,,ii #aagth ,,congress #b;d ,session ,s4 #ecca ,,in ,,the ,,senate ,,of ,,the ,,united ,,states ,december #ba1 #bjbb,ms4 ,klobuchar introduced the following bill2 which was read twice and referred to the ,committee on ,rules and ,administration ,a ,,bill ,to reform the ,federal ,election ,commission's enforcement processes and related provisions under the ,federal ,election ,campaign ,act of #aiga4 #a4 ,short title ,this ,act may be cited as the ,campaign ,finance ,transparency ,act4 #b4 ,revision to enforcement process 7a7 ,standard for initiating investigations and determining whether violations have occurred 7#a7 ,revision of standards ,section #cji7;a7 of the ,federal ,election ,campaign ,act of #aiga 7#eb ,u4,s4,c4 #cjaji7;a77 is amended by striking paragraphs 7#b7 and 7#c7 and inserting the following3 7#b7 7,a7 ,the general counsel1 upon receiving a complaint filed with the ,commission under paragraph 7#a7 or upon the basis of information ascertained by the ,commission in the normal course of carrying out its supervisory responsibilities1 shall make a determination as to whether or not there is reason to believe that a person has committed1 or is about to commit1 a violation of this ,act or chapter #ie or chapter #if of the ,internal ,revenue ,code of #aihf1 and as to whether or not the ,commission should either initiate an investigation of the matter or that the complaint should be dismissed4 ,the general counsel shall promptly provide notification to the ,commission of such determination and the reasons therefore1 together with any written response submitted under paragraph 7#a7 by the person alleged to have committed the violation4 ,upon the expiration of the #cj-;day period which begins on the date the general counsel provides such notification1 the general counsel's determination shall take effect1 unless during such #cj-;day period the ,commission1 by vote of a majority of the members of the ,commission who are serving at the time1 overrules the general counsel's determination4 ,if the determination by the general counsel that the ,commission should investigate the matter takes effect1 or if the determination by the general counsel that the complaint should be dismissed is overruled as provided under the previous sentence1 the general counsel shall initiate an investigation of the matter on behalf of the ,commission4 7,b7 ,if the ,commission initiates an investigation pursuant to subparagraph 7,a71 the ,commission1 through the ,chair1 shall notify the subject of the investigation of the alleged violation4 ,such notification shall set forth the factual basis for such alleged violation4 ,the ,commission shall make an investigation of such alleged violation1 which may include a field investigation or audit1 in accordance with the provisions of this section4 ,the general counsel shall provide notification to the ,commission of any intent to issue a subpoena or conduct any other form of discovery pursuant to the investigation4 ,upon the expiration of the #ae-;day period which begins on the date the general counsel provides such notification1 the general counsel may issue the subpoena or conduct the discovery1 unless during such #ae-;day period the ,commission1 by vote of a majority of the members of the ,commission who are serving at the time1 prohibits the general counsel from issuing the subpoena or conducting the discovery4 7#c7 7,a7 ,upon completion of an investigation under paragraph 7#b71 the general counsel shall make a determination as to whether or not there is probable cause to believe that a person has committed1 or is about to commit1 a violation of this ,act or chapter #ie or chapter #if of the ,internal ,revenue ,code of #aihf1 and shall promptly submit such determination to the ,commission1 and shall include with the determination a brief stating the position of the general counsel on the legal and factual issues of the case4 7,b7 ,at the time the general counsel submits to the ,commission the determination under subparagraph 7,a71 the general counsel shall simultaneously notify the respondent of such determination and the reasons therefore1 shall provide the respondent with an opportunity to submit a brief within #cj days stating the position of the respondent on the legal and factual issues of the case and replying to the brief of the general counsel4 ,the general counsel shall promptly submit such brief to the ,commission upon receipt4 7,c7 ,upon the expiration of the #cj-;day period which begins on the date the general counsel submits the determination to the ,commission under subparagraph 7,a7 7or1 if the respondent submits a brief under subparagraph 7,b71 upon the expiration of the #cj-;day period which begins on the date the general counsel submits the respondent's brief to the ,commission under such subparagraph71 the general counsel's determination shall take effect1 unless during such #cj-;day period the ,commission1 by vote of a majority of the members of the ,commission who are serving at the time1 overrules the general counsel's determination4 ,if the determination by the general counsel that there is probable cause to believe that a person has committed1 or is about to commit1 a violation of this ,act or chapter #ie or chapter #if of the ,internal ,revenue ,code of #aihf1 or if the determination by the general counsel that there is not probable cause that a person has committed or is about to commit such a violation is overruled as provided under the previous sentence1 for purposes of this subsection1 the ,commission shall be deemed to have determined that there is probable cause that the person has committed or is about to commit such a violation4 4 7#b7 ,conforming amendment relating to ,initial response to filing of complaint ,section #cji7;a77#a7 of such ,act 7#eb ,u4,s4,c4 #cjaji7;a77#a77 is amended-- 7,a7 in the third sentence1 by striking the ,commission and inserting the general counsel2 and 7,b7 by amending the fourth sentence to read as follows3 ,not later than #ae days after receiving notice from the general counsel under the previous sentence1 the person may provide the general counsel with a written response that no action should be taken against such person on the basis of the complaint44 7b7 ,revision of standard for review of dismissal of complaints 7#a7 ,in general ,section #cji7;a77#h7 of such ,act 7#eb ,u4,s4,c4 #cjaji7;a77#h77 is amended to read as follows3 7#h7 7,a7 7i7 ,any party aggrieved by an order of the ,commission dismissing a complaint filed by such party may file a petition with the ,united ,states ,district ,court for the ,district of ,columbia4 ,any petition under this subparagraph shall be filed within #fj days after the date on which the party received notice of the dismissal of the complaint4 7ii7 ,in any proceeding under this subparagraph1 the court shall determine by de novo review whether the agency's dismissal of the complaint is contrary to law4 ,in any matter in which the penalty for the alleged violation is greater than #ej1jjj1 the court should disregard any claim or defense by the ,commission of prosecutorial discretion as a basis for dismissing the complaint4 7,b7 7i7 ,any party who has filed a complaint with the ,commission and who is aggrieved by a failure of the ,commission1 within one year after the filing of the complaint1 to act on such complaint1 may file a petition with the ,united ,states ,district ,court for the ,district of ,columbia4 7ii7 ,in any proceeding under this subparagraph1 the court shall determine by de novo review whether the agency's failure to act on the complaint is contrary to law4 7,c7 ,in any proceeding under this paragraph the court may declare that the dismissal of the complaint or the failure to act is contrary to law1 and may direct the ,commission to conform with such declaration within #cj days1 failing which the complainant may bring1 in the name of such complainant1 a civil action to remedy the violation involved in the original complaint4 4 7#b7 ,effective date ,the amendments made by paragraph 7#a7 shall apply-- 7,a7 in the case of complaints which are dismissed by the ,federal ,election ,commission1 with respect to complaints which are dismissed on or after the date of the enactment of this ,act2 and 7,b7 in the case of complaints upon which the ,federal ,election ,commission failed to act1 with respect to complaints which were filed on or after the date of the enactment of this ,act4 7c7 ,regulations ,not later than #ahj days after the date of the enactment of this ,act1 the ,federal ,election ,commission shall promulgate new regulations on the enforcement process under section #cji of the ,federal ,election ,campaign ,act of #aiga 7#eb ,u4,s4,c4 #cjaji7 to take into account the amendments made by this section4 #c4 ,official exercising the responsibilities of the general counsel ,section #cjf7;f77#a7 of the ,federal ,election ,campaign ,act of #aiga 7#eb ,u4,s4,c4 #cjajf7;f77#a77 is amended by adding at the end the following new sentence3 ,in the event of a vacancy in the position of the general counsel1 the most senior attorney employed within the ,office of the ,general ,counsel at the time the vacancy arises shall exercise all the responsibilities of the general counsel until the vacancy is filled44 #d4 ,permitting appearance at hearings on requests for advisory opinions by persons opposing the requests 7a7 ,in general ,section #cjh of such ,act 7#eb ,u4,s4,c4 #cjajh7 is amended by adding at the end the following new subsection3 7e7 ,to the extent that the ,commission provides an opportunity for a person requesting an advisory opinion under this section 7or counsel for such person7 to appear before the ,commission to present testimony in support of the request1 and the person 7or counsel7 accepts such opportunity1 the ,commission shall provide a reasonable opportunity for an interested party who submitted written comments under subsection 7d7 in response to the request 7or counsel for such interested party7 to appear before the ,commission to present testimony in response to the request4 4 7b7 ,effective date ,the amendment made by subsection 7a7 shall apply with respect to requests for advisory opinions under section #cjh of the ,federal ,election ,campaign ,act of #aiga which are made on or after the date of the enactment of this ,act4 #e4 ,permanent extension of administrative penalty authority ,section #cji7;a77#d77;,c77v7 of the ,federal ,election ,campaign ,act of #aiga 7#eb ,u4,s4,c4 #cjaji7;a77#d77;,c77v77 is amended by striking 1 and that end on or before ,december #ca1 #bjbc4 #f4 ,restrictions on ex parte communications ,section #cjf7;e7 of the ,federal ,election ,campaign ,act of #aiga 7#eb ,u4,s4,c4 #cjajf7;e77 is amended-- 7#a7 by striking 7e7 ,the ,commission and inserting 7e77#a7 ,the ,commission2 and 7#b7 by adding at the end the following new paragraph3 7#b7 ,members and employees of the ,commission shall be subject to limitations on ex parte communications1 as provided in the regulations promulgated by the ,commission regarding such communications which are in effect on the date of the enactment of this paragraph4 4 #g4 ,clarifying authority of ,,fec attorneys to represent ,,fec in ,supreme ,court 7a7 ,clarifying authority ,section #cjf7;f77#d7 of the ,federal ,election ,campaign ,act of #aiga 7#eb ,u4,s4,c4 #cjajf7;f77#d77 is amended by striking any action instituted under this ,act1 either 7,a7 by attorneys and inserting any action instituted under this ,act1 including an action before the ,supreme ,court of the ,united ,states1 either 7,a7 by the general counsel of the ,commission and other attorneys4 7b7 ,effective date ,the amendment made by paragraph 7#a7 shall apply with respect to actions instituted before1 on1 or after the date of the enactment of this ,act4 #h4 ,requiring forms to permit use of accent marks 7a7 ,requirement ,section #caa7;a77#a7 of the ,federal ,election ,campaign ,act of #aiga 7#eb ,u4,s4,c4 #cjaaa7;a77#a77 is amended by striking the semicolon at the end and inserting the following3 1 and shall ensure that all such forms 7including forms in an electronic format7 permit the person using the form to include an accent mark as part of the person's identification24 7b7 ,effective date ,the amendment made by subsection 7a7 shall take effect upon the expiration of the #ij-;day period which begins on the date of the enactment of this ,act4 #i4 ,extension of the statutes of limitations for offenses under the ,federal ,election ,campaign ,act of #aiga 7a7 ,civil offenses ,section #cji7;a7 of the ,federal ,election ,campaign ,act of #aiga 7#eb ,u4,s4,c4 #cjaji7;a77 is amended by inserting after paragraph 7#i7 the following new paragraph3 7#aj7 ,no person shall be subject to a civil penalty under this subsection with respect to a violation of this ,act unless a complaint is filed with the ,commission with respect to the violation under paragraph 7#a71 or the ,commission responds to information with respect to the violation which is ascertained in the normal course of carrying out its supervisory responsibilities under paragraph 7#b71 not later than #aj years after the date on which the violation occurred4 4 7b7 ,criminal offenses ,section #djf7;a7 of such ,act 7#eb ,u4,s4,c4 #cjade7;a77 is amended by striking #e years and inserting #aj years4 7c7 ,effective date ,the amendments made by this section shall apply with respect to violations occurring on or after the date of enactment of this ,act4 #aj4 ,effective date2 transition 7a7 ,in ,general ,except as otherwise provided1 this ,act and the amendments made by this ,act shall take effect and apply on the date of the enactment of this ,act1 without regard to whether or not the ,federal ,election ,commission has promulgated regulations to carry out this ,act and the amendments made by this ,act4 7b7 ,transition 7#a7 ,no effect on existing cases or proceedings ,nothing in this ,act or in any amendment made by this ,act shall affect any of the powers exercised by the ,federal ,election ,commission prior to the date of the enactment of this ,act1 including any investigation initiated by the ,commission prior to such date or any proceeding 7including any enforcement action7 pending as of such date4 7#b7 ,treatment of certain complaints ,if1 as of the date of the enactment of this ,act1 the general counsel of the ,federal ,election ,commission has not made any recommendation to the ,commission under section #cji7;a7 of the ,federal ,election ,campaign ,act of #aiga 7#eb ,u4,s4,c4 #cjaji7 with respect to a complaint filed prior to the date of the enactment of this ,act1 this ,act and the amendments made by this ,act shall apply with respect to the complaint in the same manner as this ,act and the amendments made by this ,act apply with respect to a complaint filed on or after the date of the enactment of this ,act4