,,ii #aai? ,,congress #b;d ,session ,s4 #ciga ,,9 ,,! ,,s5ate ,,( ,,! ,,unit$ ,,/ates ,m>* #c1 #bjbf ,ms4 ,ern/ 7= h]self & ,mr4 ,m>key7 introduc$ ! foll[+ bill2 :i* 0 read twice1 consid]$1 read ! ?ird "t1 & pass$ ,a ,,bill ,to ext5d ! ,,sbir & ,,/tr programs1 & = o!r purposes4 #a4 ,%ort title ,?is ,act may be cit$ z ! ,small ,bus9ess ,innovation & ,economic ,security ,act4 #b4 ,bol/]+ rese>* security ( ,,sbir & ,,/tr aw>ds 7a7 ,9 g5]al ,section #i ( ! ,small ,bus9ess ,act 7#ae ,u4,s4,c4 #fch7 is am5d$-- 7#a7 9 subsection 7g7-- 7,a7 by r$esignat+ p>agraphs 7#ae71 7#af71 & 7#ag7 z p>agraphs 7#af71 7#ah71 & 7#ai71 respectively2 7,b7 by ins]t+ aft] p>agraph 7#ad7 ! foll[+3 7#ae7 evaluate :e!r a small bus9ess conc]n pres5ts a security risk = any reason1 ?r\gh measures includ+-- 7,a7 ! due dilig5ce process requir$ "u subsection 7vv72 7,b7 disclosures submitt$ "u ?is subsection2 or 7,c7 coord9ation ) ! intellig5ce community1 z def9$ 9 section #c ( ! ,national ,security ,act ( #aidg 7#ej ,u4,s4,c4 #cjjc71 ,f$]al law en=cem5t1 & o!r c\nt]9tellig5ce capabilities ( ! ,f$]al ,gov]nm5t2 2 7,c7 9 p>agraph 7#af71 z s r$esignat$-- 7i7 by /rik+ subp>agraph 7,b72 7ii7 by /rik+ t-- & all t foll[s ?r\gh ! small bus9ess conc]n submitt+ & ins]t+ t ! small bus9ess conc]n submitt+2 7iii7 by r$esignat+ clauses 7i71 7ii71 & 7iii7 z subp>agraphs 7,a71 7,b71 & 7,c71 respectively1 & adju/+ ! m>g9s accord+ly2 7iv7 9 subp>agraph 7,b71 z s r$esignat$1 by /rik+ or at ! end2 7v7 9 subp>agraph 7,c71 z s r$esignat$1 by /rik+ & at ! end2 & 7vi7 by add+ at ! end ! foll[+3 7,d7 has a security risk connect+ ! small bus9ess conc]n to an entity1 includ+ any affiliates ( ! entity1 or individual on-- 7i7 ! ,,uflpa ,entity ,li/ ma9ta9$ by ! ,dep>tm5t ( ,homel& ,security2 7ii7 ! ,non-,,sdn ,*9ese ,milit>y-,indu/rial ,complex ,companies ,li/ ( ! ,(fice ( ,=eign ,assets ,control ma9ta9$ by ! ,dep>tm5t ( ! ,treasury2 7iii7 ! ,section #hhi ,prohibition ,li/ e/abli%$ "u section #hhi ( ! ,john ,s4 ,mc,cain ,national ,def5se ,au?orization ,act = ,fiscal ,ye> #bjai 7,public ,law #aae-bcb2 #acb ,/at4 #aiag7 & ma9ta9$ by ! ,dep>tm5t ( ,def5se2 7iv7 ! li/ ( ,*9ese ,milit>y companies requir$ "u section #abfj;,h ( ! ,william ,m4 7,mac7 ,?ornb]ry ,national ,def5se ,au?orization ,act = ,fiscal ,ye> #bjba 7#aj ,u4,s4,c4 #aac note7 & ma9ta9$ by ! ,dep>tm5t ( ,def5se2 7v7 ! ,milit>y ,end ,us] ,li/ ma9ta9$ by ! ,bureau ( ,indu/ry & ,security ( ! ,dep>tm5t ( ,comm]ce2 7vi7 ! ,entity ,li/ ma9ta9$ by ! ,bureau ( ,indu/ry & ,security ( ! ,dep>tm5t ( ,comm]ce2 7vii7 ! ,li/ ( ,equipm5t & ,s]vices ma9ta9$ by ! ,f$]al ,communications ,commission2 or 7viii7 ! ,)hold ,release ,ord]s & ,f9d+s ,li/ ma9ta9$ by ,u4,s4 ,cu/oms & ,bord] ,protection2 7,e7 has a security risk ) a prim>y s\rce t is classifi$2 or 7,f7 has a security risk t ! ,f$]al ag5cy det]m9es w>rants a d5ial2 2 7,d7 by ins]t+ aft] p>agraph 7#af71 z s r$esignat$1 ! foll[+3 7#ag7 provide =-- 7,a7 a process "u :i*1 ^u mak+ an aw>d decision to d5y an application on ! basis ( a det]m9ation "u p>agraph 7#af71 or ^u mak+ a det]m9ation "u p>agraph 7#af7 t a small bus9ess conc]n has a security risk describ$ 9 t p>agraph1 ! ,f$]al ag5cy provides to ! small bus9ess conc]n1 z appropriate pursuant to ! discretion ( ! ,f$]al ag5cy & 9 a mann] t does n compromise national security1 a notification-- 7i7 advis+ ! small bus9ess conc]n ( su* det]m9ation2 & 7ii7 id5tify+ ! basis = su* det]m9ation2 & 7,b7 a policy t cl>ifies t receipt ( an aw>d decision d5y+ an application does n prohibit ! small bus9ess conc]n f be+ eligible = an aw>d 9 a subsequ5t aw>d cycle2 2 7,e7 9 p>agraph 7#ai71 z s r$esignat$-- 7i7 9 subp>agraph 7,b71 by /rik+ p>agraph 7#af77;,a7 & ins]t+ p>agraph 7#ah77;,a72 & 7ii7 9 subp>agraph 7,c71 by /rik+ p>agraph 7#af77;,b7 & ins]t+ p>agraph 7#ah77;,b72 7#b7 9 subsection 7o7-- 7,a7 by r$esignat+ p>agraphs 7#ai71 7#bj71 & 7#ba7 z p>agraphs 7#bj71 7#bb71 & 7#bc71 respectively2 7,b7 by ins]t+ aft] p>agraph 7#ah7 ! foll[+3 7#ai7 evaluate :e!r a small bus9ess conc]n pres5ts a security risk = any reason1 ?r\gh measures includ+-- 7,a7 ! due dilig5ce process requir$ "u subsection 7vv72 7,b7 disclosures submitt$ "u ?is subsection2 or 7,c7 coord9ation ) ! intellig5ce community1 z def9$ 9 section #c ( ! ,national ,security ,act ( #aidg 7#ej ,u4,s4,c4 #cjjc71 ,f$]al law en=cem5t1 & o!r c\nt]9tellig5ce capabilities ( ! ,f$]al ,gov]nm5t2 2 7,c7 9 p>agraph 7#bj71 z s r$esignat$-- 7i7 by /rik+ subp>agraph 7,b72 7ii7 by /rik+ t-- & all t foll[s ?r\gh ! small bus9ess conc]n submitt+ & ins]t+ t ! small bus9ess conc]n submitt+2 7iii7 by r$esignat+ clauses 7i71 7ii71 & 7iii7 z subp>agraphs 7,a71 7,b71 & 7,c71 respectively1 & adju/+ ! m>g9s accord+ly2 7iv7 9 subp>agraph 7,b71 z s r$esignat$1 by /rik+ or at ! end2 7v7 9 subp>agraph 7,c71 z s r$esignat$1 by /rik+ & at ! end2 & 7vi7 by add+ at ! end ! foll[+3 7,d7 has a =eign risk connect+ ! small bus9ess conc]n to an entity1 includ+ any affiliates ( ! entity1 or individual on-- 7i7 ! ,,uflpa ,entity ,li/ ma9ta9$ by ! ,dep>tm5t ( ,homel& ,security2 7ii7 ! ,non-,,sdn ,*9ese ,milit>y-,indu/rial ,complex ,companies ,li/ ( ! ,(fice ( ,=eign ,assets ,control ma9ta9$ by ! ,dep>tm5t ( ! ,treasury2 7iii7 ! ,section #hhi ,prohibition ,li/ e/abli%$ "u section #hhi ( ! ,john ,s4 ,mc,cain ,national ,def5se ,au?orization ,act = ,fiscal ,ye> #bjai 7,public ,law #aae-bcb2 #acb ,/at4 #aiag7 & ma9ta9$ by ! ,dep>tm5t ( ,def5se2 7iv7 ! li/ ( ,*9ese ,milit>y companies requir$ "u section #abfj;,h ( ! ,william ,m4 7,mac7 ,?ornb]ry ,national ,def5se ,au?orization ,act = ,fiscal ,ye> #bjba 7#aj ,u4,s4,c4 #aac note7 & ma9ta9$ by ! ,dep>tm5t ( ,def5se2 7v7 ! ,milit>y ,end ,us] ,li/ ma9ta9$ by ! ,bureau ( ,indu/ry & ,security ( ! ,dep>tm5t ( ,comm]ce2 7vi7 ! ,entity ,li/ ma9ta9$ by ! ,bureau ( ,indu/ry & ,security ( ! ,dep>tm5t ( ,comm]ce2 7vii7 ! ,li/ ( ,equipm5t & ,s]vices ma9ta9$ by ! ,f$]al ,communications ,commission2 or 7viii7 ! ,)hold ,release ,ord]s & ,f9d+s ,li/ ma9ta9$ by ,u4,s4 ,cu/oms & ,bord] ,protection2 7,e7 has a security risk ) a prim>y s\rce t is classifi$2 or 7,f7 has a security risk t ! ,f$]al ag5cy det]m9es w>rants a d5ial2 2 7,d7 by ins]t+ aft] p>agraph 7#bj7 ! foll[+3 7#ba7 provide =-- 7,a7 a process "u :i*1 ^u mak+ an aw>d decision to d5y an application on ! basis ( a det]m9ation "u p>agraph 7#bj71 or ^u mak+ a det]m9ation "u p>agraph 7#bj7 t a small bus9ess conc]n has a security risk describ$ 9 t p>agraph1 ! ,f$]al ag5cy provides to ! small bus9ess conc]n1 z appropriate pursuant to ! discretion ( ! ,f$]al ag5cy & 9 a mann] t does n compromise security1 a notification-- 7i7 advis+ ! small bus9ess conc]n ( su* det]m9ation2 & 7ii7 id5tify+ ! basis = su* det]m9ation2 & 7,b7 a policy t cl>ifies t receipt ( an aw>d decision d5y+ an application does n prohibit ! small bus9ess conc]n f be+ eligible = an aw>d 9 a subsequ5t aw>d cycle2 2 & 7,e7 9 p>agraph 7#bc71 z s r$esignat$-- 7i7 9 subp>agraph 7,b71 by /rik+ p>agraph 7#bj77;,a7 & ins]t+ p>agraph 7#bb77;,a72 & 7ii7 9 subp>agraph 7,c71 by /rik+ p>agraph 7#bj77;,b7 & ins]t+ p>agraph 7#bb77;,b72 & 7#c7 9 subsection 7vv77#b7-- 7,a7 by am5d+ subp>agraph 7,a7 to read z foll[s3 7,a7 assess1 us+ a risk-bas$ approa* z appropriate-- 7i7 ! cyb]security practices ( a small bus9ess conc]n2 7ii7 pat5t analysis2 7iii7 employee analysis2 7iv7 =eign own]%ip ( a small bus9ess conc]n seek+ an aw>d1 includ+ ! f9ancial ties & obligations 7:i* %all include surety1 equity1 & debt obligations7 ( ! small bus9ess conc]n & employees ( ! small bus9ess conc]n to a =eign c\ntry1 =eign p]son1 or =eign entity2 7v7 =eign affiliations ( a cov]$ individual1 own]1 or o!r key p]sonnel ( a small bus9ess conc]n ) an entity 9 a =eign c\ntry ( conc]n2 7vi7 inve/m5t relation%ips ( a small bus9ess conc]n ) an individual or entity 9 a =eign c\ntry ( conc]n2 7vii7 te*nology lic5s+ agreem5ts or jo9t v5tures 7includ+ jo9t v5ture-l agreem5ts7 ) an individual or entity 9 a =eign c\ntry ( conc]n2 & 7viii7 bus9ess relation%ips betwe5 a cov]$ individual1 own]1 or o!r key p]sonnel ( a small bus9ess conc]n & an individual or entity 9 a =eign c\ntry ( conc]n2 2 7,b7 9 subp>agraph 7,b71 by /rik+ ! p]iod at ! end & ins]t+ 2 &2 & 7,c7 by add+ at ! end ! foll[+3 7,c7 exam9e any relation%ip ( a small bus9ess conc]n seek+ an aw>d to any entity or individual includ$ on ! li/s describ$ 9 subsections 7g77#af77;,d7 & 7o77#bj77;,d74 4 7b7 ,,gao /udy ,section #d7;b77#d7 ( ! ,,sbir & ,,/tr ,ext5sion ,act ( #bjbb 7,public ,law #aag-ahc2 #acf ,/at4 #bahc7 is am5d$ by /rik+ #c ye>s & ins]t+ #h ye>s4 #c4 ,phase ,,ii /rategic break?r\gh fund+ 7a7 ,9 g5]al ,section #i ( ! ,small ,bus9ess ,act 7#ae ,u4,s4,c4 #fch7 is am5d$-- 7#a7 9 subsection 7aa71 by add+ at ! end ! foll[+3 7#f7 ,/rategic break?r\gh allocation ,! requirem5t "u p>agraph 7#a7 & ! requirem5t to receive a waiv] f ! ,adm9i/rator "u p>agraph 7#d7 d n apply to a ,f$]al ag5cy = aw>ds ( n m ?an #cj1jjj1jjj to a small bus9ess conc]n ) funds made available "u a /rategic break?r\gh allocation 7z def9$ 9 subsection 7ff77#c77;,a774 2 & 7#b7 9 subsection 7ff71 by add+ at ! end ! foll[+3 7#c7 ,/rategic break?r\gh aw>ds 7,a7 ,/rategic break?r\gh allocation def9$ ,9 ?is p>agraph1 ! t]m /rategic break?r\gh allocation means1 ) respect to a ,f$]al ag5cy ) a requir$ exp5diture "u subsection 7f77#a7 9 excess ( #ajj1jjj1jjj1 an exp5diture am\nt f ! ,,sbir allocation "u subsection 7f77#a7 ( su* ag5cy ( n m ?an #j4ej p]c5t ( ! extramural budget = rese>* or rese>* & developm5t designat$ = su* ag5cy = fiscal ye> #bjbf & e fiscal ye> !reaft]4 7,b7 ,aw>d ,"u ?is p>agraph1 a fund+ agreem5t may be aw>d$ to a small bus9ess conc]n by a ,f$]al ag5cy us+ funds made available "u a /rategic break?r\gh allocation4 7,c7 ,fund p>amet]s ,9 ! case ( a ,phase ,,ii agreem5t t is aw>d$ to a small bus9ess conc]n by a ,f$]al ag5cy us+ funds made available "u a /rategic break?r\gh allocation1 ! foll[+ requirem5ts %all apply3 7i7 ,aw>d size & p]iod ( p]=mance ,a ,f$]al ag5cy may aw>d f a /rategic break?r\gh allocation n m ?an #cj1jjj1jjj to a small bus9ess conc]n1 includ+ its affiliates1 9 a s+le aw>d or s]ies ( aw>ds bas$ on rea*+ production or developm5t mile/ones1 if ! total p]iod ( p]=mance ( ! project ) respect to :i* su* funds are aw>d$ is n m ?an #dh mon?s4 7ii7 ,small bus9ess conc]n requirem5ts ,! small bus9ess conc]n %all-- 7,i7 h be5 aw>d$ n less ?an #a prior ,phase ,,ii aw>d "u ! ,,sbir or ,,/tr program2 7,,ii7 demon/rate n less ?an #ajj p]c5t mat*+ funds f-- 7aa7 new private capital z a result ( an aw>d us+ funds made available "u a /rategic break?r\gh allocation2 7bb7 new fund+ aw>d$ by a gov]nm5t ag5cy "u a program o!r ?an ,phase ,i or ,,ii ( ! ,,sbir or ,,/tr program z a result ( an aw>d us+ funds made available "u a /rategic break?r\gh allocation2 or 7cc7 a comb9ation ( funds describ$ 9 items 7aa7 & 7bb72 7,,iii7 demon/rate a te*nology t is an effective solution1 z det]m9$ by m>ket rese>*2 & 7,,iv7 only be eligible = an aw>d f ! /rategic break?r\gh allocation at ! ,dep>tm5t ( ,def5se if ! small bus9ess conc]n-- 7aa7 provides a product1 process1 or te*nology t meets a necess>y level ( read9ess & has a commitm5t = inclusion 9 a program objective memor&um f an (ficial ) ! rank ( program acquisition executive or high] 9 an acquisition organization ( ! ,dep>tm5t ( ,def5se2 7bb7 provides a product1 process1 or te*nology t w meet high priority requirem5ts or op]ational ne$s ( a milit>y dep>tm5t ?r\gh a successful transition & into ! acquisition process2 & 7cc7 demon/rates n less ?an #bj p]c5t ( ! requir$ mat*+ funds "u subclause 7,,ii7 come f new fund+ aw>d$ by ! ,dep>tm5t ( ,def5se "u a program o!r ?an ,phase ,i or ,,ii ( ! ,,sbir or ,,/tr program z a result ( an aw>d us+ funds made available "u a /rategic break?r\gh allocation4 7iii7 ,deadl9e ,! ,f$]al ag5cy %all complete any contract aw>ds us+ /rategic break?r\gh allocation funds n lat] ?an #ij days aft] receiv+ a proposal f a small bus9ess conc]n = ! aw>d4 7iv7 ,eligible activities ,eligible activities by a small bus9ess conc]n us+ /rategic break?r\gh allocation funds are any critical te*nology areas or requirem5ts deem$ necess>y by ! ,f$]al ag5cy4 7v7 ,selection crit]ia ,9 mak+ aw>ds us+ funds made available "u a /rategic break?r\gh allocation1 ! ,f$]al ag5cy %all consid]-- 7,i7 ! pot5tial ( ! small bus9ess conc]n to advance ! national security capabilities ( ! ,unit$ ,/ates2 7,,ii7 ! pot5tial ( ! small bus9ess conc]n to provide new te*nologies or processes1 or new applications ( exi/+ te*nologies1 t w enable new alt]natives to exi/+ programs2 7,,iii7 :e!r a cu/om] 9 a ,f$]al ag5cy has express$ an int5t to pur*ase & integrate te*nology f ! small bus9ess conc]n into its op]ations2 or 7,,iv7 :e!r a p>ticul> te*nology area is und]capitaliz$ by private inve/m5t4 7,d7 ,use ( /reaml9$ contract+ me*anisms ,ea* ,f$]al ag5cy %all implem5t /reaml9$ processes & requirem5ts = submitt+ proposals & apply+ = aw>ds us+ funds made available "u a /rategic break?r\gh allocation4 4 7b7 ,comm]cialization read9ess program ,section #i7y7 ( ! ,small ,bus9ess ,act 7#ae ,u4,s4,c4 #fch7y77 is am5d$-- 7#a7 9 p>agraph 7#b7-- 7,a7 by /rik+ %all id5tify & ins]t+ %all-- 7,a7 id5tify 2 7,b7 9 subp>agraph 7,a71 z s designat$-- 7i7 by ins]t+ 1 includ+ small bus9ess conc]ns ) an aw>d f ! /rategic break?r\gh allocation 7z def9$ 9 subsection 7ff77#c77;,a71 be=e t h ! pot5tial2 & 7ii7 by /rik+ ! p]iod at ! end & ins]t+ a semicolon2 & 7,c7 by add+ at ! end ! foll[+3 7,b7 ensure1 9 collaboration ) ,,sbir program manag]s ( ea* compon5t1 t rese>* programs id5tifi$ "u subp>agraph 7,a7 are analyz$ )9 ! programm+ & budget+ process z budget reque/s are develop$2 & 7,c7 provide to ! ,committee on ,small ,bus9ess & ,entrepr5eur%ip ( ! ,s5ate & ! ,committees on ,small ,bus9ess & ,sci5ce1 ,space1 & ,te*nology ( ! ,h\se ( ,repres5tatives in=mation on ! integration ( ,,sbir & ,,/tr aw>dees 9 budget roll\ts = rese>*1 developm5t1 te/+1 & evaluation activities4 2 7#b7 by /rik+ p>agraph 7#c72 7#c7 by r$esignat+ p>agraphs 7#d71 7#e71 & 7#f7 z p>agraphs 7#c71 7#d71 & 7#e71 respectively2 & 7#d7 9 p>agraph 7#e71 z s r$esignat$-- 7,a7 9 subp>agraph 7,b71 by /rik+ & at ! end2 7,b7 by r$esignat+ subp>agraph 7,c7 z subp>agraph 7,d72 & 7,c7 by ins]t+ aft] subp>agraph 7,b7 ! foll[+3 7,c7 e/abli% a me*anism to provide small bus9ess conc]ns ) direct access to program & requirem5ts (fices t may pur*ase te*nology f ! small bus9ess conc]n "u ,phase ,,iii ( ! ,,sbir program2 & 4 7c7 ,brief+s 7#a7 ,def9ition ,9 ?is subsection1 ! t]m appropriate committees ( ,congress means-- 7,a7 ! ,committee on ,small ,bus9ess & ,entrepr5eur%ip ( ! ,s5ate2 7,b7 ! ,committee on ,small ,bus9ess ( ! ,h\se ( ,repres5tatives2 & 7,c7 ! ,committee on ,sci5ce1 ,space1 & ,te*nology ( ! ,h\se ( ,repres5tatives4 7#b7 ,g5]al requirem5t ,n lat] ?an #fj days aft] ! date ( enactm5t ( ?is ,act1 ! head ( ea* ,f$]al ag5cy t is eligible to make an aw>d f funds made available "u a /rategic break?r\gh allocation 7z def9$ 9 p>agraph 7#c7 ( subsection 7ff7 ( section #i ( ! ,small ,bus9ess ,act 7#ae ,u4,s4,c4 #fch71 z add$ by ?is section7 %all brief ! appropriate committees ( ,congress on :e!r t ,f$]al ag5cy plans to make aw>ds pursuant to ! au?ority provid$ "u su* p>agraph 7#c71 includ+ ! reasons :y ! ,f$]al ag5cy plans to1 or does n plan to1 use t au?ority4 7#c7 ,recurr+ brief+ by ,f$]al ag5cies us+ fund+ au?ority ,! head ( ea* ,f$]al ag5cy t opts to make aw>ds pursuant to ! au?ority "u p>agraph 7#c7 ( subsection 7ff7 ( section #i ( ! ,small ,bus9ess ,act 7#ae ,u4,s4,c4 #fch71 z add$ by ?is section1 %all1 on a recurr+ basis until ! ,f$]al ag5cy f9alizes proc$ures = mak+ ^? aw>ds1 brief ! appropriate committees ( ,congress reg>d+ ! implem5tation ( su* p>agraph 7#c7 by t ,f$]al ag5cy4 7d7 ,t]m9ation ,effective on ,septemb] #cj1 #bjca-- 7#a7 ?is section & ! am5dm5ts made by ?is section %all cease to h effect2 & 7#b7 ! provisions ( law am5d$ by ?is section %all be re/or$ z if su* am5dm5ts _h n be5 enact$4 #d4 ,r$uc+ adm9i/rative burd5 ,section #i ( ! ,small ,bus9ess ,act 7#ae ,u4,s4,c4 #fch7 is am5d$ by add+ at ! end ! foll[+3 7aaa7 ,r$uc+ adm9i/rative burd5 7#a7 ,9 g5]al ,) respect to fiscal ye> #bjbg & ea* fiscal ye> !reaft]1 ! ,director ( ! ,,sbir or ,,/tr program (fice ( ea* ,f$]al ag5cy %all1 pursuant to au?ority t may n be delegat$1 set equally = all small bus9ess conc]ns a limit on ! maximum numb] ( proposals t a small bus9ess conc]n may submit 9 response to ,phase ,i solicitations & ,phase ,,ii solicitations "u subsection 7cc71 publi%$ by t ,f$]al ag5cy1 includ+ all compon5ts ( t ,f$]al ag5cy1 9 a s+le fiscal ye>4 ,9 e/abli%+ su* a limitation1 ! ,director ( ! ,,sbir or ,,/tr program (fice ( ea* ,f$]al ag5cy %all use #a ( ! foll[+ me?ods3 7,a7 ,a limit = any small bus9ess conc]n on a fiscal ye> basis4 7,b7 ,a limit = any small bus9ess conc]n on a solicitation basis4 7,c7 ,a limit = any small bus9ess conc]n on a topic basis4 7#b7 ,waiv] 7,a7 ,9 g5]al ,on a topic by topic basis1 ! ,director ( ! ,,sbir or ,,/tr program (fice ( ea* ,f$]al ag5cy may grant a waiv] ( ! proposal limit "u p>agraph 7#a7 at ! "t ( a solicitation ann\ncem5t = a specific topic = ! ,,sbir or ,,/tr program ( ! ,f$]al ag5cy if ! topic is "t-s5sitive & urg5t to ! mission ( ! ,f$]al ag5cy4 7,b7 ,writt5 ju/ification ,= ea* topic = :i* a waiv] is s\ght "u subp>agraph 7,a71 ! ,director ( ! ,,sbir or ,,/tr program (fice ( ! ,f$]al ag5cy %all provide a writt5 ju/ification to ! ,adm9i/rator1 & to ! ,und]secret>y describ$ 9 subp>agraph 7,c71 = :y ! use ( ! waiv] au?ority is imp]ative = ! ag5cy's mission & ! nature ( ! imm$iate & critical ne$ t ! ,director reasonably believes _c be met by small bus9ess conc]ns t h n rea*$ ! proposal limit "u p>agraph 7#a74 7,c7 ,tim+ ,! ,und]secret>y ov]see+ ! ,,sbir or ,,/tr program at a ,f$]al ag5cy & ! ,adm9i/rator are requir$ to approve or disapprove a waiv] & writt5 ju/ification n lat] ?an #ae days aft] ! date on :i* ! ,und]secret>y receives f ! ,director ! waiv] reque/ describ$ 9 subp>agraph 7,a7 & ! writt5 ju/ification describ$ 9 subp>agraph 7,b74 7,d7 ,nondelegation ,! au?ority to grant or approve a waiv] "u subp>agraph 7,a7 or 7,c71 respectively1 may n be delegat$4 7,e7 ,waiv] effects ,if ! ,f$]al ag5cy grants a waiv] "u subp>agraph 7,a7 ) respect to a topic = ! ,,sbir or ,,/tr program ( a ,f$]al ag5cy1 p>agraph 7#a7 %all n prohibit any small bus9ess conc]n f submitt+ an ,,sbir or ,,/tr proposal to t ,f$]al ag5cy "u su* topic4 7,f7 ,record requirem5t ,p>ticipat+ ag5cies %all ma9ta9 in=mation on topics to :i* waiv]s ( ! proposal limit "u ?is p>agraph are grant$1 includ+ ! writt5 ju/ifications = ^? waiv]s4 7,g7 ,limitation ,a ,f$]al ag5cy may n grant a waiv] "u ?is p>agraph ) respect to m ?an #e p]c5t ( ! topics ( ! ,,sbir & ,,/tr programs ( ! ,f$]al ag5cy 9 any fiscal ye>4 7#c7 ,report+ 7,a7 ,9 g5]al ,n lat] ?an #cj days aft] ! date on :i* ! ,director ( ! ,,sbir or ,,/tr program (fice ( a ,f$]al ag5cy sets or *anges a limit "u p>agraph 7#a71 ! head ( t ,f$]al ag5cy %all provide to ! ,committee on ,small ,bus9ess & ,entrepr5eur%ip ( ! ,s5ate & ! ,committee on ,small ,bus9ess & ! ,committee on ,sci5ce1 ,space1 & ,te*nology ( ! ,h\se ( ,repres5tatives ! me?odology = sett+ or *ang+ t limit1 ! consid]ations made 9 sett+ or *ang+ t limit1 & h[ _m small bus9ess conc]ns are impact$ by t limit bas$ on hi/orical data4 7,b7 ,writt5 notification ,n lat] ?an #cj days aft] ! date on :i* ! ,director ( ! ,,sbir or ,,/tr program (fice ( a ,f$]al ag5cy grants a waiv] "u p>agraph 7#b71 ! ,director %all provide to ! ,committee on ,small ,bus9ess & ,entrepr5eur%ip ( ! ,s5ate & ! ,committee on ,small ,bus9ess & ! ,committee on ,sci5ce1 ,space1 & ,te*nology ( ! ,h\se ( ,repres5tatives a writt5 notification reg>d+ ! grant+ ( t waiv]1 :i* %all include ! in=mation describ$ 9 p>agraph 7#b77;,f7 ) respect to t waiv]4 7#d7 ,tim+ ,! ,director %all e/abli% ! proposal limit "u p>agraph 7#a7 n lat] ?an #ij days be=e ! />t ( fiscal ye> #bjbg & ea* fiscal ye> !reaft]4 4 #e4 ,phase ,,iii aw>d education ,section #i ( ! ,small ,bus9ess ,act 7#ae ,u4,s4,c4 #fch7 is am5d$-- 7#a7 9 subsection 7e7-- 7,a7 9 p>agraph 7#ah71 by /rik+ & at ! end2 7,b7 9 p>agraph 7#ai71 by /rik+ ! p]iod at ! end & ins]t+ 2 &2 & 7,c7 by add+ at ! end ! foll[+3 7#bj7 ! t]m ag5cy acquisition work=ce means ! employees ( a ,f$]al ag5cy t h procurem5t or acquisition responsibilities1 includ+-- 7,a7 employees describ$ 9 section #agjc ( title #da1 ,unit$ ,/ates ,code2 & 7,b7 individuals t are "p ( ! acquisition work=ce1 z def9$ 9 section #aja7;a7 ( title #aj1 ,unit$ ,/ates ,code4 2 7#b7 9 subsection 7r71 by add+ at ! end ! foll[+3 7#e7 ,work=ce tra9+ 7,a7 ,9 g5]al ,! ,adm9i/rator1 9 coord9ation ) ! ,secret>y ( ,def5se1 ! ,adm9i/rator ( ,g5]al ,s]vices1 & ! head ( any o!r ,f$]al ag5cy t ! ,adm9i/rator det]m9es appropriate1 %all e/abli% tra9+ activities = contract+ (fic]s & ! ag5cy acquisition work=ce ( ,f$]al ag5cies to ensure t all su* individuals are fully aw>e ( all aspects ( ,phase ,,iii aw>ds "u ! ,,sbir & ,,/tr programs1 z applicable4 7,b7 ,tra9+ topics ,! tra9+ activities requir$ "u subp>agraph 7,a7 %all include tra9+ on-- 7i7 ! missions1 goals1 & au?orities ( ! ,,sbir & ,,/tr programs2 7ii7 ! use ( ,phase ,,iii agreem5ts2 7iii7 ,phase ,,iii data rights2 & 7iv7 ! execution ( ,phase ,,iii sole s\rce aw>d contracts4 7,c7 ,fund+ ,! tra9+ activities requir$ "u subp>agraph 7,a7 may be c>ri$ out us+ funds made available to c>ry out subsections 7y7 & 7mm74 2 & 7#c7 9 subsection 7mm77#a7-- 7,a7 9 subp>agraph 7,j71 by /rik+ & at ! end2 7,b7 9 subp>agraph 7,k71 by /rik+ ! p]iod at ! end & ins]t+ 2 &2 & 7,c7 by add+ at ! end ! foll[+3 7,l7 contract+ (fic] & acquisition work=ce tra9+ activities pursuant to subsection 7r77#e74 4 #f4 ,phase ,,iii improvem5ts 7a7 ,procurem5t c5t] repres5tative directives 7#a7 ,9 g5]al ,section #i7;j77#d7 ( ! ,small ,bus9ess ,act 7#ae ,u4,s4,c4 #fch7;j77#d77 is am5d$ by ins]t+ be=e ! p]iod at ! end ! foll[+3 1 & advocate = ! maximum practicable use & transition ( products1 s]vices1 & te*nologies develop$ "u ,,sbir or ,,/tr programs to ,phase ,,iii by means ( ,phase ,,iii aw>ds to small bus9ess conc]ns4 7#b7 ,modification deadl9e ,n lat] ?an #a ye> aft] ! date ( enactm5t ( ?is ,act1 ! ,adm9i/rator ( ! ,small ,bus9ess ,adm9i/ration %all modify ! policy directives issu$ pursuant to subsection 7j7 ( section #i ( ! ,small ,bus9ess ,act 7#ae ,u4,s4,c4 #fch7;j77 9 accordance ) p>agraph 7#d7 ( t subsection1 z am5d$ by p>agraph 7#a74 7b7 ,phase ,,iii aw>d simplification ,section #i7r77#d7 ( ! ,small ,bus9ess ,act 7#ae ,u4,s4,c4 #fch7r77#d77 is am5d$-- 7#a7 9 subp>agraph 7,a71 by /rik+ & at ! end2 7#b7 9 subp>agraph 7,b71 by /rik+ ! p]iod at ! end & ins]t+ a semicolon2 & 7#c7 by add+ at ! end ! foll[+3 7,c7 develop simplifi$ & /&>diz$ proc$ures & model contracts = ,phase ,i1 ,phase ,,ii1 & ,phase ,,iii ,,sbir aw>ds & report to ! ,adm9i/rator on actions tak5 by ! ,f$]al ag5cy 9 support ( ^! objectives2 & 7,d7 z applicable1 issue /&>diz$ solicitation provisions & contract clauses t provide cle> guidance on ! in=mation t small bus9ess conc]ns p>ticipat+ 9 ,,sbir or ,,/tr programs c be expect$ to provide z "p ( m>ket rese>* or z "p ( a proposal by ^? small bus9ess conc]ns to e/abli% eligibility = ,phase ,,iii aw>ds4 4 #g4 ,te*nical & bus9ess assi/ance improvem5ts ,section #i ( ! ,small ,bus9ess ,act 7#ae ,u4,s4,c4 #fch7q771 z am5d$ by ?is ,act1 is am5d$-- 7#a7 9 subsection 7q7-- 7,a7 9 p>agraph 7#a7-- 7i7 9 ! matt] prec$+ subp>agraph 7,a7-- 7,i7 by /rik+ may ent] into an agreem5t ) #a or m v5dors select$ "u p>agraph 7#b77;,a7 to provide small bus9ess conc]ns engag$ 9 ,,sbir or ,,/tr projects ) te*nical & bus9ess assi/ance s]vices & ins]t+ %all au?orize recipi5ts ( aw>ds "u ! ,,sbir program or ! ,,/tr program to select1 if desir$1 te*nical & bus9ess assi/ance provid$ "u subp>agraph 7,a7 or 7,b7 ( p>agraph 7#b7 ) respect to ,,sbir or ,,/tr projects2 7,,ii7 by ins]t+ cyb]security assi/ance1 aft] intellectual prop]ty protections12 & 7,,iii7 by /rik+ su* conc]ns & ins]t+ su* recipi5ts2 7ii7 9 subp>agraph 7,c71 by /rik+ & at ! end2 7iii7 9 subp>agraph 7,d71 by /rik+ ! p]iod at ! end & ins]t+ 2 &2 & 7iv7 by add+ at ! end ! foll[+3 7,e7 scre5+ = pot5tial =eign involvem5t 9 te*nology developm5t or comm]cialization activities4 2 & 7,b7 9 p>agraph 7#b7-- 7i7 9 ! p>agraph head+1 by /rik+ ,v5dor selection & ins]t+ ,eligible uses ( funds4--2 7ii7 by /rik+ subp>agraph 7,a72 7iii7 by r$esignat+ subp>agraph 7,b7 z subp>agraph 7,a72 & 7iv7 by ins]t+ aft] subp>agraph 7,a71 z s r$esignat$1 ! foll[+3 7,b7 ,/aff ,a small bus9ess conc]n may1 by contract or o!rwise1 use fund+ provid$ "u ?is section to hire new /aff1 augm5t /aff1 or direct /aff to conduct or p>ticipate 9 tra9+ activities consi/5t ) ! goals li/$ 9 p>agraph 7#a74 2 7,c7 9 p>agraph 7#c7-- 7i7 by /rik+ subp>agraphs 7,a7 & 7,b7 & ins]t+ ! foll[+3 7,a7 ,phase ,i ,a ,f$]al ag5cy describ$ 9 p>agraph 7#a7 %all au?orize a recipi5t ( a ,phase ,i ,,sbir or ,,/tr aw>d to use n m ?an #f1ejj p] project1 includ$ z "p ( ! aw>d ( ! recipi5t or 9 addition to ! am\nt ( ! aw>d ( ! recipi5t z det]m9$ appropriate by ! head ( ! ,f$]al ag5cy1 = ! s]vices describ$ 9 p>agraph 7#a7-- 7i7 provid$ ?r\gh a v5dor select$ by ! small bus9ess conc]n "u p>agraph 7#b77;,a72 or 7ii7 a*iev$ ?r\gh ! activities describ$ 9 p>agraph 7#b77;,b74 7,b7 ,phase ,,ii ,a ,f$]al ag5cy describ$ 9 p>agraph 7#a7 %all au?orize a recipi5t ( a ,phase ,,ii ,,sbir or ,,/tr aw>d to utilize n m ?an #ej1jjj p] project1 includ$ z "p ( ! aw>d ( ! recipi5t or 9 addition to ! am\nt ( ! aw>d ( ! recipi5t z det]m9$ appropriate by ! head ( ! ,f$]al ag5cy1 = ! s]vices describ$ 9 p>agraph 7#a7-- 7i7 provid$ ?r\gh a v5dor select$ by ! small bus9ess conc]n "u p>agraph 7#b77;,a72 or 7ii7 a*iev$ ?r\gh ! activities describ$ 9 p>agraph 7#b77;,b74 2 & 7,d7 by add+ at ! end ! foll[+3 7#e7 ,t>get$ review ,a ,f$]al ag5cy may p]=m t>get$ reviews ( te*nical & bus9ess assi/ance fund+ z describ$ 9 subsection 7mm77#a77;,f74 2 & 7#b7 by add+ at ! end ! foll[+3 7bbb7 ,i-corps p>ticipation 7#a7 ,9 g5]al ,ea* ,f$]al ag5cy ) an ,innovation ,corps program 7commonly kn[n z ,i-,corps7 t is requir$ to conduct an ,,sbir or ,,/tr program %all-- 7,a7 provide an option = reque/+ p>ticipation 9 an ,i-,corps teams c\rse1 ,i-,corps bootcamp1 or ano!r equival5t tra9+ program to recipi5ts ( an aw>d "u ! ,,sbir or ,,/tr program2 & 7,b7 au?orize ! recipi5ts describ$ 9 subp>agraph 7,a7 to use am\nts au?oriz$ "u subsection 7q7 to p>ticipate 9 ! ,i-,corps teams c\rse1 ,i-,corps bootcamp1 or ano!r equival5t tra9+ program4 7#b7 ,co/ ( p>ticipation ,! co/ ( p>ticipation by a recipi5t describ$ 9 p>agraph 7#a77;,a7 9 an ,i-,corps c\rse1 ,i-,corps bootcamp1 or ano!r equival5t tra9+ program may be provid$ by-- 7,a7 an ,i-,corps team ,,sbir or ,,/tr grant2 7,b7 funds aw>d$ to ! recipi5t "u subsection 7q72 7,c7 funds made available to c>ry out subsection 7mm72 7,d7 ! p>ticipat+ teams or o!r s\rces z appropriate2 or 7,e7 any comb9ation ( s\rces describ$ 9 subp>agraphs 7,a71 7,b71 7,c71 & 7,d74 4 #h4 ,improv+ ,,sbir & ,,/tr data collection 7a7 ,additional data fields 9 ,,sbir database ,section #i7k77#a7 ( ! ,small ,bus9ess ,act 7#ae ,u4,s4,c4 #fch7k77#a77 is am5d$-- 7#a7 9 subp>agraph 7,e77iv71 by /rik+ & at ! end2 7#b7 9 subp>agraph 7,f77v71 by /rik+ ! p]iod at ! end & ins]t+ 2 &2 & 7#c7 by add+ at ! end ! foll[+3 7,g7 = ea* aw>d grant$1 :e!r ! aw>d is classifi$ or designat$ z-- 7i7 direct to ,phase ,,ii1 "u subsection 7cc72 7ii7 subsequ5t ,phase ,,ii1 "u subsection 7bb77#a72 7iii7 a /rategic break?r\gh aw>d "u subsection 7ff77#c72 7iv7 a ,phase ,,iii prime contract aw>d2 or 7v7 a ,phase ,,iii subcontract aw>d4 4 7b7 ,improv+ ,f$]al ,procurem5t ,data ,sy/ems data track+ 7#a7 ,def9itions ,9 ?is section3 7,a7 ,f$]al ag5cy2 ,phase ,,ii2 ,phase ,,iii2 ,,sbir2 ,,/tr ,! t]ms ,f$]al ag5cy1 ,phase ,,ii1 ,phase ,,iii1 ,,sbir1 & ,,/tr h ! mean+s giv5 ^? t]ms 9 section #i7;e7 ( ! ,small ,bus9ess ,act 7#ae ,u4,s4,c4 #fch7;e774 7,b7 ,small bus9ess conc]n ,! t]m small bus9ess conc]n has ! mean+ giv5 ! t]m 9 section #c ( ! ,small ,bus9ess ,act 7#ae ,u4,s4,c4 #fcb74 7#b7 ,requirem5t to update ,! ,adm9i/rator ( ,g5]al ,s]vices %all update ! ,f$]al ,procurem5t ,data ,sy/em describ$ 9 section #aabb7;a77#d7 ( title #da1 ,unit$ ,/ates ,code1 or any successor sy/em1 to-- 7,a7 require report+ on :e!r an aw>d "u ! ,,sbir or ,,/tr program "u section #i ( ! ,small ,bus9ess ,act 7#ae ,u4,s4,c4 #fch7 is classifi$ or designat$ z-- 7i7 direct to ,phase ,,ii1 "u subsection 7cc7 ( su* section2 7ii7 subsequ5t ,phase ,,ii1 "u subsection 7bb77#a7 ( su* section2 7iii7 a /rategic break?r\gh aw>d "u subsection 7ff77#c7 ( su* section1 z add$ by ?is ,act2 7iv7 a ,phase ,,iii prime contract aw>d2 or 7v7 a ,phase ,,iii subcontract aw>d2 7,b7 require report+ on :e!r a contract is designat$ z a ,phase ,,iii contract2 7,c7 require report+ on :e!r non-,,sbir contracts & subcontracts are us+ ,,sbir- or ,,/tr-fund$ te*nology2 & 7,d7 require a gov]nm5t contract+ (fic]1 :5 record+ a ,phase ,,ii or ,phase ,,iii contract foll[+ on f "w done by a small bus9ess conc]n dur+ a ,phase ,i or ,phase ,,ii aw>d1 to ref]5ce an ,,sbir or ,,/tr contract id5tification numb] = relevant prior ,,sbir or ,,/tr "w done4 #i4 ,ext5d+ ,,sbir & ,,/tr au?orization 7a7 ,9 g5]al ,section #i ( ! ,small ,bus9ess ,act 7#ae ,u4,s4,c4 #fch71 z am5d$ by ?is ,act1 is am5d$-- 7#a7 9 subsection 7m71 by /rik+ ,septemb] #cj1 #bjbe & ins]t+ ,septemb] #cj1 #bjca2 & 7#b7 9 subsection 7n77#a77;,a71 by /rik+ #bjbe & ins]t+ #bjca4 7b7 ,c>ry ov] funds ,if a ,f$]al ag5cy t p>ticipates 9 ! ,,sbir or ,,/tr program has funds rema9+ at ! end ( fiscal ye> #bjbf f am\nts requir$ to be exp5d$ "u subsection 7f77#a7 or 7n77#a71 respectively1 ( section #i ( ! ,small ,bus9ess ,act 7#ae ,u4,s4,c4 #fch71 ! ,f$]al ag5cy may use ^? rema9+ funds 9 fiscal ye> #bjbg = ! ,,sbir or ,,/tr program1 z applicable1 ( ! ,f$]al ag5cy4 #aj4 ,ext5sion ( ,,sbir & ,,/tr programs & activities 7a7 ,phase flexibility ,section #i7;cc7 ( ! ,small ,bus9ess ,act 7#ae ,u4,s4,c4 #fch7;cc77 is am5d$-- 7#a7 by /rik+ ,dur+ fiscal ye>s #bjab ?r\gh #bjbe & ins]t+ ,until ,septemb] #cj1 #bjca2 7#b7 by /rik+ 1 & ! ,dep>tm5t ( ,education & ins]t+ ! ,dep>tm5t ( ,en]gy1 ! ,national ,a]onautics & ,space ,adm9i/ration1 & ! ,dep>tm5t ( ,education2 & 7#c7 by ins]t+ or ,,/tr program aft] ,,sbir program ea* place t t]m appe>s4 7b7 ,comm]cialization read9ess program = civilian ag5cies pilot program ,section #i7;gg77#g7 ( ! ,small ,bus9ess ,act 7#ae ,u4,s4,c4 #fch7;gg77#g77 is am5d$ by /rik+ #bjbe & ins]t+ #bjca4 7c7 ,accel]at$ aw>ds ,section #i7;hh77#b77;,c7 ( ! ,small ,bus9ess ,act 7#ae ,u4,s4,c4 #fch7;hh77#b77;,c77 is am5d$ by /rik+ ,septemb] #cj1 #bjbe & ins]t+ ,septemb] #cj1 #bjca4 7d7 ,phase #j pilot program ,section #i7;jj77#g7 ( ! ,small ,bus9ess ,act 7#ae ,u4,s4,c4 #fch7;jj77#g77 is am5d$ by /rik+ #bjbe & ins]t+ #bjca4 7e7 ,adm9i/rative assi/ance ,section #i7mm77#a7 ( ! ,small ,bus9ess ,act 7#ae ,u4,s4,c4 #fch7mm77#a77 is am5d$ by /rik+ ,septemb] #cj1 #bjbe & ins]t+ ,septemb] #cj1 #bjca4 7f7 ,increas$ m9imum p]=mance /&>ds ,section #i7qq77#c77;,i7 ( ! ,small ,bus9ess ,act 7#ae ,u4,s4,c4 #fch7qq77#c77;,i77 is am5d$ by /rik+ ,septemb] #cj1 #bjbe & ins]t+ ,septemb] #cj1 #bjca4 7g7 ,comm]cialization assi/ance pilot programs ,section #i7uu77#c7 ( ! ,small ,bus9ess ,act 7#ae ,u4,s4,c4 #fch7uu77#c77 is am5d$ by /rik+ ,septemb] #cj1 #bjbe & ins]t+ ,septemb] #cj1 #bjca4 7h7 ,due dilig5ce program ,section #i7vv77#c77;,c7 ( ! ,small ,bus9ess ,act 7#ae ,u4,s4,c4 #fch7vv77#c77;,c77 is am5d$ by /rik+ ,septemb] #cj1 #bjbe & ins]t+ ,septemb] #cj1 #bjca4 7i7 ,,/tr p>ticipation ( milit>y rese>* & educational in/itutions pilot program ,section #i7yy77#b7 ( ! ,small ,bus9ess ,act 7#ae ,u4,s4,c4 #fch7yy77#b77 is am5d$ by /rik+ ,septemb] #cj1 #bjbe & ins]t+ ,septemb] #cj1 #bjca4 7j7 ,budget calculation pilot program ,section #i7zz77#c7 ( ! ,small ,bus9ess ,act 7#ae ,u4,s4,c4 #fch7zz77#c77 is am5d$ by /rik+ ,septemb] #cj1 #bjbe & ins]t+ ,septemb] #cj1 #bjca4 7k7 ,special ,op]ations ,comm& pilot ,section #hea7;e7 ( ! ,national ,def5se ,au?orization ,act = ,fiscal ,ye> #bjbj 7#aj ,u4,s4,c4 #dija note7 is am5d$ by /rik+ ,septemb] #cj1 #bjbe & ins]t+ ,septemb] #cj1 #bjca4 7l7 ,gov]nm5t ,acc\ntability ,(fice m&ate sunset ,! ,national ,def5se ,au?orization ,act = ,fiscal ,ye> #bjab 7,public ,law #aab-ha7 is am5d$ by /rik+ section #eadb 7#ae ,u4,s4,c4 #fch;a74