,,ii #aai? ,,congress #b;d ,session ,s4 #dfig ,,9 ,,! ,,s5ate ,,( ,,! ,,unit$ ,,/ates ,june #h1 #bjbf,mr4 ,s*iff introduc$ ! foll[+ bill2 :i* 0 read twice & ref]r$ to ! ,committee on ,arm$ ,s]vices ,a ,,bill ,to provide = design & safety requirem5ts = autonom\s & semi-autonom\s weapon sy/ems1 & = o!r purposes4 #a4 ,%ort title ,?is ,act may be cit$ z ! ,human ,au?ority 9 ,le?al ,op]ations ,act ( #bjbf or ! ,,halo ,act ( #bjbf4 #b4 ,def9itions ,9 ?is ,act3 7#a7 ,appropriate committees ( ,congress ,! t]m appropriate committees ( ,congress means-- 7,a7 ! ,select ,committee on ,intellig5ce1 ! ,committee on ,arm$ ,s]vices1 & ! ,committee on ! ,judici>y ( ! ,s5ate2 & 7,b7 ! ,p]man5t ,select ,committee on ,intellig5ce1 ! ,committee on ,arm$ ,s]vices1 & ! ,committee on ! ,judici>y ( ! ,h\se ( ,repres5tatives4 7#b7 ,artificial intellig5ce ,! t]m artificial intellig5ce has ! mean+ giv5 su* t]m 9 section #ejjb ( ! ,national ,artificial ,intellig5ce ,initiative ,act ( #bjbj 7#ae ,u4,s4,c4 #idja74 7#c7 ,autonom\s weapon sy/em 7,a7 ,9 g5]al ,! t]m autonom\s weapon sy/em means a weapon sy/em t1 once activat$1 c id5tify1 select1 or engage t>gets )\t fur!r int]v5tion by or communication ) a human op]ator4 7,b7 ,includes ,! t]m def9$ 9 subp>agraph 7,a7 includes weapon sy/ems t h human-op]at$ sup]vision ) ! ability to ov]ride complete op]ation ( ! sy/em1 b c select & engage t>gets )\t fur!r human op]ator input1 recalibration1 or communication aft] activation4 7#d7 ,cov]$ artificial intellig5ce capability ,! t]m cov]$ artificial intellig5ce capability means an artificial intellig5ce design$1 te/$1 develop$1 procur$1 deploy$1 or us$ by1 on behalf (1 or %>$ ) ! ,dep>tm5t4 7#e7 ,designat$ comm&] ,! t]m designat$ comm&] means ! highe/ rank+ commission$ (fic] )9 ! *a9 ( comm& :o ex]cises op]ational or adm9i/rative comm& au?ority ov] an autonom\s or semi-autonom\s weapons sy/em4 7#f7 ,dep>tm5t ,! t]m ,dep>tm5t means ,dep>tm5t ( ,def5se4 7#g7 ,e?ical ,pr9ciples = ,artificial ,intellig5ce ,! t]m ,e?ical ,pr9ciples = ,artificial ,intellig5ce means ! ,e?ical ,pr9ciples = ,artificial ,intellig5ce adopt$ by ! ,dep>tm5t on ,febru>y #bd1 #bjbj1 z 9 effect on ,janu>y #a1 #bjbe4 7#h7 ,milit>y dep>tm5ts ,! t]m milit>y dep>tm5ts has ! mean+ giv5 su* t]m 9 section #aja7;a7 ( title #aj1 ,unit$ ,/ates ,code4 7#i7 ,responsible ,artificial ,intellig5ce ,/rategy & ,implem5tation ,pa?way ,! t]m ,responsible ,artificial ,intellig5ce ,/rategy & ,implem5tation ,pa?way means ! ,responsible ,artificial ,intellig5ce ,/rategy & ,implem5tation ,pa?way dat$ ,june #bjbb & prep>$ by ! ,dep>tm5t ( ,def5se ,responsible ,artificial ,intellig5ce ,work+ ,c\ncil 9 accordance ) ! memor&um issu$ by ,deputy ,secret>y ( ,def5se ,ka?le5 ,hicks on ,may #bf1 #bjba1 ,implem5t+ ,responsible ,artificial ,intellig5ce 9 ! ,dep>tm5t ( ,def5se1 z 9 effect on ,janu>y #a1 #bjbe4 7#aj7 ,secret>y ,! t]m ,secret>y means ! ,secret>y ( ,def5se4 7#aa7 ,semi-autonom\s weapon sy/em 7,a7 ,9 g5]al ,! t]m semi-autonom\s weapon sy/em means a weapon sy/em t1 once activat$1 is int5d$ to only engage individual t>gets or specific t>get gr\ps t h be5 previ\sly select$ by a human op]ator4 7,b7 ,includ$ ,! t]m def9$ 9 subp>agraph 7,a7 includes weapon sy/ems t autonom\sly conduct engagem5t-relat$ functions1 includ+ ! foll[+3 7i7 ,acquir+1 track+1 & id5tify+ pot5tial t>gets4 7ii7 ,cu+ pot5tial t>gets to human op]ators4 7iii7 ,prioritiz+ select$ t>gets4 7iv7 ,provid+ input on tim+ ( :5 to fire4 7v7 ,provid+ t]m9al guidance on h[ to n>r[ly categorize select$ t>gets1 only if human op]ator control is reta9$ = ! purpose ( select+ individual t>gets & specific t>get gr\ps = engagem5t4 7#ab7 ,specific t>get gr\p 7,a7 ,9 g5]al ,! t]m specific t>get gr\p means a discrete gr\p ( pot5tial t>gets1 su* z a p>ticul> flight ( enemy aircraft1 a p>ticul> =mation ( enemy tanks1 or a p>ticul> flotilla ( enemy vessels4 7,b7 ,exclud$ ,! t]m def9$ 9 subp>agraph 7,a7 does n include a g5]al class ( t>gets or a specific type ( t>get1 su* z a p>ticul> model ( tank or aircraft4 7#ac7 ,un9t5d$ engagem5t ,! t]m un9t5d$ engagem5t means ! use ( =ce outcomes result+ 9 damage to p]sons or objects t human op]ators did n int5d to be ! t>gets ( ,unit$ ,/ates milit>y op]ations1 includ+ levels ( collat]al damage beyond ^? consi/5t ) ! ,law ( ,arm$ ,conflict & relevant laws ( ! ,unit$ ,/ates & int]national laws1 applicable rules ( engagem5t1 & comm&]'s int5t4 #c4 ,design & safety requirem5ts = autonom\s & semi-autonom\s weapon sy/ems 7a7 ,g5]al requirem5t 7#a7 ,9 g5]al ,! ,secret>y %all1 act+ ?r\gh ea* ( ! ,secret>ies ( ! milit>y dep>tm5ts1 ensure t :5ev] ! ,dep>tm5t designs1 te/s1 develops1 procures1 deploys1 or uses a sy/em describ$ 9 p>agraph 7#b71 ! sy/em meets ! requirem5ts ( ?is section4 7#b7 ,sy/ems ,a sy/em describ$ 9 ?is p>agraph is an autonom\s weapon sy/em or semi-autonom\s weapon sy/em t uses artificial intellig5ce to create1 g5]ate1 prioritize1 recomm5d1 or engage t>gets or c\rses ( action 9 support ( use ( =ce decisions4 7b7 ,human responsibility ov] use ( =ce 7#a7 ,acc\ntable individuals ,= ea* sy/em describ$ 9 subsection 7a77#b7-- 7,a7 n lat] ?an #ij days aft] ! date ( ! enactm5t ( ?is ,act1 ! ,secret>y %all promulgate rules = cle> *a9 ( comm& & comm& hi]>*y = milit>y op]ations involv+ a sy/em describ$ 9 subsection 7a77#b7 to mirror ! *a9 ( comm& & comm& hi]>*y = milit>y op]ations t d n involve su* sy/ems2 7,b7 ! ,secret>y %all ensure t a designat$ comm&] is id5tifi$ z acc\ntable "u applicable milit>y & int]national laws = ea* engagem5t or class ( engagem5ts involv+ a sy/em describ$ 9 subsection 7a77#b71 reg>dless ( ! degree to :i* artificial intellig5ce contribut$ to ! id5tification1 developm5t1 recomm5dation1 selection1 or engagem5t ( ! t>get2 & 7,c7 ! designat$ comm&] id5tifi$ "u subp>agraph 7,b7 %all ex]cise ultimate discretion1 judgm5t1 & control ov] ! use ( =ce4 7#b7 ,sy/em requirem5ts ,ea* sy/em describ$ 9 subsection 7a77#b7 %all incorporate ! foll[+3 7,a7 ,a sy/em design t incorporates capabilities & int]faces t require ! designat$ comm&] to ex]cise ultimate discretion1 judgm5t & control 9 ! envision$ developm5t1 plann+1 deploym5t1 & use processes = ! weapon sy/em1 includ+ con/ra9ts on ea* su* sy/em's au?oriz$ actions1 t>gets1 & geographic1 temporal1 & contextual scope1 :i* ! sy/em may n exp& or modify )\t explicit human au?orization4 7,b7 ,sy/em capabilities1 human-ma*9e int]faces1 doctr9e1 tactics1 te*niques1 proc$ures1 & human op]ator tra9+ mu/ require comm&]s & human op]ators to use ! sy/em ) def]5ce to _! discretion reg>d+ c>e1 & to analyze ! output1 9 accordance ) ! ,law ( ,arm$ ,conflict & relevant laws ( ! ,unit$ ,/ates & int]national laws1 applicable treaties1 weapon sy/em safety rules1 & rules ( engagem5t t are applicable or reasonably expect$ to be applicable4 7,c7 ,! creation & ongo+ ma9t5ance ( records ( t>get selection data1 decision logic1 & human op]ator actions1 includ+ ! individual designat$ "u subsection 7b77#a77;,b71 suffici5tly detail$ to enable po/-engagem5t review ( compliance4 7,d7 ,! design1 te/+1 developm5t1 procurem5t1 deploym5t1 legal analysis & review1 & use ( artificial intellig5ce capabilities 9 autonom\s & semi-autonom\s weapon sy/ems %all be consi/5t )1 b n limit$ to1 ! ,e?ical ,pr9ciples = ,artificial ,intellig5ce & ! ,responsible ,artificial ,intellig5ce ,/rategy & ,implem5tation ,pa?way4 7#c7 ,availability to ! public ,! ,secret>y %all ensure t-- 7,a7 ! ,e?ical ,pr9ciples = ,artificial ,intellig5ce & ! ,responsible ,artificial ,intellig5ce ,/rategy & ,implem5tation ,pa?way are available to ! public2 & 7,b7 any revision to ! ,e?ical ,pr9ciples = ,artificial ,intellig5ce or ! ,responsible ,artificial ,intellig5ce ,/rategy & ,implem5tation ,pa?way adopt$ by ! ,secret>y is made available to ! public be=e ! date t is #cj days be=e ! date on :i* ! revision goes into effect4 7c7 ,engagem5t con/ra9ts & t]m9ation 7#a7 ,9 g5]al ,ea* sy/em describ$ 9 subsection 7a77#b7 %all be design$-- 7,a7 to complete engagem5ts )9 a designat$ timeframe & designat$ geographic area & aga9/ a designat$ set ( pot5tial t>gets1 z well z o!r relevant con/ra9ts1 consi/5t ) comm&] & human op]ator int5tions2 7,b7 to require indep5d5t review & analysis ( a designat$ comm&] be=e us+ =ce aga9/ previ\sly unau?oriz$ t>gets1 mat]ially exp&+ t>get sets or geographic scope1 tak+ actions contrav5+ applicable law1 rules ( engagem5t1 o!r relevant laws ( ! ,unit$ ,/ates & int]national laws1 or tak+ actions likely to result 9 un9t5d$ engagem5t2 & 7,c7 if unable to complete an engagem5t consi/5t ) ! p>amet]s describ$ 9 p>agraph 7#a71 to t]m9ate ! engagem5t until additional human op]ator & comm&] evaluation is complet$4 7#b7 ,evaluation crit]ia ,! evaluation crit]ia us$ "u subp>agraph 7,c7 ( p>agraph 7#a7 %all consi/ ( assessm5t ( defici5cies & recomm5dations = *anges to be compliant ) subp>agraph 7,a7 ( su* p>agraph be=e re/>t+ prep>ation = engagem5t4 7d7 ,transp>5cy1 auditability1 & expla9ability ,consi/5t ) ! pot5tial consequ5ces ( an un9t5d$ engagem5t or unau?oriz$ int]f]5ce ) ! op]ation ( a sy/em describ$ 9 subsection 7a77#b71 ! physical h>dw>e & s(tw>e ( su* sy/em %all be design$ )-- 7#a7 te*nologies & data s\rces t are available to1 auditable by1 & expla9able to ! greate/ ext5t possible by relevant p]sonnel ( ! ,dep>tm5t ) ! necess>y cle>ance level2 & 7#b7 sy/em safety1 anti-tamp] me*anisms1 & cyb]security 9 accordance ) ,dep>tm5t in/ructions & milit>y /&>ds gov]n+ cyb]security & sy/em safety4 7e7 ,activation1 t]m9ation1 & human op]ator int]face ,ea* sy/em describ$ 9 subsection 7a77#b7 %all be design$ s t-- 7#a7 sy/em design & human-ma*9e int]faces are readily und]/&able to tra9$ human op]ators1 includ+ by cle>ly disaggregat+ :i* actions human op]ators ne$ to p]=m & :i* actions ! weapon sy/em w p]=m2 7#b7 cle> proc$ures exi/ = tra9$ human op]ators to activate1 t]m9ate1 & disable all weapon sy/em functions2 7#c7 ! sy/em provides timely fe$back on sy/em /atus1 includ+ reg>d+ ! quality & suffici5cy ( ! data inputs reli$ ^u1 to human op]ators 9 real "t or ne>-real "t2 & 7#d7 adequate tra9+1 tactics1 te*niques1 proc$ures1 & doctr9e are available1 review$ on a qu>t]ly basis1 by weapon sy/em human op]ators & designat$ comm&]s to und]/& ! function+1 capabilities1 & limitations ( ! sy/em's autonomy 9 reali/ic op]ational conditions4 7f7 ,degrad$ communications safegu>d ,any autonom\s or semi-autonom\s weapon sy/em t is1 or is "p (1 an unmann$ plat=m %all be design$ su* t1 9 ! ev5t ( degrad$ or lo/ communications1 ! sy/em does n autonom\sly select & engage individual t>gets1 specific t>get gr\ps1 or g5]al classes or specific types ( t>gets t h n be5 previ\sly select$ by an au?oriz$ human op]ator4 7g7 ,cont9u\s monitor+ ,! ,secret>y %all1 9 coord9ation ) ! ,director ( ,op]ational ,te/ & ,evaluation1 ! ,"u ,secret>y ( ,def5se = ,rese>* & ,eng9e]+1 & ! appropriate ,secret>y ( a milit>y dep>tm5t or ,assi/ant ,secret>y = ,special ,op]ations & ,l[-,int5sity ,conflict1 e/abli% & ma9ta9 proc$ures = cont9u\s monitor+ ( ea* sy/em1 to ! greate/ ext5t possible1 describ$ 9 subsection 7a77#b7 to id5tify & address circum/ances 9 :i* *anges to ! sy/em design or op]ational environm5t require additional te/+ & evaluation or legal review to provide suffici5t confid5ce t ! sy/em w cont9ue-- 7#a7 to function z int5d$2 7#b7 to avoid un9t5d$ engagem5ts2 7#c7 to resi/ int]f]5ce by unau?oriz$ p>ties2 & 7#d7 to rema9 compliant ) relevant laws ( ! ,unit$ ,/ates1 ! ,law ( ,arm$ ,conflict1 & int]national laws4 7h7 ,robu/ artificial intellig5ce design ,= any sy/em describ$ 9 subsection 7a7 t incorporates artificial intellig5ce capabilities1 su* sy/em %all be design$ to utilize robu/ artificial intellig5ce1 9 accordance ) ! ,responsible ,artificial ,intellig5ce ,/rategy & ,implem5tation ,pa?way s t ! sy/em is resili5t 9 real-_w sett+s & aga9/ adv]s>ial attacks & spo(+4 #d4 ,advanc$ review & approval au?ority 7a7 ,g5]al requirem5t = advanc$ review ,) ! exception ( sy/ems describ$ 9 subsection 7e71 ! ,secret>y %all ensure t ea* sy/em describ$ 9 section #c7;a77#b7 is approv$ 9 accordance ) ?is section be=e =mal developm5t & be=e field+4 7b7 ,pre-,developm5t review ,be=e a decision to ent] =mal developm5t ( a sy/em describ$ 9 subsection 7a71 ! ,"u ,secret>y ( ,def5se = ,policy1 ! ,"u ,secret>y ( ,def5se = ,rese>* & ,eng9e]+1 & ! ,vice ,*airman ( ! ,jo9t ,*iefs ( ,/aff %all jo9tly v]ify t-- 7#a7 ! weapon sy/em design incorporates ! necess>y capabilities to all[ a designat$ comm&] to ex]cise ultimate discretion1 judgm5t1 & control ov] ! use ( =ce 9 ! envision$ plann+1 deploym5t1 & use processes = ! weapon2 7#b7 ! sy/em is design$ to complete engagem5ts )9 a designat$ timeframe & designat$ geographic area & aga9/ a designat$ set ( pot5tial t>gets1 z well z o!r applicable p>amet]s1 consi/5t ) designat$ comm&] int5tions1 & if unable to d s1 to t]m9ate use until additional human op]ator & comm&] evaluation is complet$ be=e cont9u+ ! engagem5t2 7#c7 ! comb9ation ( ! sy/em's design & concept ( use1 includ+ its t>get selection & engagem5t logic1 acc\nts = risks ( arm$ conflict1 includ+ to civilians1 civilian populations1 civilian objects1 & o!r protect$ entities1 consi/5t ) comm&] & human op]ator int5t & obligations "u ! ,law ( ,arm$ ,conflict1 or o!r relevant laws ( ! ,unit$ ,/ates & int]national laws2 7#d7 ! sy/em design1 includ+ sy/em safety1 anti-tamp] me*anisms1 & cyb]security1 addresses & m9imizes ! probability & consequ5ces ( failures2 7#e7 plans are 9 place = v]ification & validation & te/ & evaluation to e/abli% sy/em reliability1 effectiv5ess1 pr$ictability ( effects1 & accuracy "u reali/ic conditions1 includ+ possible adv]s>y actions1 int]f]5ce1 or un9t5d$ consequ5ces2 7#f7 = sy/ems incorporat+ artificial intellig5ce capabilities1 plans are 9 place to ensure consi/5cy ) ! ,e?ical ,pr9ciples = ,artificial ,intellig5ce & ! ,responsible ,artificial ,intellig5ce ,/rategy & ,implem5tation ,pa?way2 & 7#g7 a ?or\gh legal analysis1 review1 & risk assessm5t ( a sy/em describ$ 9 subsection 7a7 has be5 complet$ 9 coord9ation ) ! ,g5]al ,c\nsel ( ! ,dep>tm5t & o!r relevant ,dep>tm5t ,g5]al ,c\nsels & 9 accordance ) applicable directives gov]n+ ! ,def5se ,acquisition ,sy/em1 ! ,dep>tm5t ( ,def5se ,law ( ,w> ,program1 ! ,law ( ,arm$ ,conflict1 & o!r relevant laws ( ! ,unit$ ,/ates & int]national laws4 7c7 ,pre-,field+ review ,be=e field+ a sy/em describ$ 9 subsection 7a71 ! ,"u ,secret>y ( ,def5se = ,policy1 ! ,"u ,secret>y ( ,def5se = ,acquisition & ,su/a9m5t1 & ! ,vice ,*airman ( ! ,jo9t ,*iefs ( ,/aff %all jo9tly v]ify t-- 7#a7 sy/em capabilities1 human-ma*9e int]faces1 doctr9e1 tactics1 te*niques1 proc$ures1 & tra9+ h be5 demon/rat$ to all[ a designat$ comm&] to ex]cise ultimate discretion1 control1 & judgm5t ov] ! use ( =ce & to use sy/ems ^: outcomes are suffici5tly accurate ) ?or\gh legal analysis 9 accordance ) ! law ( w>1 ,law ( ,arm$ ,conflict1 applicable treaties1 weapon sy/em safety rules1 & rules ( engagem5t reasonably expect$ to be applicable2 7#b7 sy/em safety1 anti-tamp] me*anisms1 cyb] survivability1 op]ational resili5ce1 & cyb]security capabilities h be5 implem5t$ to m9imize ! probability & consequ5ces ( failures1 includ+ unpr$ictable outcomes1 & a monitor+ protocol is 9 place to id5tify & address *anges 9 op]ational environm5t1 data inputs1 & use t c\ld contribute to su* failures2 7#c7 v]ification & validation & te/ & evaluation h-- 7,a7 assess$ sy/em p]=mance1 capability1 reliability1 risk m>g9s1 effectiv5ess1 & suitability "u reali/ic conditions1 includ+ possible adv]s>y actions1 int]f]5ce1 or un9t5d$ consequ5ces2 & 7,b7 h demon/rat$ t ! sy/em c be revis$ z ne$$ ) suffici5t rapidity to enable timely correction ( any un9t5d$ sy/em behaviors t may be obs]v$ or discov]$ dur+ future sy/em op]ations2 7#d7 adequate tra9+1 tactics1 te*niques1 proc$ures1 & doctr9e are available1 qu>t]ly review$1 & us$ by sy/em op]ators & comm&]s to und]/& ! function+1 capabilities1 & limitations ( ! sy/em 9 real _w conditions2 7#e7 sy/em design & human-ma*9e int]faces are readily und]/&able to tra9$ human op]ators1 provide transp>5t fe$back on sy/em /atus1 provide secure logg+ to enable traceability1 & provide cle> proc$ures = tra9$ human op]ators to activate & t]m9ate sy/em functions2 7#f7 = sy/ems incorporat+ artificial intellig5ce capabilities1 ! deploym5t & use ( su* capabilities 9 ! weapon sy/em w be consi/5t ) ! ,e?ical ,pr9ciples = ,artificial ,intellig5ce1 ! ,responsible ,artificial ,intellig5ce ,/rategy & ,implem5tation ,pa?way1 ! ,law ( ,arm$ ,conflict1 & o!r relevant laws ( ! ,unit$ ,/ates & int]national laws2 & 7#g7 a legal review ( ! compliance ( ! weapon sy/em ) ! ,def5se ,acquisition ,sy/em1 ! ,dep>tm5t ( ,def5se ,law ( ,w> ,program1 ! ,law ( ,arm$ ,conflict1 & o!r relevant laws ( ! ,unit$ ,/ates & int]national laws has be5 complet$ 9 coord9ation ) ! ,g5]al ,c\nsel ( ! ,dep>tm5t4 7d7 ,re-,review ( modifi$ sy/ems ,a sy/em describ$ 9 subsection 7a7 t is a v>iant ( an exi/+ weapon sy/em previ\sly approv$ ?r\gh ! review process "u ?is section %all n be cov]$ by previ\s approval if *anges to ! sy/em algori?ms1 int5d$ mission set1 int5d$ op]ational environm5ts1 int5d$ t>get sets1 or expect$ adv]s>ial c\nt]measures mat]ially diff] f ^? applicable to ! previ\sly approv$ weapon sy/em4 ,su* sy/ems %all require a new analysis1 review1 & risk assessm5t be=e =mal developm5t & aga9 be=e field+4 7e7 ,sy/ems n requir+ advanc$ review 7#a7 ,9 g5]al ,except z provid$ 9 p>agraph 7#b71 ! advance review describ$ 9 ?is section is n requir$ = weapon sy/ems int5d$ to be us$ 9 ! foll[+ mann]s3 7,a7 ,semi-autonom\s weapon sy/ems us$ to apply le?al or non-le?al1 k9etic or non-k9etic1 =ce )\t capability to function z an autonom\s weapon sy/em4 7,b7 ,human op]ator-sup]vis$ autonom\s weapon sy/ems us$ to select & engage mat]iel t>gets = local def5se to int]cept attempt$ "t-critical or saturation attacks =-- 7i7 /atic def5se ( in/allations ) p]sonnel1 includ+ network$ def5se :]e ! autonom\s weapon sy/em is n co-locat$ ) ! in/allation2 or 7ii7 onbo>d or network$ def5se ( plat=ms ) onbo>d p]sonnel4 7,c7 ,human op]ator-sup]vis$ autonom\s weapon sy/ems us$ to select & engage mat]iel t>gets = purpose ( protect+ remotely pilot$ or autonom\s vehicles & vessels4 7,d7 ,autonom\s weapon sy/ems us$ to apply non-le?al1 non-k9etic =ce aga9/ mat]iel t>gets4 7#b7 ,exception ,p>agraph 7#a7 %all n apply to a weapon sy/em int5d$ to be us$ 9 ! mann] describ$ 9 subp>agraph 7,b7 ( su* p>agraph 9 a case 9 :i* ! engagem5t zone = ! sy/em encompasses d5sely populat$ areas or ess5tial civilian infra/ructure4 ,9 su* a case1 ! weapon sy/em %all und]go ! advanc$ review describ$ 9 ?is section to c]tify t ! sy/em c effectively di/+ui% betwe5 milit>y t>gets & non-combatants or civilian objects 9 high-clutt] environm5ts4 #e4 ,role ( ! ,*ief ,digital & ,artificial ,intellig5ce ,(fic] 7a7 ,monitor+ & evaluation ,! ,*ief ,digital & ,artificial ,intellig5ce ,(fic] %all monitor & evaluate artificial intellig5ce capabilities 91 & cyb]security =1 autonom\s & semi-autonom\s weapon sy/ems1 & %all advise ! ,secret>y on su* matt]s4 7b7 ,te/able requirem5ts ,! ,*ief ,digital & ,artificial ,intellig5ce ,(fic] %all1 9 collaboration ) ! ,"u ,secret>y ( ,def5se = ,rese>* & ,eng9e]+-- 7#a7 =mulate concrete1 te/able requirem5ts = implem5t+ ! ,e?ical ,pr9ciples = ,artificial ,intellig5ce & ! ,responsible ,artificial ,intellig5ce ,/rategy & ,implem5tation ,pa?way2 7#b7 e/abli% policy & issue guidance on def9itions ( requirem5ts & te/ability = artificial intellig5ce-enabl$ sy/ems to implem5t & demon/rate adh]5ce to ! ,e?ical ,pr9ciples = ,artificial ,intellig5ce & ! ,responsible ,artificial ,intellig5ce ,/rategy & ,implem5tation ,pa?way2 & 7#c7 issue guidance on te/ & evaluation practices = artificial intellig5ce capabilities 9 autonom\s or semi-autonom\s weapon sy/ems1 :i* %all include an adv]s>ial assessm5t 7kn[n z r$-team assessm5t7 t evaluates weapon sy/em vuln]ability to adv]s>ial manipulation "u op]ationally reali/ic conditions4 7c7 ,common tools & infra/ructure ,! ,*ief ,digital & ,artificial ,intellig5ce ,(fic] %all coord9ate ) ! ,"u ,secret>y ( ,def5se = ,rese>* & ,eng9e]+ & ! ,director ( ,op]ational ,te/ & ,evaluation on develop+ & us+ common tools & infra/ructure = te/ & evaluation & v]ification & validation ( artificial intellig5ce capabilities 9 autonom\s or semi-autonom\s weapon sy/ems1 includ+ assurance b5*m>ks = reliability1 robu/ness1 security1 & human-ma*9e team p]=mance4 #f4 ,te/+ & evaluation requirem5ts 7a7 ,g5]al requirem5t ,! ,secret>y %all ensure t1 reg>dless ( ! acquisition pa?way or te/+ & evaluation ov]sight /atus = a weapon sy/em1 ea* sy/em describ$ 9 section #c7;a77#b7 und]goes-- 7#a7 rigor\s h>dw>e & s(tw>e v]ification & validation2 & 7#b7 reali/ic sy/em developm5tal & op]ational te/ & evaluation1 includ+ analysis ( unanticipat$ em]g5t behavior4 7b7 ,specific consid]ations ,te/+ & evaluation ( a sy/em "u subsection 7a77#b7 may include te/+ on h[ human op]ators respond to ensure !y are provid$ ) en\gh "t to ex]cise judgm5t & c reject or *all5ge sugge/ions or recomm5dations4 7c7 ,specific requirem5ts ,te/+ & evaluation ( a sy/em "u subsection 7a7 %all include ! foll[+3 7#a7 ,v]ification t ! sy/em functions z anticipat$ 9 reali/ic op]ational environm5ts aga9/ adaptive adv]s>ies1 includ+ ) reali/ic civilian pres5ce1 activities1 actions1 & reactions1 & are suffici5tly robu/ to m9imize failures4 7#b7 ,= a sy/em incorporat+ artificial intellig5ce capabilities1 rigor\s developm5tal & op]ational te/ & evaluation to v]ify & validate t ! artificial intellig5ce is robu/ accord+ to design requirem5ts4 7#c7 ,te/+ to confirm t autonomy algori?ms 9 sy/ems incorporat+ artificial intellig5ce capabilities c be rapidly reprogramm$ on new input data4 7d7 ,po/-,field+ te/+ ,! ,secret>y %all ensure t1 aft] initial op]ational te/ & evaluation ( a sy/em "u subsection 7a71 z direct$ by ! ,director ( ,op]ational ,te/ & ,evaluation-- 7#a7 sy/em data is collect$ & any fur!r *anges to ! sy/em und]go appropriate v]ification & validation & te/ & evaluation to ensure t critical safety features h n be5 degrad$2 7#b7 sy/em s(tw>e is te/$ us+ be/-available ,dep>tm5t means & me?ods to validate t critical safety features h n be5 degrad$1 & automat$ te/+ tools1 su* z model+ & simulation1 are us$ :5ev] feasible2 7#c7 any new or revis$ op]at+ /ates or o!r relevant *anges 9 ! sy/em are id5tifi$ & und]goes appropriate & tailor$ additional te/ & evaluation to *>act]ize ! sy/em behavior 9 t new op]at+ /ate2 & 7#d7 *anges to ! /ate transition matrix are evaluat$ to det]m9e :e!r !y require :ole sy/em foll[-on op]ational te/ & evaluation4 7e7 ,it]ative cyb] te/+ ,! ,secret>y %all ensure t h>dw>e & s(tw>e v]ification & validation ( a sy/em "u subsection 7a7 includes qu>t]ly cyb] te/ & evaluation to v]ify t ! sy/em is resili5t & survivable 9 conte/$ cyb]space4 7f7 ,role ( ! ,director ( ,op]ational ,te/ & ,evaluation ,"u ?is section1 ! ,director ( ,op]ational ,te/ & ,evaluation %all-- 7#a7 ov]see developm5t ( reali/ic op]ational te/1 risk assessm5ts1 & evaluation /&>ds = autonom\s & semi-autonom\s weapon sy/ems1 includ+ requirem5ts = data collection & /&>ds = te/ & evaluation ( any *anges to ! sy/em foll[+ initial op]ational te/ & evaluation2 7#b7 evaluate :e!r autonom\s & semi-autonom\s weapon sy/ems "u ! ,director's ov]sight h met /&>ds aft] be+ te/$ = rigor\s v]ification1 validation1 & evaluation 9 reali/ic op]ational conditions1 includ+ pot5tial adv]s>y action1 to ensure t ! sy/em is robu/ to m9imize failures2 7#c7 e/abli% /&>ds = data collection po/-field+ & monitor+ & assessm5t by programs2 7#d7 e/abli% & ma9ta9 a c5traliz$ repository = report+1 collect+1 & analyz+ op]ational incid5ts1 weapon sy/em failures1 & un9t5d$ weapon sy/em behaviors2 7#e7 review & approve op]ational & live fire te/ plans = autonom\s & semi-autonom\s weapon sy/ems2 & 7#f7 coord9ate ) ! ,"u ,secret>y ( ,def5se = ,rese>* & ,eng9e]+ & ! appropriate ,secret>y ( a milit>y dep>tm5t or ,assi/ant ,secret>y = ,l[-,int5sity ,conflict to provide = monitor+ to id5tify & address :5 *anges to ! sy/em design or op]ational environm5t require additional te/+ & evaluation to ensure t ! sy/em is robu/ to m9imize failures su* z un9t5d$ engagem5ts ) civilians & civilian infra/ructure1 d5sely populat$ areas1 & resi/ int]f]5ce by unau?oriz$ p>ties4 #g4 ,prohibit$ uses ( artificial intellig5ce 7a7 ,g5]al prohibition ,no cov]$ artificial intellig5ce capability may be us$ 9 any mann] t violates ! ,con/itution ( ! ,unit$ ,/ates1 ,f$]al law1 ! ,law ( ,arm$ ,conflict1 or int]national treaty or o!r legal obligation ( ! ,unit$ ,/ates1 or 9 any mann] t poses an unacceptable level ( risk to ! safety ( an individual or ! civil lib]ty ( an individual4 7b7 ,specific prohibitions 7#a7 ,9 g5]al ,no cov]$ artificial intellig5ce capability may be us$ ) ! int5t1 purpose1 or outcome (-- 7,a7 pr(il+1 t>get+1 track+1 monitor+1 inf]r+1 or conclud+ bas$ on ! data po9ts ( activity ( any individual bas$ solely on ! ex]cise ( rights protect$ "u ! ,con/itution or ,f$]al law1 includ+ fre$om ( expression1 association1 & assembly2 7,b7 detect+1 measur+1 or inf]r+ ! emotional /ate ( any individual f data acquir$ ab\t su* individual1 includ+ ! support ( ! heal? ( cons5t+ p]sonnel ( ! ,f$]al ,gov]nm5t2 7,c7 inf]r+ or det]m9+ an individual's religion1 e?nicity1 race1 sexual ori5tation1 immigration /atus1 disability /atus1 g5d] id5tity1 or political id5tity2 7,d7 track+1 monitor+1 or inf]r+ ! pa/1 real-"t1 or anticipat$ future location ( any individual 9 ! ,unit$ ,/ates1 includ+ us+ data acquir$ f comm]cial1 data brok]s1 data aggregators1 or o!r ?ird-p>ty s\rces1 unless su* acquisition & use is au?oriz$ pursuant to an individualiz$ judicial ord]1 w>rant1 or o!rwise requir$ by ! ,con/itution or ,f$]al law2 7,e7 aggregat+ or analyz+ int]nal data or data acquir$ f comm]cial1 data brok]s1 data aggregators1 or o!r ?ird-p>ty s\rces1 includ+ b n limit$ to location data1 f9ancial transaction data1 communications metadata1 or biometric data1 to accompli% any purpose prohibit$ "u p>agraphs 7#a7 ?r\gh 7#d72 7,f7 remov+ a human f ! *a9 ( decisionmak+ = actions critical to in=m+ & execut+ decisions by ! ,presid5t1 includ+ initiat+ or t]m9at+ nucle> weapons employm5t2 or 7,g7 obta9+1 receiv+1 or o!rwise access+1 = a fee or o!r consid]ation1 any p]sonal data ( a ,unit$ ,/ates p]son f a data brok] or o!r ?ird-p>ty s\rce1 includ+ any o!r gov]nm5tal entity 7includ+ ,/ate1 local1 or ,f$]al entities7 if su* data 0 obta9$ by t entity 9 a mann] t w\ld violate ?is subsection if p]=m$ by ! ,dep>tm5t4 7#b7 ,p]sonal data ,= purposes ( p>agraph 7#a77;,g71 ! t]m p]sonal data-- 7,a7 means data1 d]iv$ data1 or any unique id5tifi] t is l9k$ to1 or is reasonably l9kable to1 an individual or to an electronic device t is l9k$ to1 or is reasonably l9kable to1 "o or m individuals 9 a h\sehold2 7,b7 includes anonymiz$ data t1 if comb9$ ) o!r data1 c be l9k$ to1 or is reasonably l9kable to1 an individual or to an electronic device t id5tifies1 is l9k$ to1 or is reasonably l9kable to "o or m individuals 9 a h\sehold2 & 7,c7 does n include data t is lawfully available ?r\gh ,f$]al1 ,/ate1 or local gov]nm5t records or ?r\gh widely di/ribut$ m$ia4 7c7 ,applicability ,! prohibitions 9 ?is section %all apply to all activities ( ! ,dep>tm5t1 includ+ op]ational plann+1 logi/ics1 intellig5ce analysis1 & op]ational support to any o!r ag5cies or milit>y p]sonnel1 reg>dless ( /atus ( deploym5t4 ,9 any case 9 :i* ! ,dep>tm5t %>es sy/ems1 data1 or analytical products d]iv$ f a cov]$ artificial intellig5ce capability or protect$ data 7z describ$ 9 subsection 7b77#g77 ) ano!r dep>tm5t or ag5cy ( ! ,f$]al ,gov]nm5t1 ! receiv+ dep>tm5t or ag5cy %all be subject to ! same prohibitions & requirem5ts z ! ,dep>tm5t ) respect to ! use1 qu]y+1 or fur!r dissem9ation ( su* sy/ems1 data1 or products4 ,! ,secret>y %all ensure t su* dep>tm5t or ag5cy is notifi$ (1 & 9 compliance )1 ! re/rictions "u ?is section4 7d7 ,jo9t op]ations ,! prohibitions ( ?is section %all apply to any ,dep>tm5tal p>ticipation 9 jo9t task =ces1 fusion c5t]s1 or int]ag5cy work+ gr\ps1 reg>dless ( :i* ag5cy s]ves z ! lead or provid+ entity4 #h4 ,:i/lebl[] protections 7a7 ,protections ,! ,secret>y %all update su* :i/lebl[] protections z ! ,secret>y consid]s appropriate to cl>ify proc$ures = artificial intellig5ce sy/ems1 :i* %all ensure t all p]sonnel :o develop1 assess1 deploy1 op]ate1 or use artificial intellig5ce z a compon5t ( a ,national ,security ,sy/em 7z def9$ 9 section #ceeb7;b7 ( title #dd1 ,unit$ ,/ates ,code7 or o!rwise = milit>y or intellig5ce purposes c report conc]ns ab\t artificial intellig5ce1 includ+ conc]ns ab\t improp]ly h>m+ civil lib]ties1 privacy1 safety1 or compliance ) ! requirem5ts ( ?is ,act1 to relevant ov]sight (ficials4 7b7 ,compliance ) exi/+ law ,updates to :i/lebl[] protections "u subsection 7a7 %all be compliant )-- 7#a7 section #ajcd ( title #aj1 ,unit$ ,/ates ,code1 & its implem5tation guidance "u ,dep>tm5t ( ,def5se ,directive #gjej4jf 7relat+ to milit>y :i/lebl[] protection72 7#b7 section #bcjb ( title #e1 ,unit$ ,/ates ,code2 7#c7 title ,,vi ( ! ,intellig5ce ,au?orization ,act ( ,fiscal ,ye> #bjad 7,public ,law #aac-abf2 #abh ,/at4 #adad7 & ! am5dm5ts made by su* title2 & 7#d7 section #dgja ( title #aj1 ,unit$ ,/ates ,code4 7c7 ,anonymity 7#a7 ,9 g5]al ,! ,secret>y %all ensure t adequate & special proc$ures exi/ to receive1 inve/igate1 respond to1 & r$ress compla9ts anonym\sly1 :5 appropriate1 & t reports may be made confid5tially s t p]sonnel may raise conc]ns )\t fe> ( reprisal = any disclosures relat$ to artificial intellig5ce4 7#b7 ,exception ,confid5tiality "u p>agraph 7#a7 %all n ext5d to significant misconduct1 includ+ violations ( law or gov]nm5t e?ics1 or :5 o!rwise preclud$ by law4 7d7 ,inve/igation & corrective action ,! ,secret>y %all ensure t adequate & special proc$ures exi/ = report+ incid5ts ( artificial intellig5ce misuse1 inve/igations ( report$ incid5ts1 & processes = tak+ corrective actions4 #i4 ,report+ requirem5ts 7a7 ,semiannual report on artificial intellig5ce use cases ,n lat] ?an six mon?s aft] ! date ( ! enactm5t ( ?is ,act1 & semiannually !reaft]1 ! ,secret>y %all submit to ! appropriate committees ( ,congress a report conta9+ ! foll[+3 7#a7 ,a description ( exempl>y use cases ( artificial intellig5ce )9 ! ,dep>tm5t dur+ ! prec$+ ye>1 id5tify+ be/ practices1 failure modes1 & risk mitigation /rategies employ$4 7#b7 ,aft]-action reports on significant op]ational use ( cov]$ artificial intellig5ce capabilities dur+ ! prec$+ ye>1 includ+-- 7,a7 an assessm5t ( sy/em p]=mance & effectiv5ess ( human ov]sight2 7,b7 any id5tifi$ risks or failure modes2 7,c7 a detail$ acc\nt+ ( any critical incid5ts1 includ+ incid5ts result+ 9 civilian casualties or injuries1 damage to civilian objects or protect$ infra/ructure1 or o!r un9t5d$ effects inconsi/5t ) ! ,law ( ,arm$ ,conflict2 & 7,d7 recomm5dations = improvem5ts to human ov]sight1 sy/em safegu>ds1 & ! mitigation ( future civilian h>m4 7#c7 ,a description ( tra9+ provid$ to human op]ators ( autonom\s & semi-autonom\s weapon sy/ems & o!r artificial intellig5ce capabilities cov]$ by ?is ,act1 includ+ docum5tation on employm5t proc$ures & responsible retirem5t ( sy/ems4 7b7 ,annual report on infra/ructure & b>ri]s ,n lat] ?an #ahj days aft] ! date ( ! enactm5t ( ?is ,act1 & annually !reaft]1 ! ,secret>y %all submit to ! appropriate committees ( ,congress a report id5tify+-- 7#a7 any significant b>ri]s to ! responsible developm5t & deploym5t ( artificial intellig5ce )9 ! ,dep>tm5t2 7#b7 gaps 9 infra/ructure requir$ to support traceability1 auditability1 risk analysis1 & =5sics = artificial intellig5ce capabilities cov]$ by ?is ,act2 & 7#c7 recomm5d$ h>dw>e1 s(tw>e1 or o!r infra/ructure ne$s necess>y to fulfill ! requirem5ts ( ?is ,act4 7c7 ,semiannual report on compliance = field$ sy/ems ,n lat] ?an six mon?s aft] ! date ( ! enactm5t ( ?is ,act1 & semiannually !reaft]1 ! ,secret>y %all submit to ! appropriate committees ( ,congress a report id5tify+-- 7#a7 ea* field$ sy/em = :i* compliance "u ?is ,act _c be c]tifi$1 ) a description ( ! specific requirem5t or requirem5ts ) :i* ! sy/em does n comply2 7#b7 ! op]ational or national security legal ju/ification1 if any1 = ! cont9u$ field+ ( ea* su* non-compliant sy/em2 & 7#c7 a rem$iation plan & timel9e = br++ ea* su* sy/em into compliance or1 if compliance is n practicable1 a plan = ! responsible retirem5t or modification ( ! sy/em4 #aj4 ,exceptions 7a7 ,cyb]space capabilities ,! requirem5ts ( sections #c1 #d1 #e1 & #g %all n apply to autonom\s or semi-autonom\s cyb]space capabilities4 7b7 ,un>m$ plat=ms ,! requirem5ts ( sections #c1 #d1 #e1 & #g %all n apply to un>m$ plat=ms1 :e!r remotely op]at$ or op]at$ by onbo>d p]sonnel1 & :e!r autonom\s or semi-autonom\s4 7c7 ,"t-,critical def5sive sy/ems ,9 cases :]e ! "t available betwe5 ?reat detection & requir$ int]cept is insuffici5t to all[ = individual human au?orization ( ea* engagem5t & provid$ t su* op]ations d n h dea? or s]i\s bodily h>m to any p]son z a reasonably =eseeable consequ5ce1 ! requirem5ts ( sections #c1 #d1 #e1 & #g %all n apply to-- 7#a7 sy/ems employ$ exclusively = ! def5se aga9/ incom+ munitions1 rockets1 artill]y1 mort>s1 missiles2 or 7#b7 unmann$ aircraft sy/ems4 7d7 ,o!r exclud$ sy/ems ,! requirem5ts ( sections #c1 #d1 #e1 & #g %all n apply to-- 7#a7 unguid$ munitions2 7#b7 munitions manually guid$ by ! human op]ator1 su* z las]- or wire-guid$ munitions2 7#c7 m9es2 7#d7 unexplod$ explosive ordnance2 or 7#e7 autonom\s or semi-autonom\s sy/ems t are n weapon sy/ems4 7e7 ,id5tification sy/ems ,! requirem5ts ( sections #c1 #d1 #e1 & #g %all n apply to a sy/em describ$ 9 section #c7;a77#b7 ) ! sole purpose & outcome ( id5tify+ pot5tial t>gets )\t fur!r int]v5tion by or communication ) a human op]ator4 #aa4 ,effective date2 review ( sy/ems curr5tly 9 use 7a7 ,9 g5]al ,?is ,act %all take effect on ! date t is #ahj days aft] ! date ( ! enactm5t ( ?is ,act4 7b7 ,review ( sy/ems curr5tly 9 use 7#a7 ,9 g5]al ,n lat] ?an #ahj days aft] ! effective date set =? 9 subsection 7a71 ! ,secret>y %all conduct a review ( all sy/ems describ$ 9 section #c7;a77#b7 t are 9 use by ! ,dep>tm5t z ( su* effective date4 7#b7 ,atte/ation ,^u completion ( ! review requir$ "u p>agraph 7#a71 ! ,secret>y %all submit to ! appropriate committees ( ,congress a writt5 atte/ation id5tify+1 = ea* review$ sy/em1 :e!r ! sy/em is compliant ) ! requirem5ts ( sections #c1 #f1 & #g4 7#c7 ,noncompliant sy/ems ,= any sy/em t ! ,secret>y _c atte/ is 9 compliance ) sections #c1 #f1 & #g1 ! ,secret>y %all imm$iately cease all use ( su* sy/em &1 concurr5t ) ! atte/ation requir$ "u p>agraph 7#b71 submit to appropriate committees ( ,congress a rem$iation plan t includes-- 7,a7 a description ( ! specific requirem5t or requirem5ts ) :i* ! sy/em does n comply2 7,b7 an op]ational or national security ju/ification1 if any1 = cont9u$ use ( ! sy/em p5d+ rem$iation2 & 7,c7 a timel9e = br++ ! sy/em into compliance or1 if compliance is n practicable1 = ! responsible retirem5t or modification ( ! sy/em4