Diff — Processes

{{infobox

| title = Processes

| chapter = Linux Handbook, chapter 13 — fork/exec, signals, ps, job control, /proc

| core | A process = a running program with a pid, a memory map, and open files

| skills | ps · top · kill · jobs · nice · sessions · /proc inspection

| the_big_idea = Every process descends from PID 1 — a family tree of forks

| next | Shell scripting — programming the process layer

}}

## The lifecycle — fork, exec, wait, exit

```c

pid = fork();        // clone — parent and child both continue

if (pid == 0)        // child branch

    execvp("prog", args);   // replace this process's image

else

    wait(&status);   // parent collects the child's exit code

```

**fork()** duplicates; **exec()** replaces the copy with the new program; **wait()** reaps. Every process is born a clone of its parent, then re-skinned as its real program. The **exit code** (0–255) the child leaves is the contract the parent collects — `$?` in the shell.

When a child dies before its parent waits, it becomes a **zombie** — `Z` in `ps`, dead but unreaped, holding only its exit status. An orphan whose parent dies is **re-parented to PID 1**.

## Seeing them — ps and friends

```sh

ps aux                  # the classic full listing

# USER  PID %CPU %MEM VSZ RSS TTY STAT START TIME COMMAND

ps -ef                  # SysV style — shows PPID

ps -ejH                 # the family tree

ps --forest -e          # visual tree

pgrep -l sshd           # pids by name

pidof bash              # single name → pids

top                     # the live view — sort by M(em), P(cpu), T(ime)

htop                    # the better live view

pstree -p               # the tree with pids

```

**STAT codes** — `R` running, `S` sleeping, `D` uninterruptible (usually I/O), `T` stopped, `Z` zombie, `s` session leader, `+` foreground, `l` multithreaded. `D`-state processes can't be killed — they're mid-syscall in the kernel.

## Signals — the messaging system

```sh

kill PID            # SIGTERM (15) — please exit politely

kill -9 PID         # SIGKILL — the kernel kills it NOW (no cleanup)

kill -HUP PID       # SIGHUP — hangup → reload config for daemons

kill -INT PID       # SIGINT (2) — Ctrl-C

kill -TSTP PID      # SIGTSTP — Ctrl-Z

kill -CONT PID      # resume a stopped one

kill -USR1 PID      # user-defined — daemons use as triggers

killall name        # by name

pkill -f pattern    # by cmdline pattern

```

The two uncatchables: **SIGKILL** and **SIGSTOP** — the kernel's guarantees that nothing can refuse death or suspension. Everything else a process may `trap`/handle/ignore.

## Job control — the shell's own processes

```sh

cmd &               # background

jobs                # the job table — %1 %2 ...

fg %1               # bring to foreground

bg %1               # resume suspended in background

Ctrl-Z; bg          # the suspend-and-background combo

disown %1           # remove from job table — survives shell exit

nohup cmd &         # immune to SIGHUP — survives logout

```

`Ctrl-C` = SIGINT to the foreground group; `Ctrl-Z` = SIGTSTP; `Ctrl-\` = SIGQUIT (with core dump). `jobs -l` shows pids.

## Sessions and process groups

A **session** groups process groups under a controlling terminal — `setsid` starts a new one (how daemons detach from terminals). The login shell leads a session; `pkill -u alice` kills all her processes. Daemonization = fork, setsid, detach tty, chdir `/`, close fds, redirect stdio to `/dev/null` — the classic dance systemd now does for services.

## The fork/exec/exec family — the C-level anatomy

```c

pid_t pid = fork();          // clone — parent+child both continue, differ in return

if (pid == 0) {              // child

    execlp("prog", "prog", "arg", NULL);   // PATH-searched exec

    _exit(127);                            // only reached if exec fails

}

// parent continues with pid = child's pid

int status;

waitpid(pid, &status, 0);    // collect the exit code

WIFEXITED(status); WEXITSTATUS(status);    // decode it

```

The exec family: `execl`/`execlp`/`execle`/`execv`/`execvp`/`execvpe` — `l`=arg-list, `v`=argv-array, `p`=PATH-search, `e`=custom env. After exec the process's whole image is replaced — same pid, new program. The zombie/orphan logic: a child exits → SIGCHLD to parent → parent wait()s → reaped; parent dies first → child reparents to PID 1.

## The process tree's structure

```sh

pstree -p            # the visual family — from systemd/PID1 down

ps -ejH              # the same tree as a list

ps -o pid,ppid,pgid,sid,tty,cmd -e

# PID 1: systemd (or init)

#   ├─ sshd ──── bash ──── vim

#   ├─ cron

#   ├─ getty (×6)

#   └─ daemons...

```

Every process descends from PID 1 — the whole system is one fork tree. Session = login context; process-group = a pipeline's jobs; controlling-tty = what Ctrl-C targets.

## The signal-send grammar

```sh

kill PID             # SIGTERM 15 — ask politely

kill -9 PID          # SIGKILL — uncatchable

kill -HUP PID        # reload — daemons' convention

kill -INT PID        # Ctrl-C equivalent

kill -TSTP PID       # Ctrl-Z equivalent

kill -CONT PID       # resume

kill -USR1 PID       # app's private trigger — nginx reloads, dd prints progress

kill -- -PGID        # a process GROUP

kill -0 PID          # "does it exist?" — the probe

killall name         # by name

pkill -f pattern     # by cmdline

pkill -u alice       # all of alice's

```

`kill -0` is the existence probe — returns the error without killing. `-USR1` is the convention apps use for reload/status — `dd` prints its progress on USR1.

## /proc — the process's innards

```sh

ls /proc/$$         # YOUR shell's process, as files

cat /proc/$$/status     # state, memory, uids

cat /proc/$$/cmdline | tr '\0' ' '   # its argv

ls -l /proc/$$/fd       # its open files — the fds!

cat /proc/$$/environ | tr '\0' '\n'  # its environment

cat /proc/loadavg       # 1/5/15-min load + running/total

cat /proc/meminfo       # the memory ledger

cat /proc/cpuinfo       # the CPUs

```

`/proc/PID/fd/` alone is worth the chapter — every open file, socket, and pipe as a symlink. `lsof` and `ls -l /proc/*/fd` show who holds what.

## Priorities — nice and the scheduler

```sh

nice -n 10 cmd          # run it nicer (lower priority, -20..19)

renice +5 -p PID        # change a running one

ps -o pid,ni,comm       # see nice values

```

Higher nice = *lower* priority — "nicer" to others. `chrt`, `ionice`, `taskset` reach the deeper schedulers (RT classes, I/O priority, CPU pinning).

## Resource limits

```sh

ulimit -a               # this shell's limits — fds, core size, procs, memory

ulimit -n 4096          # raise fd ceiling

cat /proc/PID/limits    # a running process's limits

timeout 30 cmd          # kill after 30s — the blunt instrument

systemd's LimitNPROC/LimitNOFILE — the service-level equivalents

```

`ulimit -n` (max open files) is the one you'll actually hit — busy servers bump it constantly.

## Signals — the complete taxonomy

```sh

SIGHUP  (1)   # hangup — terminal closed → daemons use as "reload config"

SIGINT  (2)   # Ctrl-C — interrupt

SIGQUIT (3)   # Ctrl-\ — quit + core dump

SIGILL  (4)   # illegal instruction

SIGTRAP (5)   # debugger breakpoint

SIGABRT (6)   # abort() — the core dump

SIGFPE  (8)   # arithmetic fault — div by zero

SIGKILL (9)   # UNCATCHABLE — kernel kills it now

SIGSEGV (11)  # segfault — bad memory access

SIGPIPE (13)  # wrote to a closed pipe — the "broken pipe"

SIGALRM (14)  # alarm() timer

SIGTERM (15)  # polite terminate — the default kill

SIGCHLD (17)  # a child died — parent reaps via wait()

SIGCONT (18)  # resume a stopped process

SIGSTOP (19)  # UNCATCHABLE suspend

SIGTSTP (20)  # Ctrl-Z — terminal stop (catchable)

SIGUSR1/2 (10/12)  # user-defined — daemons' private triggers

```

The semantics: SIGTERM asks (catchable — a process can trap it and clean up); SIGKILL executes (uncatchable — no cleanup possible); SIGHUP is overloaded as "reload your config" for daemons; SIGSTOP/SIGCONT are the debugger's and job control's pause/resume. `trap` catches the catchables — `trap 'cleanup' TERM INT` is the daemon-shutdown pattern.

## Sessions, groups, and the controlling terminal

```sh

ps -o pid,ppid,pgid,sid,tty,cmd -e | head   # the whole hierarchy

setsid cmd                 # new session — detach from the terminal

disown %1                  # drop from job table — survive exit

nohup cmd &                # SIGHUP-immune

```

A **session** = a login or detached context; a **process group** = a pipeline's jobs — `kill -PID` targets a pid, `kill -- -PGID` a group. The controlling terminal (`TTY` in ps) is what Ctrl-C signals hit — daemons shed it via setsid.

## cgroups + namespaces — the container primitives

```sh

ls /sys/fs/cgroup/           # the cgroup hierarchy — the real container layer

cat /proc/PID/cgroup         # a process's cgroup

systemd-cgls                 # systemd's cgroup tree

unshare -u -n -p bash        # a bash in fresh namespaces — a proto-container

lsns                         # list namespaces

```

Namespaces (mnt, pid, net, ipc, uts, user) isolate; cgroups meter (cpu, memory, io limits). Containers are these two primitives arranged — `docker run` = namespaces + cgroups + an image, nothing more.

## The scheduler's deeper knobs

```sh

nice -n 10 cmd               # -20..19 — higher = LOWER priority

renice -n 5 -p PID           # live-tune

chrt -f 50 cmd               # SCHED_FIFO realtime

chrt -r 50 cmd               # SCHED_RR

ionice -c3 cmd               # io priority — idle-class

taskset -c 0,1 cmd           # CPU pinning

```

Realtime classes beat nice — `SCHED_FIFO`/`RR` preempt everything else; `ionice` and `taskset` shape I/O and CPU affinity.

## Monitoring beyond top

```sh

vmstat 1              # memory + IO + CPU, per second

iostat -x 1           # disk I/O

mpstat -P ALL 1       # per-CPU

dstat                 # the everything-monitor

free -h               # memory now

watch -n1 'ps aux --sort=-%cpu | head'   # your own live monitor

```

Load average (`uptime`) = runnable processes averaged over 1/5/15 min — `4.00` on 4 CPUs = saturated; on 8 CPUs = half-loaded. Interpret relative to core count.

## Where process work goes wrong

| Symptom | Cause |

| --- | --- |

| `kill` didn't kill it | Process ignored SIGTERM — escalate to `-9` |

| `kill -9` didn't kill it | `D` state — mid-syscall, often dead NFS/disk I/O |

| Zombie piling up | Parent not wait()ing — a parent bug; kill the parent |

| Daemon dies at logout | Needed `nohup`/`setsid`/disown — SIGHUP |

| `Ctrl-C` doesn't work | Process traps or ignores SIGINT |

| Can't find the process | `ps -ef | grep name`; `pgrep -f` for cmdline |

| "Too many open files" | `ulimit -n` — the fd ceiling |

## Exercises

1. `sleep 300 &` — job control: jobs, fg, Ctrl-Z, bg, kill.

2. `ls -l /proc/$$/fd` — inspect your shell's own open files.

3. `bash -c 'sleep 99'` then `ps -ejH` — find the fork relationship.

4. `kill -TSTP` a process then `-CONT` — freeze and thaw it.

5. `watch -n1 cat /proc/loadavg` — watch load breathe.

6. `ulimit -n` — your fd ceiling; then raise it and note where it matters.

## Timeline

| Concept | Mechanism |

| --- | --- |

| Birth | fork() → exec() |

| Death | exit() → zombie → wait() |

| PID 1 | The ancestor of all — systemd/SysVinit |

| Signals | Inter-process interrupts |

| /proc | The kernel's process window |

## See also

[[Category:Linux]]

[[Category:Handbook]]

[[Category:Linux Handbook]]