,,ii #aai? ,,congress #a/ ,session ,s4 #bjda ,,9 ,,! ,,s5ate ,,( ,,! ,,unit$ ,,/ates ,june #aa1 #bjbe ,ms4 ,slotk9 introduc$ ! foll[+ bill2 :i* 0 read twice & ref]r$ to ! ,committee on ,bank+1 ,h\s+1 & ,urban ,affairs ,a ,,bill ,to e/abli% ! ,(fice ( ,in=mation & ,communications ,te*nology & ,s]vices )9 ! ,bureau ( ,indu/ry & ,security ( ! ,dep>tm5t ( ,comm]ce1 & = o!r purposes4 #a4 ,%ort title ,?is ,act may be cit$ z ! ,in=mation & ,communications ,te*nology & ,s]vices ,national ,security ,review ,act4 #b4 ,(fice ( ,in=mation & ,communications ,te*nology & ,s]vices 7a7 ,9 g5]al ,! ,export ,control ,re=m ,act ( #bjah 7#ej ,u4,s4,c4 #dhja et seq47 is am5d$ by add+ at ! end ! foll[+3 ,,iv ,(fice ( ,in=mation & ,communications ,te*nology & ,s]vices #aghe4 ,def9itions ,9 ?is "p3 7#a7 ,ag5cy ,! t]m ag5cy has ! mean+ giv5 t t]m 9 section #eea ( title #e1 ,unit$ ,/ates ,code4 7#b7 ,comm]ce ,control ,li/ ,! t]m ,comm]ce ,control ,li/ means ! ,comm]ce ,control ,li/ set =? 9 ,supplem5t ,no4 #a to "p #ggd ( ! ,export ,adm9i/ration ,regulations4 7#c7 ,cov]$ transaction ,! t]m cov]$ transaction means a transaction t-- 7,a7 is conduct$ by any p]son subject to ! jurisdiction ( ! ,unit$ ,/ates or involves prop]ty subject to ! jurisdiction ( ! ,unit$ ,/ates2 7,b7 involves-- 7i7 ,,icts 7z ! t]m is def9$ by ,executive ,ord] #achgc7 t is design$1 develop$1 manufactur$1 or suppli$ by p]sons own$ by1 controll$ by1 or subject to a jurisdiction or direction ( a jurisdiction ( conc]n2 or 7ii7 an item on ! ,comm]ce ,control ,li/2 & 7,c7 is-- 7i7 an ,,icts transaction 7z describ$ 9 section #gia4a ( title #ae1 ,code ( ,f$]al ,regulations 7or any successor regulation772 or 7ii7 a transaction relat+ to ! export1 reexport1 or 9-c\ntry transf] = an item describ$ 9 subp>agraph 7,b77ii74 7#d7 ,critical infra/ructure ,! t]m critical infra/ructure means sy/ems & assets1 :e!r physical or virtual1 s vital to ! ,unit$ ,/ates t ! incapacity or de/ruction ( su* sy/ems & assets w\ld h a debilitat+ impact on national security1 national economic security1 national public heal? or safety1 or any comb9ation ( ^? matt]s4 7#e7 ,entity ,! t]m entity means any firm1 p>tn]%ip1 tru/1 jo9t v5ture1 corporation1 or o!r association or organization4 7#f7 ,entity ( conc]n ,! t]m entity ( conc]n means an entity own$ or controll$ by-- 7,a7 an entity li/$ on ! ,entity ,li/ set =? 9 ,supplem5t ,no4 #d to "p #gdd ( ! ,export ,adm9i/ration ,regulation2 or 7,b7 a p]son subject to ! jurisdiction ( a c\ntry t is "u a compreh5sive ,unit$ ,/ates arms emb>go1 z li/$ 9 ,c\ntry ,gr\p ,d3#e 9 ,supplem5t ,no4 #a to "p #gdj ( ! ,export ,adm9i/ration ,regulations4 7#g7 ,in=mation & communications te*nology & s]vices2 ,,icts ,! t]ms in=mation & communications te*nology & s]vices & ,,icts h ! mean+ giv5 ! t]m in=mation & communications te*nology or s]vices 9 ,executive ,ord] #achgc 7#ej ,u4,s4,c4 #agja note2 relat+ to secur+ ! in=mation & communications te*nology & s]vices supply *a974 7#h7 ,jurisdiction ( conc]n ,! t]m jurisdiction ( conc]n means any ( ! foll[+3 7,a7 ,! ,p's ,republic ( ,*9a4 7,b7 ,! ,russian ,f$]ation4 7,c7 ,! ,islamic ,republic ( ,iran4 7,d7 ,! ,democratic ,p's ,republic ( ,korea4 7#i7 ,relevant committees ( congress ,! t]m relevant committees ( ,congress means-- 7,a7 ! ,committee on ,bank+1 ,h\s+1 & ,urban ,affairs ( ! ,s5ate2 & 7,b7 ! ,committee on ,=eign ,affairs ( ! ,h\se ( ,repres5tatives4 7#aj7 ,undue risk ,! t]m undue risk means any ( ! foll[+3 7,a7 ,! undue risk ( sabotage to or subv]sion ( ! design1 integrity1 manufactur+1 production1 di/ribution1 in/allation1 op]ation1 or ma9t5ance ( ,,icts 9 ! ,unit$ ,/ates4 7,b7 ,! undue risk ( cata/rophic effects on ! security or resili5cy ( ,unit$ ,/ates critical infra/ructure or ! digital economy ( ! ,unit$ ,/ates4 7,c7 ,! undue risk ( an entity ( conc]n acquir+ an item on ! ,comm]ce ,control ,li/4 #aghe;,a4 ,(fice ( ,in=mation & ,communications ,te*nology & ,s]vices 7a7 ,e/abli%m5t ,!re is e/abli%$ )9 ! ,bureau ( ,indu/ry & ,security ( ! ,dep>tm5t ( ,comm]ce an ,(fice ( ,in=mation & ,communications ,te*nology & ,s]vices 79 ?is section ref]r$ to z ! ,(fice74 7b7 ,executive ,director ,! head ( ! ,(fice %all be an ,executive ,director1 :o %all-- 7#a7 be appo9t$ by ! ,secret>y2 & 7#b7 report to ! ,assi/ant ,secret>y appo9t$ "u section #aghb7;a77#b74 7c7 ,duties ,! ,(fice %all-- 7#a7 id5tify & prev5t ?r\gh mitigation or prohibition ! undue risk pos$ by c]ta9 transactions2 & 7#b7 educate indu/ry & o!r p>tn]s on relevant risks & communicate decisions4 7d7 ,special hir+ au?ority ,! ,executive ,director may appo9t1 )\t reg>d to ! provisions ( sections #ccji ?r\gh #ccah ( title #e1 ,unit$ ,/ates ,code1 c&idates directly to positions 9 ! competitive s]vice 7z def9$ 9 section #bajb ( t title74 7e7 ,transition rules 7#a7 ,cont9uation 9 (fice ( ! executive director ,an individual s]v+ z ! ,executive ,director be=e ! date ( ! enactm5t ( ?is "p may s]ve z ! ,executive ,director on & aft] t date )\t ! ne$ = appo9tm5t "u subsection 7b74 7#b7 ,report+ ,! ,executive ,director %all report to ! ,"u ,secret>y = ,indu/ry & ,security until su* "t z an ,assi/ant ,secret>y is appo9t$1 by & ) ! advice & cons5t ( ! ,s5ate1 "u section #aghb7;a77#b74 #aghe;,b4 ,transaction review process 7a7 ,9 g5]al ,! ,secret>y1 act+ ?r\gh ! ,(fice ( ,in=mation & ,communications ,te*nology & ,s]vices1 %all review cov]$ transactions accord+ to ! foll[+ proc$ures3 7#a7 ,review ,! ,secret>y may review any cov]$ transaction t ! ,secret>y suspects poses an undue risk4 7#b7 ,inve/igative au?ority ,9 review+ a cov]$ transaction describ$ 9 p>agraph 7#a7 ! ,secret>y may d ! foll[+3 7,a7 ,require any p]son subject to ! jurisdiction ( ! ,unit$ ,/ates to furni% "u oa?1 9 ! =m ( a report or o!rwise1 at any "t z may be requir$ by ! ,secret>y1 complete in=mation relative to any su* transaction4 7,b7 ,require t any su* report take a p>ticul> =m z direct$ 9 a reque/1 regulation1 or o!r guidance provid$ by ! ,secret>y1 :i* may be requir$ be=e1 dur+1 or aft] any su* transaction4 7,c7 ,?r\gh any ag5cy1 conduct inve/igations1 hold he>+s1 adm9i/] oa?s1 exam9e witnesses1 receive evid5ce1 take depositions1 & require by subpo5a ! att5dance & te/imony ( witnesses & ! production ( any book1 contract1 lett]1 pap]1 & o!r h>d copy or docum5t relat+ to any matt] "u inve/igation1 reg>dless ( :e!r any su* report has be5 requir$ or fil$4 7b7 ,mitigation ( risk 7#a7 ,9 g5]al ,if ! ,secret>y f9ds "u subsection 7a7 t a cov]$ transaction poses an undue risk1 ! ,secret>y %all mitigate ! undue risk z describ$ 9 p>agraph 7#b7 or prohibit ! transaction4 7#b7 ,mitigation ( risk au?ority ,! ,secret>y may *oose to mitigate any undue risk pos$ by a cov]$ transaction review$ "u subsection 7a74 ,to mitigate ! undue risk1 ! ,secret>y may d any ( ! foll[+ ) reg>d to any p>ty to ! cov]$ transaction3 7,a7 ,negotiate1 ent] into or impose1 & en=ce any agreem5t or condition4 7,b7 ,require adh]5ce to c]ta9 cyb]security /&>ds & o!r mitigation requirem5ts det]m9$ to be necess>y by ! ,secret>y4 7,c7 ,require ! exclusion 79 :ole or 9 "p7 ( c]ta9 compon5ts1 includ+ physical p>ts or h>dw>e1 s(tw>e1 digital s]vices1 & digital compon5ts1 ( any ,,icts or any sub-compon5t ( ,,icts f any su* transaction4 7,d7 ,any?+ else ! ,secret>y det]m9es to be appropriate or necess>y to mitigate ! undue risk4 7#c7 ,prohibition ( transaction ,if ! ,secret>y det]m9es t ! undue risk pos$ by a cov]$ transaction _c be effectively mitigat$ = any reason1 ! ,secret>y-- 7,a7 may prohibit ! cov]$ transaction2 & 7,b7 if ! ,secret>y prohibits ! transaction1 %all-- 7i7 notify any p>ty subject to ! review ( ! cov]$ transaction ( ! prohibition2 & 7ii7 publi% ! prohibition 9 ! ,f$]al ,regi/]4 #aghe;,c4 ,regulat+ cov]$ transactions connect$ to entities or jurisdictions ( conc]n 7a7 ,au?orization ,to issue rules = c]ta9 classes ( cov]$ transactions ,! ,secret>y may det]m9e t1 = c]ta9 classes ( cov]$ transactions1 a review conduct$ "u section #aghe;,b may n effectively address undue risks & may promulgate1 9 accordance ) section #eec ( title #e1 ,unit$ ,/ates ,code1 regulations t d ! foll[+3 7#a7 ,id5tify p>ticul> cov]$ transactions1 entities ( conc]n1 or jurisdictions ( conc]n t w>rant p>ticul> scrut9y = undue risk4 7#b7 ,e/abli% mitigation measures to address undue risk1 to include prohibitions relat$ to entities ( conc]n or jurisdictions ( conc]n or = classes ( cov]$ transactions4 7#c7 ,e/abli% crit]ia by :i* p>ticul> cov]$ transactions or p>ticul> classes ( p>ticipants 9 ! cov]$ transaction supply *a9 may be recogniz$ z categorically includ$ 9 or z categorically exclud$ f mitigation measures or prohibitions4 7#d7 ,e/abli% p>ticul> classes ( cov]$ transactions or p>ties to cov]$ transactions t mu/ abide by c]ta9 prohibitions or mitigation measures4 7#e7 ,e/abli% proc$ures to au?orize or lic5se transactions o!rwise prohibit$ pursuant to a regulation promulgat$ "u ?is section4 7#f7 ,any o!r rule ! ,secret>y det]m9es to be appropriate4 7b7 ,o!r review by ,secret>y p]mitt$ ,! promulgation ( any regulation "u subsection 7a7 does n preclude ! ,secret>y f initiat+ a review ( any cov]$ transaction1 includ+ a cov]$ transaction t belongs to an id5tifi$ category "u ?is section4 #aghe;,d4 ,risk assessm5ts 7a7 ,,dni risk assessm5ts ,n lat] ?an #ahj days aft] ! date ( ! enactm5t ( ?is "p1 & annually !reaft]1 ! ,director ( ,national ,intellig5ce %all submit to ! ,secret>y-- 7#a7 a risk assessm5t relat$ to ! ?reats pos$ by entities ( conc]n or jurisdictions ( conc]n to ! ,unit$ ,/ates by ! supply *a9 ( cov]$ transactions t-- 7,a7 includes specific crit]ia to evaluate any risk to ! national security ( ! ,unit$ ,/ates2 & 7,b7 id5tifies any entities ( conc]n1 jurisdictions ( conc]n1 p>ticipants 9 su* supply *a91 & cov]$ transactions or classes ( cov]$ transactions pos+ ! highe/ risks to ! national security ( ! ,unit$ ,/ates2 & 7#b7 a risk assessm5t ( ! ?reats pos$ by ! supply *a9s ( cov]$ transactions to ! national security ( ! ,unit$ ,/ates4 7b7 ,submission ( risk assessm5t 7#a7 ,9 g5]al ,n lat] ?an #ij days aft] ! date on :i* ! risk assessm5ts requir$ by subsection 7a7 are submitt$ to ! ,secret>y1 ! ,director ( ,national ,intellig5ce %all submit ! risk assessm5ts to ! relevant committees ( ,congress 9 unclassifi$ =mat4 7#b7 ,classifi$ annex ,! risk assessm5ts submitt$ "u p>agraph 7#a7-- 7,a7 may include a classifi$ annex2 & 7,b7 %all include 9 ! classifi$ annex only ! id5tification ( specific p>ticipants 9 ! supply *a9 ( cov]$ transactions t pose risk to ! national security ( ! ,unit$ ,/ates4 #aghe;,e4 ,o!r au?orities 7a7 ,regulations ,any regulation ! ,secret>y promulgat$ "u ,executive ,ord] #achgc 7#ej ,u4,s4,c4 #agja note2 relat+ to secur+ ! in=mation & communications te*nology & s]vices supply *a97 & ,executive ,ord] #adjcd 7#ej ,u4,s4,c4 #agja note2 relat+ to protect+ ,am]icans' s5sitive data f =eign adv]s>ies7 be=e ! date ( ! enactm5t ( ?is "p %all cont9ue 9 effect on & aft] su* date ( enactm5t4 ,9 c>ry+ out ! requirem5ts ( ?is "p1 ! ,secret>y may am5d regulations or promulgate new regulations & proc$ures z ! ,secret>y consid]s appropriate4 7b7 ,guidance ,! ,secret>y may issue guidance & e/abli% proc$ures to c>ry out ?is "p4 7c7 ,te*nical advisory committee 7#a7 ,9 g5]al ,n lat] ?an #ahj days aft] ! date ( ! enactm5t ( ?is "p1 ! ,secret>y %all e/abli% an ,,icts te*nical advisory committee to report to ! ,executive ,director ( ! ,(fice ( ,in=mation & ,communications ,te*nology & ,s]vices4 7#b7 ,memb]%ip ,! ,,icts advisory committee e/abli%$ "u p>agraph 7#a7 %all include ! foll[+3 7,a7 ,indu/ry academic exp]ts on cov]$ transaction supply *a9s4 7,b7 ,repres5tatives ( private sector companies1 indu/ry associations1 & academia4 7,c7 ,a designat$ ,f$]al (fic] to adm9i/] ! advisory committee & report to ! ,executive ,director4 7d7 ,confid5tiality & disclosure ( in=mation ,any in=mation or docum5t n o!rwise publicly or comm]cially available t has be5 submitt$ to ! ,secret>y "u ?is "p %all n be releas$ publicly except$ to ! ext5t requir$ by ,f$]al law4 #aghe;,f4 ,en=cem5t 7a7 ,inve/igations 7#a7 ,9 g5]al ,! ,secret>y may conduct an inve/igation ( any violation ( an au?orization1 ord]1 mitigation measure1 regulation1 or prohibition issu$ "u ?is "p4 7#b7 ,actions by designees ,9 conduct+ an inve/igation describ$ 9 p>agraph 7#a71 ! ,assi/ant ,secret>y ( ,comm]ce = ,export ,en=cem5t1 or designat$ (fic]s or employees ( ! ,secret>y may1 to ! ext5t necess>y or appropriate to en=ce ?is "p1 ex]cise su* au?ority z is conf]r$ ^u !m by any o!r ,f$]al law1 subject to policies & proc$ures approv$ by ! ,attorney ,g5]al4 7b7 ,p]mitt$ activities ,an (fic] or employee au?oriz$ to conduct inve/igations "u subsection 7a7 by ! ,secret>y may d any ( ! foll[+3 7#a7 ,inspect1 se>*1 deta91 seize1 or impose a tempor>y d5ial ord] ) respect to any item1 9 any =m1 or conveyance on :i* x is believ$ t !re are items t h be51 are be+1 or are ab\t to be import$ into ! ,unit$ ,/ates 9 violation ( ?is "p or any o!r applicable ,f$]al law4 7#b7 ,require1 inspect1 & obta9 any book1 record1 & any o!r in=mation f any p]son subject to ! provisions ( ?is "p or o!r applicable ,f$]al law4 7#c7 ,adm9i/] an oa? or affirmation &1 by subpo5a1 require any p]son to appe> & te/ify or to appe> & produce books1 records1 & o!r writ+s4 7#d7 ,obta9 a c\rt ord] & issue legal process to ! ext5t au?oriz$ "u *apt]s #aai1 #aba1 & #bjf ( title #ah1 ,unit$ ,/ates ,code1 or any o!r applicable ,f$]al law4 7c7 ,en=cem5t ( subpo5as ,9 ! case ( contumacy by1 or refusal to obey a subpo5a issu$ to1 any p]son "u subsection 7b77#c71 a di/rict c\rt ( ! ,unit$ ,/ates1 aft] notice to su* p]son & a he>+1 %all h jurisdiction to issue an ord] requir+ su* p]son to appe> & give te/imony or to appe> & produce books1 records1 & o!r writ+s1 reg>dless ( =mat1 t are ! subject ( ! subpo5a4 ,any failure to obey su* ord] ( ! c\rt may be puni%$ by su* c\rt z a contempt !re(4 7d7 ,actions by ! ,attorney ,g5]al ,! ,attorney ,g5]al may br+ an action 9 an appropriate di/rict c\rt ( ! ,unit$ ,/ates = appropriate relief1 includ+ decl>atory & injunctive1 or dive/m5t relief1 aga9/ any p]son :o violates ?is "p or any regulation1 ord]1 direction1 mitigation measure1 prohibition1 or o!r au?orization or directive issu$ "u ?is "p4 #aghe;,g4 ,judicial review 7a7 ,"r ( action ,a claim or petition *all5g+ ?is "p or any action1 f9d+1 or det]m9ation "u ?is "p may be fil$ only 9 ! ,unit$ ,/ates ,c\rt ( ,appeals = ! ,di/rict ( ,columbia ,circuit4 7b7 ,exclusive jurisdiction ,! ,unit$ ,/ates ,c\rt ( ,appeals = ! ,di/rict ( ,columbia ,circuit %all h exclusive jurisdiction ov] claims or petitions aris+ "u ?is "p aga9/ ! ,unit$ ,/ates1 any ag5cy1 or any compon5t or (ficial ( an ag5cy1 subject to review by ! ,supreme ,c\rt ( ! ,unit$ ,/ates "u section #abed ( title #bh1 ,unit$ ,/ates ,code4 7c7 ,9 cam]a & ex p>te review ,! foll[+ in=mation may be includ$ 9 ! adm9i/rative record & %all be submitt$ to ! c\rt only ex p>te & 9 cam]a3 7#a7 ,s5sitive security in=mation1 z def9$ 9 section #aebj4e ( title #di1 ,code ( ,f$]al ,regulations4 7#b7 ,records or in=mation compil$ = law en=cem5t purposes1 z describ$ 9 section #eeb7;b77#g7 ( title #e1 ,unit$ ,/ates ,code4 7#c7 ,classifi$ in=mation1 mean+ any in=mation or mat]ial t has be5 det]m9$ by ! ,unit$ ,/ates ,gov]nm5t pursuant to an ,executive ord]1 /atute1 or regulation1 to require protection aga9/ unau?oriz$ disclosure = reasons ( national security & any re/rict$ data1 z def9$ 9 section #aa ( ! ,atomic ,en]gy ,act ( #aied 7#db ,u4,s4,c4 #bjad74 7#d7 ,in=mation subject to privilege or protections "u any o!r provision ( law1 includ+ sub*apt] ,,ii ( *apt] #ec ( title #ca1 ,unit$ ,/ates ,code4 7d7 ,in=mation "u seal ,any in=mation t is "p ( ! adm9i/rative record fil$ ex p>te & 9 cam]a "u subsection 7c71 or cit$ by ! c\rt 9 any decision1 %all be treat$ by ! c\rt consi/5t ) ! provisions ( ?is section4 ,9 no ev5t %all su* in=mation be releas$ to ! claimant or petition] or z "p ( ! public record4 7e7 ,return ( adm9i/rative record ,aft] ! expiration ( ! "t to seek fur!r review1 or ! conclusion ( fur!r proce$+s1 ! c\rt %all return ! adm9i/rative record1 includ+ any & all copies1 to ! ,unit$ ,/ates4 7f7 ,exclusive rem$y ,a det]m9ation by ! c\rt "u ?is section %all be ! exclusive judicial rem$y = any claim or petition = review *all5g+ ?is "p or any action1 f9d+1 or det]m9ation "u ?is "p aga9/ ! ,unit$ ,/ates1 any ag5cy1 or any compon5t or (ficial ( any su* ag5cy4 7g7 ,rule ( con/ruction ,no?+ 9 ?is section %all be con/ru$ z limit+1 sup]s$+1 or prev5t+ ! invocation (1 any privileges or def5ses t are o!rwise available at law or 9 equity to protect aga9/ ! disclosure ( in=mation4 7h7 ,/atute ( limitations ,a *all5ge to any det]m9ation "u ?is "p may only be br\ght n lat] ?an #ahj days aft] ! date ( su* a det]m9ation4 #aghe;,h4 ,p5alties 7a7 ,unlawful acts ,x %all be unlawful = a p]son to violate1 attempt to violate1 conspire to violate1 or cause a violation ( any regulation1 ord]1 direction1 prohibition1 or o!r au?orization or directive issu$ "u ?is "p4 7b7 ,crim9al p5alties ,a p]son :o willfully commits1 willfully attempts to commit1 or willfully conspires to commit1 or aids & abets 9 ! commission ( a violation ( subsection 7a7 %all be f9$ n m ?an #a1jjj1jjj = ea* violation1 imprison$ = n m ?an #bj ye>s1 or bo?4 7c7 ,civil p5alties 7#a7 ,9 g5]al ,! ,secret>y may impose ! foll[+ civil p5alties on a p]son = ea* violation by t p]son ( a rule promulgat$ "u ?is section3 7,a7 ,a monet>y p5alty t is ! great] (-- 7i7 #bej1jjj2 or 7ii7 an am\nt t is twice ! value ( ! action t is ! basis ( ! violation ) respect to :i* ! p5alty is impos$4 7,b7 ,revocation ( any mitigation measure or au?orization issu$ "u ?is "p to ! p]son4 7,c7 ,a prohibition or o!r re/riction on ! ability ( ! p]son to engage 9 any cov]$ transaction or class ( su* transactions4 7#b7 ,proc$ures ,any civil p5alty impos$ "u p>agraph 7#a7 may be impos$ only pursuant to a rule promulgat$ "u ?is section4 7#c7 ,/&>ds = levels ( civil p5alty ,! ,secret>y may1 by rule1 provide /&>ds = e/abli%+ levels ( civil p5alty "u p>agraph 7#a7 bas$ ^u factors1 includ+-- 7,a7 ! s]i\sness ( ! violation2 7,b7 ! culpability ( ! violator1 includ+ any patt]n ( reckless behavior2 & 7,c7 any mitigat+ factors1 su* z ! record ( coop]ation ( ! violator ) ! ,f$]al ,gov]nm5t 9 disclos+ ! violation4 7d7 ,pre-,p5alty notices2 settlem5ts 7#a7 ,pre-p5alty notices 7,a7 ,9 g5]al ,if ! ,secret>y has reason to believe t !re has occurr$ a violation ( subsection 7a7 & det]m9es t a civil monet>y p5alty "u subsection 7c77#a77;,a7 is w>rant$1 ! ,secret>y %all issue a pre-p5alty notice in=m+ ! alleg$ violator ( ! int5t ( ! ,secret>y to impose a monet>y p5alty4 ,! ,secret>y %all consid] any volunt>y disclosures ( a violation be=e issu+ su* notice4 7,b7 ,=m ( notice ,a pre-p5alty notice issu$ "u subp>agraph 7,a7 %all be 9 writ+ & issu$ ei!r electronically or by mail to ! alleg$ violator4 7,c7 ,effects ( actions ( o!r ag5cies ,a pre-p5alty notice may be issu$ "u subp>agraph 7,a7 :e!r or n an ag5cy o!r ?an ! ,dep>tm5t ( ,comm]ce has tak5 any action ) respect to ! matt]4 7#b7 ,responses 7,a7 ,"r to respond ,an alleg$ violator may respond to a pre-p5alty notice issu$ "u p>agraph 7#a77;,a7 9 writ+ to ! ,secret>y4 7,b7 ,deadl9e = response 7i7 ,9 g5]al ,an alleg$ violator %all respond to a pre-p5alty notice issu$ "u p>agraph 7#a77;,a71 except z provid$ by clause 7ii71 on or be=e ! #cj? day aft] ! date ( ! issuance ( ! notice4 ,failure to submit a response dur+ ! "t requir$ by ! previ\s s5t5ce %all be deem$ to be a waiv] ( ! "r to respond4 7ii7 ,ext5sions ( deadl9e ,if ! deadl9e "u clause 7i7 = a response to a pre-p5alty notice falls on a ,f$]al holiday or week5d1 t deadl9e %all be ext5d$ to ! foll[+ bus9ess day4 ,any o!r ext5sions ( ! deadl9e %all be grant$1 at ! discretion ( ! ,secret>y1 only ^u specific reque/ to ! ,secret>y4 7,c7 ,=m & me?od ,a response "u subp>agraph 7,a7 to a pre-p5alty notice ne$ n be 9 any p>ticul> =m1 b x is requir$ to be typewritt5 & sign$ by ! alleg$ violator or a repres5tative !re(1 conta9 in=mation suffici5t to indicate t x is 9 response to ! pre-p5alty notice1 & include ! id5tification numb] li/$ on ! pre-p5alty notice4 ,a digital signature is acceptable4 7,d7 ,cont5t ,any response "u subp>agraph 7,a7 to a pre-p5alty notice is requir$-- 7i7 to set =? 9 detail :y ! alleg$ violator ei!r believes t a violation ( subsection 7a7 did n occur or :y a civil monet>y p5alty "u subsection 7c77#a77;,a7 is o!rwise unw>rant$ "u ! circum/ances2 & 7ii7 to include all docum5t>y or o!r evid5ce available to ! alleg$ violator t supports ! argum5ts set =? 9 ! response4 7#c7 ,repres5tation ,a repres5tative ( ! alleg$ violator may act on behalf ( ! alleg$ violator1 b any oral communication ) ! ,secret>y prior to a writt5 submission reg>d+ ! specific allegations conta9$ 9 ! pre-p5alty notice is requir$ to be prec$$ by a writt5 lett] ( repres5tation1 unless ! pre-p5alty notice 0 s]v$ ^u ! alleg$ violator 9 c>e ( ! repres5tative4 7#d7 ,settlem5t ,settlem5t discussions may be initiat$ by ! ,secret>y1 ! alleg$ violator1 or ! alleg$ violator's au?oriz$ repres5tative4 7e7 ,p5alty imposition 7#a7 ,9 g5]al ,if1 aft] consid]+ any writt5 response to a pre-p5alty notice "u subsection 7d77#b7 & any relevant facts1 includ+ volunt>y disclosure ( a violation ( subsection 7a71 ! ,secret>y det]m9es t !re 0 a violation by ! alleg$ violator nam$ 9 ! pre-p5alty notice & t a civil monet>y p5alty "u subsection 7c77#a77;,a7 is appropriate1 ! ,secret>y may issue a p5alty notice to ! violator conta9+ a det]m9ation ( ! violation & ! imposition ( ! monet>y p5alty4 7#b7 ,f9al ag5cy action ,! issuance ( ! p5alty notice %all con/itute f9al ag5cy action = purposes ( review "u section #gjd ( title #e1 ,unit$ ,/ates ,code4 7#c7 ,judicial review ,! violator may seek judicial review ( t f9al ag5cy action "u section #aghe;,g4 #aghe;,i4 ,relation%ip to o!r laws 7a7 ,rule ( con/ruction relat+ to o!r law ,no?+ 9 ?is "p %all be con/ru$ to alt] or affect any o!r au?ority1 process1 regulation1 inve/igation1 en=cem5t measure1 or review provid$ by or e/abli%$ "u any o!r provision ( ,f$]al law4 7b7 ,pap]work r$uction act exception ,! requirem5ts ( *apt] #ce ( title #dd1 ,unit$ ,/ates ,code 7commonly ref]r$ to z ! ,pap]work ,r$uction ,act71 %all n apply to any action by ! ,secret>y to implem5t ?is "p4 7c7 ,committee on ,=eign ,inve/m5t 9 ! ,unit$ ,/ates ,no?+ 9 ?is "p %all prev5t or preclude ! ,presid5t or ! ,committee on ,=eign ,inve/m5t 9 ! ,unit$ ,/ates f ex]cis+ any au?ority "u section #gba ( ! ,def5se ,production ,act ( #aiej 7#ej ,u4,s4,c4 #defe et seq47 z w\ld be available 9 ! abs5ce ( ?is "p4 7d7 ,rule ( con/ruction = ! ,,oicts ,no?+ 9 ?is "p may be con/ru$ z alt]+ any ( ! au?ority ( ! ,(fice ( ,in=mation & ,communications ,te*nology & ,s]vices "u ,executive ,ord] #achgc 7#ej ,u4,s4,c4 #agja note2 relat+ to secur+ ! in=mation & communications te*nology & s]vices supply *a97 & ,executive ,ord] #adjcd 7#ej ,u4,s4,c4 #agja note2 relat+ to protect+ ,am]icans' s5sitive data f =eign adv]s>ies74 4 7b7 ,con=m+ am5dm5ts to ,export ,control ,re=m ,act ( #bjah 7#a7 ,def9ition ( ,unit$ ,/ates p]son ,section #agdb7ac77;,a7 ( ! ,export ,control ,re=m ,act ( #bjah 7#ej ,u4,s4,c4 #dhja7ac77a77 is am5d$1 9 ! matt] prec$+ clause 7i71 by /rik+ "p ,i & ins]t+ p>ts ,i & ,,iv4 7#b7 ,annual report ,section #agfe7;a7 ( ! ,export ,control ,re=m ,act ( #bjah 7#ej ,u4,s4,c4 #dhbd7;a77 is am5d$-- 7,a7 9 ! matt] prec$+ p>agraph 7#a71 by ins]t+ & "p ,,iv aft] ?is "p2 7,b7 9 p>agraph 7#h71 by /rik+ 2 & & ins]t+ a semicolon2 7,c7 9 p>agraph 7#i71 by /rik+ ! p]iod & ins]t+ 2 &2 & 7,d7 by add+ at ! end ! foll[+3 7#aj7 a summ>y ( h[ au?orities "u "p ,,iv are be+ us$ to ensure t entities ( conc]n 7z def9$ 9 section #aghe7 _c und]cut ,unit$ ,/ates export controls by acquir+ s5sitive te*nology )9 ! ,unit$ ,/ates4 4 7#c7 ,assi/ant ,secret>ies ( ,comm]ce ,section #aghb7;a7 ( ! ,export ,control ,re=m ,act ( #bjah 7#ej ,u4,s4,c4 #dheb7;a77 is am5d$-- 7,a7 by /rik+ ,s5ate1 two & ins]t+ ! foll[+3 8,s5ate-- 7#a7 two 2 7,b7 by /rik+ ! p]iod at ! end & ins]t+ 2 &2 & 7,c7 by add+ at ! end ! foll[+3 7#b7 "o ,assi/ant ,secret>y ( ,comm]ce to assi/ ! ,"u ,secret>y 9 c>ry+ out "p ,,iv4 4