 5 years preceding the deadline under subparagraph
(C).
(C)
Deadline
The
deadline under this paragraph is a date that is not later than 2 years after
the date of enactment of this Act.
(b)
Reporting of
data
The Director of the
National Science Foundation shall publish statistical summary data collected
under this section, disaggregated and cross-tabulated by race, ethnicity,
gender, age, and years since completion of doctoral degree, including in
conjunction with the National Science Foundation’s report required by section
37 of the Science and Technology Equal Opportunities Act (42 U.S.C. 1885d;
Public Law 96–516).
5.
Policies for
review of Federal research grants
(a)
In
general
The Director, in
collaboration with the Director of the National Science Foundation, shall
identify information and best practices useful for educating program officers
and members of standing peer review committees at Federal science agencies
about—
(1) research on
implicit bias based on gender, race, or ethnicity; and
(2) methods to
minimize the effect of such bias in the review of extramural and intramural
Federal research grants.
(b)
Guidance to all
Federal science agencies
The Director shall disseminate the
information and best practices identified in subsection (a) to all Federal
science agencies and provide guidance as necessary on policies to implement
such practices within each agency.
(c)
Establishment of
policies
Consistent with the guidance provided in subsection (b),
Federal science agencies shall maintain or develop and implement policies and
practices to minimize the effects of implicit bias in the review of extramural
and intramural Federal research grants.
(d)
Report to
Congress
Not later than 2 years after the date of enactment of
this Act, the Director shall report to Congress on what steps all Federal
science agencies have taken to implement policies and practices to minimize the
effects of bias in the review of extramural and intramural Federal research
grants.
6.
Collection of
data on demographics of faculty
(a)
Collection of
data
(1)
In
general
Not later than 3 years after the date of enactment of
this Act, and at least every 5 years thereafter, the Director of the National
Science Foundation shall carry out a survey to collect institution-level data
on the demographics of STEM faculty, by broad fields of STEM, at different
types of institutions of higher education.
(2)
Considerations
To
the extent practicable, the Director of the National Science Foundation shall
consider, by gender, race, ethnicity, citizenship status, age, and years since
completion of doctoral degree—
(A) the number and
percentage of faculty;
(B) the number and
percentage of faculty at each rank;
(C) the number and percentage of faculty who
are in nontenure-track positions, including teaching and research;
(D) the number and percentage of faculty who
are reviewed for promotion, including tenure, and the percentage of that number
who are promoted, including being awarded tenure;
(E) faculty years in rank;
(F) the number and percentage of faculty to
leave tenure-track positions;
(G) the number and percentage of faculty hired,
by rank; and
(H) the number and percentage of faculty in
leadership positions.
(b)
Existing
surveys
The Director of the National Science Foundation—
(1) may carry out the
requirements under
subsection (a) by collaborating with
statistical centers at other Federal agencies to modify or expand, as
necessary, existing Federal surveys of higher education; or
(2) may award a grant
or contract to an institution of higher education or other nonprofit
organization to design and carry out the requirements under
subsection (a).
(c)
Reporting
data
The Director of the
National Science Foundation shall publish statistical summary data collected
under this section, including as part of the National Science Foundation’s
report required by section 37 of the Science and Technology Equal Opportunities
Act (42 U.S.C. 1885d; Public Law 96–516).
(d)
Authorization of
appropriations
There are authorized to be appropriated to the
Director of the National Science Foundation $3,000,000 in each of fiscal years
2014 through 2016 to develop and carry out the initial survey required in
subsection (a).
7.
Cultural and
institutional barriers to expanding the academic and Federal STEM
workforce
(a)
Best practices
at institutions of higher education
(1)
Development of
guidance
Not later than 6
months after the date of enactment of this Act, the Director of the National
Science Foundation shall develop written guidance for institutions of higher
education on the best practices for—
(A) conducting
periodic campus culture surveys of STEM departments, with a particular focus on
identifying any cultural or institutional barriers to or successful enablers
for the recruitment, retention, promotion, and other indicators of
participation and achievement, of women and underrepresented minorities in STEM
degree programs and academic STEM careers; and
(B) providing
educational opportunities, including workshops as described in
subsection (c), for STEM faculty and
administrators to learn about current research on implicit bias in recruitment,
evaluation, and promotion of faculty in STEM and recruitment and evaluation of
undergraduate and graduate students in STEM degree programs.
(2)
Existing
guidance
In developing the guidance in
paragraph (1), the Director of the
National Science Foundation shall utilize guidance already developed by the
National Aeronautics and Space Administration, the Department of Energy, and
the Department of Education.
(3)
Dissemination of
guidance
The Director of the National Science Foundation shall
broadly disseminate the guidance developed in
paragraph (1) to institutions of higher
education that receive Federal research funding.
(4)
Reports to the
National Science Foundation
The Director of the National Science
Foundation shall develop a policy that—
(A) applies to, at a minimum, the institutions
classified by the Carnegie Foundation for the Advancement of Teaching on
January 1, 2013, as a doctorate-granting university with a very high level of
research activity; and
(B) requires each
institution identified in
subparagraph (A), not later than 3
years after the date of enactment of this Act, to report to the Director of the
National Science Foundation on activities and policies developed and
implemented based on the guidance provided in
paragraph (1).
(b)
Best practices
at Federal laboratories
(1)
Development of
guidance
Not later than 6
months after the date of enactment of this Act, the Director shall develop
written guidance for Federal laboratories to develop and implement practices
and policies to—
(A) conduct periodic
laboratorywide culture surveys of research personnel at all levels, with a
particular focus on identifying any cultural or institutional barriers to the
recruitment, retention, and success of women and underrepresented minorities in
STEM careers at Federal laboratories; and
(B) provide
educational opportunities, including workshops as described in
subsection (c), for STEM research personnel
to learn about current research in implicit bias in recruitment, evaluation,
and promotion of research personnel at Federal laboratories.
(2)
Establishment of
policies
Consistent with the guidance provided in
paragraph (1), Federal science agencies
with Federal laboratories shall maintain or develop and implement policies for
their respective Federal laboratories.
(c)
Workshops To
address cultural barriers To expanding the academic and Federal STEM
workforce
(1)
In
general
Not later than 6
months after the date of enactment of this Act, the Director of the National
Science Foundation shall recommend a uniform policy for Federal science
agencies to carry out a program of workshops that educate STEM department
chairs at institutions of higher education, senior managers at Federal
laboratories, and other federally funded researchers about methods that
minimize the effects of implicit bias in the career advancement, including
hiring, tenure, promotion, and selection for any honor based in part on the
recipient’s research record, of academic and Federal STEM researchers.
(2)
Interagency
coordination
The Director of
the National Science Foundation shall ensure that workshops supported under
this subsection are coordinated across Federal science agencies and jointly
supported as appropriate.
(3)
Minimizing
costs
To the extent practicable, workshops shall be held in
conjunction with national or regional STEM disciplinary meetings to minimize
costs associated with participant travel.
(4)
Priority fields
for academic participants
In
considering the participation of STEM department chairs and other academic
researchers, the Director shall prioritize workshops for the broad fields of
STEM in which the national rate of representation of women among tenured or
tenure-track faculty or non-faculty researchers at doctorate-granting
institutions of higher education is less than 25 percent, according to the most
recent data available from the National Center for Science and Engineering
Statistics.
(5)
Organizations
eligible to carry out workshops
Federal science agencies may carry out the
program of workshops under this subsection by making grants to eligible
organizations. In addition to any other organizations made eligible by the
Federal science agencies, the following organizations are eligible for grants
under this subsection:
(A) Nonprofit
scientific and professional societies and organizations that represent one or
more STEM disciplines.
(B) Nonprofit
organizations that have the primary mission of advancing the participation of
women or underrepresented minorities in STEM.
(6)
Characteristics
of workshops
The workshops shall have the following
characteristics:
(A) Invitees to
workshops shall include at least—
(i) the chairs of departments in the relevant
STEM discipline or disciplines from at least the top 50 institutions of higher
education, as determined by the amount of Federal research and development
funds obligated to each institution of higher education in the prior year based
on data available from the National Science Foundation; and
(ii) in
the case of Federal laboratories, individuals with personnel management
responsibilities comparable to those of an institution of higher education
department chair.
(B) Activities at the workshops shall include
research presentations and interactive discussions or other activities that
increase the awareness of the existence of implicit bias in recruitment,
hiring, tenure review, promotion, and other forms of formal recognition of
individual achievement for faculty and other federally funded STEM researchers
and shall provide strategies to overcome such bias.
(C) Research presentations and other workshop
programs, as appropriate, shall include a discussion of the unique challenges
faced by underrepresented sub-groups, including minority women, minority men,
and first generation minority graduates in research.
(D) Workshop programs shall include information
on best practices for mentoring undergraduate and graduate women and
underrepresented minority students.
(7)
Data on
workshops
Any proposal for
funding by an organization seeking to carry out a workshop under this
subsection shall include a description of how such organization will—
(A) collect data on
the rates of attendance by invitees in workshops, including information on the
home institution and department of attendees, and the rank of faculty
attendees;
(B) conduct
attitudinal surveys on workshop attendees before and after the workshops;
and
(C) collect follow-up
data on any relevant institutional policy or practice changes reported by
attendees not later than one year after attendance in such a workshop.
(8)
Report to
NSF
Organizations receiving
funding to carry out workshops under this subsection shall report the data
required in
paragraph (7) to the Director of the
National Science Foundation in such form as required by such Director.
(d)
Report to
Congress
Not later than 4
years after the date of enactment of this Act, the Director of the National
Science Foundation shall submit a report to Congress that includes—
(1) a summary and analysis of the types and
frequency of activities and policies developed and carried out under
subsection (a) based on the reports
submitted under paragraph (4) of such subsection; and
(2) a
description and evaluation of the status and effectiveness of the program of
workshops required under
subsection (c), including a summary of any
data reported under paragraph (8) of such subsection.
(e)
Authorization of
appropriations
There are authorized to be appropriated to the
Director of the National Science Foundation $2,000,000 in each of fiscal years
2014 through 2018 to carry out this section.
8.
Research and
dissemination at the National Science Foundation
(a)
In
general
The Director of the
National Science Foundation shall award research grants and carry out
dissemination activities consistent with the purposes of this Act,
including—
(1) research grants to
analyze the record-level data collected under
section 4 and
section 6, consistent with policies to ensure
the privacy of individuals identifiable by such data;
(2) research grants to
study best practices for work-life accommodation;
(3) research grants to
study the impact of policies and practices that are implemented under this Act
or that are otherwise consistent with the purposes of this Act;
(4) collaboration with other Federal science
agencies and professional associations to exchange best practices, harmonize
work-life accommodation policies and practices, and overcome common barriers to
work-life accommodation; and
(5) collaboration with institutions of higher
education in order to clarify and catalyze the adoption of a coherent and
consistent set of work-life accommodation policies and practices.
(b)
Authorization of
appropriations
There are
authorized to be appropriated to the Director of the National Science
Foundation $5,000,000 in each of fiscal years 2014 through 2018 to carry out
this section.
9.
Report to
Congress
Not later than 4
years after the date of enactment of this Act, the Director shall submit a
report to Congress that includes—
(1) a description and evaluation of the status
and usage of caregiver policies at all Federal science agencies, including any
recommendations for revising or expanding such policies;
(2) a
description of any significant updates to the policies for review of Federal
research grants required under
section 5, and any evidence of the impact of
such policies on the review or awarding of Federal research grants; and
(3) a
description and evaluation of the status of Federal laboratory policies and
practices required under
section 7(b), including any recommendations
for revising or expanding such policies.
10.
National Science
Foundation support for increasing diversity among STEM faculty at institutions
of higher education
(a)
Grants
The
Director of the National Science Foundation shall award grants to institutions
of higher education (or consortia thereof) for the development of innovative
reform efforts designed to increase the recruitment, retention, and advancement
of individuals from underrepresented minority groups in academic STEM
careers.
(b)
Merit review;
competition
Grants shall be awarded under this section on a
merit-reviewed, competitive basis.
(c)
Use of
funds
Activities supported by grants under this section may
include—
(1) institutional
assessment activities, such as data analyses and policy review, in order to
identify and address specific issues in the recruitment, retention, and
advancement of faculty members from underrepresented minority groups;
(2) implementation of institution-wide
improvements in workload distribution, such that faculty members from
underrepresented minority groups are not disadvantaged in the amount of time
available to focus on research, publishing papers, and engaging in other
activities required to achieve tenure status and run a productive research
program;
(3) development and
implementation of training courses for administrators and search committee
members to ensure that candidates from underrepresented minority groups are not
subject to implicit biases in the search and hiring process;
(4) development and
hosting of intra- or inter-institutional workshops to propagate best practices
in recruiting, retaining, and advancing faculty members from underrepresented
minority groups;
(5) professional
development opportunities for faculty members from underrepresented minority
groups;
(6) activities aimed
at making undergraduate STEM students from underrepresented minority groups
aware of opportunities for academic careers in STEM fields;
(7) activities to
identify and engage exceptional graduate students from underrepresented
minority groups at various stages of their studies and to encourage them to
enter academic careers; and
(8) other activities
consistent with
subsection (a), as determined by the
Director of the National Science Foundation.
(d)
Selection
process
(1)
Application
An
institution of higher education (or consortia thereof) seeking funding under
this section shall submit an application to the Director of the National
Science Foundation at such time, in such manner, and containing such
information and assurances as such Director may require. The application shall
include, at a minimum, a description of—
(A) the reform effort
that is being proposed for implementation by the institution of higher
education;
(B) any available
evidence of specific difficulties in the recruitment, retention, and
advancement of faculty members from underrepresented minority groups in STEM
academic careers within the institution of higher education submitting an
application, and how the proposed reform effort would address such
issues;
(C) how the
institution of higher education submitting an application plans to sustain the
proposed reform effort beyond the duration of the grant; and
(D) how the success
and effectiveness of the proposed reform effort will be evaluated and assessed
in order to contribute to the national knowledge base about models for
catalyzing institutional change.
(2)
Review of
applications
In selecting grant recipients under this section,
the Director of the National Science Foundation shall consider, at a
minimum—
(A) the likelihood of
success in undertaking the proposed reform effort at the institution of higher
education submitting the application, including the extent to which the
administrators of the institution are committed to making the proposed reform
effort a priority;
(B) the degree to
which the proposed reform effort will contribute to change in institutional
culture and policy such that greater value is placed on the recruitment,
retention, and advancement of faculty members from underrepresented minority
groups;
(C) the likelihood
that the institution of higher education will sustain or expand the proposed
reform effort beyond the period of the grant; and
(D) the degree to
which evaluation and assessment plans are included in the design of the
proposed reform effort.
(3)
Grant
distribution
The Director of the National Science Foundation
shall ensure, to the extent practicable, that grants awarded under this section
are made to a variety of types of institutions of higher education.
(e)
Authorization of
appropriations
There are authorized to be appropriated to the
Director of the National Science Foundation $10,000,000 in each of fiscal years
2014 through 2018 to carry out this section.
11.
National Science
Foundation support for broadening participation in undergraduate STEM
education
(a)
Grants
The
Director of the National Science Foundation shall award grants to institutions
of higher education (or consortia thereof) to implement or expand
research-based reforms in undergraduate STEM education for the purpose of
recruiting and retaining students from minority groups who are underrepresented
in STEM fields, with a priority focus on natural science and engineering
fields.
(b)
Merit review;
competition
Grants shall be awarded under this section on a
merit-reviewed, competitive basis.
(c)
Use of
funds
Activities supported by grants under this section may
include—
(1) implementation or
expansion of innovative, research-based approaches to broaden participation of
underrepresented minority groups in STEM fields;
(2) implementation or
expansion of bridge, cohort, tutoring, or mentoring programs designed to
enhance the recruitment and retention of students from underrepresented
minority groups in STEM fields;
(3) implementation or
expansion of outreach programs linking institutions of higher education and
K–12 school systems in order to heighten awareness among pre-college students
from underrepresented minority groups of opportunities in college-level STEM
fields and STEM careers;
(4) implementation or
expansion of faculty development programs focused on improving retention of
undergraduate STEM students from underrepresented minority groups;
(5) implementation or
expansion of mechanisms designed to recognize and reward faculty members who
demonstrate a commitment to increasing the participation of students from
underrepresented minority groups in STEM fields;
(6) expansion of
successful reforms aimed at increasing the number of STEM students from
underrepresented minority groups beyond a single course or group of courses to
achieve reform within an entire academic unit, or expansion of successful
reform efforts beyond a single academic unit to other STEM academic units
within an institution of higher education;
(7) expansion of
opportunities for students from underrepresented minority groups to conduct
STEM research in industry, at Federal labs, and at international research
institutions or research sites;
(8) provision of
stipends for students from underrepresented minority groups participating in
research;
(9) development of
research collaborations between research-intensive universities and primarily
undergraduate minority-serving institutions;
(10) support for
graduate students and postdoctoral fellows from underrepresented minority
groups to participate in instructional or assessment activities at primarily
undergraduate institutions, including primarily undergraduate minority-serving
institutions and two-year institutions of higher education; and
(11) other activities
consistent with
subsection (a), as determined by the
Director of the National Science Foundation.
(d)
Selection
process
(1)
Application
An
institution of higher education (or consortia thereof) seeking a grant under
this section shall submit an application to the Director of the National
Science Foundation at such time, in such manner, and containing such
information and assurances as such Director may require. The application shall
include, at a minimum—
(A) a description of
the proposed reform effort;
(B) a description of
the research findings that will serve as the basis for the proposed reform
effort or, in the case of applications that propose an expansion of a
previously implemented reform, a description of the previously implemented
reform effort, including data about the recruitment, retention, and academic
achievement of students from underrepresented minority groups;
(C) evidence of an
institutional commitment to, and support for, the proposed reform effort,
including a long-term commitment to implement successful strategies from the
current reform beyond the academic unit or units included in the grant
proposal;
(D) a description of
existing or planned institutional policies and practices regarding faculty
hiring, promotion, tenure, and teaching assignment that reward faculty
contributions to improving the education of students from underrepresented
minority groups in STEM; and
(E) how the success
and effectiveness of the proposed reform effort will be evaluated and assessed
in order to contribute to the national knowledge base about models for
catalyzing institutional change.
(2)
Review of
applications
In selecting grant recipients under this section,
the Director of the National Science Foundation shall consider, at a
minimum—
(A) the likelihood of
success of the proposed reform effort at the institution submitting the
application, including the extent to which the faculty, staff, and
administrators of the institution are committed to making the proposed
institutional reform a priority of the participating academic unit or
units;
(B) the degree to
which the proposed reform effort will contribute to change in institutional
culture and policy such that greater value is placed on faculty engagement in
the retention of students from underrepresented minority groups;
(C) the likelihood
that the institution will sustain or expand the proposed reform effort beyond
the period of the grant; and
(D) the degree to
which evaluation and assessment plans are included in the design of the
proposed reform effort.
(3)
Priority
For
applications that include an expansion of existing reforms beyond a single
academic unit, the Director of the National Science Foundation shall give
priority to applications for which a senior institutional administrator, such
as a dean or other administrator of equal or higher rank, serves as the
principal investigator.
(4)
Grant
distribution
The Director of the National Science Foundation
shall ensure, to the extent practicable, that grants awarded under this section
are made to a variety of types of institutions of higher education, including
two-year and minority-serving institutions of higher education.
(e)
Education
research
(1)
In
general
All grants made under this section shall include an
education research component that will support the design and implementation of
a system for data collection and evaluation of proposed reform efforts in order
to build the knowledge base on promising models for increasing recruitment and
retention of students from underrepresented minority groups in STEM education
at the undergraduate level across a diverse set of institutions.
(2)
Dissemination
The
Director of the National Science Foundation shall coordinate with relevant
Federal agencies in disseminating the results of the research under this
subsection to ensure that best practices in broadening participation in STEM
education at the undergraduate level are made readily available to all
institutions of higher education, other Federal agencies that support STEM
programs, non-Federal funders of STEM education, and the general public.
(f)
Authorization of
appropriations
There are authorized to be appropriated to the
Director of the National Science Foundation $15,000,000 in each of fiscal years
2014 through 2018 to carry out this section.
12.
Definitions
In this Act:
(1)
Director
The term Director means the
Director of the Office of Science and Technology Policy
(OSTP).
(2)
Federal
laboratory
The term
Federal laboratory has the meaning given such term in section 4 of
the Stevenson-Wydler Technology Innovation Act of 1980 (15 U.S.C. 3703).
(3)
Federal science
agency
The term Federal science agency means any
Federal agency with at least $100 million in research and development
expenditures in fiscal year 2012.
(4)
Institution of
higher education
The term
institution of higher education has the meaning given such term in
section 101(a) of the Higher Education Act of 1965 (20 U.S.C.
1001(a)).
(5)
STEM
The
term STEM means the academic and professional disciplines of
science, technology, engineering, and mathematics.