,,ii #aae? ,,congress #a/ ,session ,s4 #bjeg ,,9 ,,! ,,s5ate ,,( ,,! ,,unit$ ,,/ates ,novemb] #a1 #bjag ,ms4 ,baldw9 7= h]self1 ,mrs4 ,fe9/e91 ,ms4 ,h>ris1 ,ms4 ,hassan1 ,mr4 ,m>key1 ,mrs4 ,%ahe51 & ,mr4 ,udall7 introduc$ ! foll[+ bill2 :i* 0 read twice & ref]r$ to ! ,committee on ,homel& ,security & ,gov]nm5tal ,affairs ,a ,,bill ,to prev5t conflicts ( int]e/ t /em f ! revolv+ door t raises conc]ns ab\t ! indep5d5ce ( ph>maceutical regulators4 #a4 ,%ort title ,?is ,act may be cit$ z ! ,ph>maceutical ,regulation ,conflict ( ,int]e/ ,act4 #b4 ,requirem5ts relat+ to sl[+ ! revolv+ door among ph>maceutical regulators ,! ,e?ics 9 ,gov]nm5t ,act ( #aigh 7#e ,u4,s4,c4 ,app47 is am5d$ by add+ at ! end ! foll[+3 ,,vi ,special requirem5ts = ph>maceutical regulators #fja4 ,def9itions 7a7 ,9 g5]al ,9 ?is title1 ! t]ms designat$ ag5cy e?ics (ficial & executive bran* h ! mean+s giv5 ^? t]ms "u section #aji4 7b7 ,o!r def9itions ,9 ?is title3 7#a7 ,cov]$ ph>maceutical regulator ,! t]m cov]$ ph>maceutical regulator means an (fic] or employee ( a cov]$ ph>maceutical regulatory ag5cy :o occupies-- 7,a7 a sup]visory position classifi$ at or above ,,gs-#ac ( ! ,g5]al ,s*$ule2 7,b7 9 ! case ( a position n "u ! ,g5]al ,s*$ule1 a sup]visory position = :i* ! rate ( basic pay is n less ?an ! m9imum rate ( basic pay = ,,gs-#ac ( ! ,g5]al ,s*$ule2 or 7,c7 any o!r sup]visory position det]m9$ to be ( equal classification by ! ,director4 7#b7 ,cov]$ ph>maceutical regulatory ag5cy ,! t]m cov]$ ph>maceutical regulatory ag5cy-- 7,a7 means an ag5cy ^: prim>y responsibility is to regulate ! manufacture1 di/ribution1 or sale ( drugs 7z def9$ 9 section #bja ( ! ,f$]al ,food1 ,drug1 & ,cosmetic ,act 7#ba ,u4,s4,c4 #cba77 or biological products 7z def9$ 9 section #cea ( ! ,public ,heal? ,s]vice ,act 7#db ,u4,s4,c4 #bfb772 & 7,b7 includes-- 7i7 ! ,drug ,en=cem5t ,adm9i/ration2 & 7ii7 ! ,food & ,drug ,adm9i/ration4 7#c7 ,director ,! t]m ,director means ! ,director ( ! ,(fice ( ,gov]nm5t ,e?ics4 7#d7 ,=m] cli5t ,! t]m =m] cli5t-- 7,a7 means a p]son = :om ! cov]$ ph>maceutical regulator s]v$ p]sonally z an ag5t1 attorney1 or consultant dur+ ! #b-ye> p]iod end+ on ! date 7aft] su* s]vice7 on :i* ! cov]$ ph>maceutical regulator beg9s s]vice 9 ! ,f$]al ,gov]nm5t2 & 7,b7 does n include-- 7i7 in/ances 9 :i* ! s]vice provid$ 0 limit$ to a spee* or simil> appe>ance2 or 7ii7 a cli5t ( ! =m] employ] ( ! cov]$ ph>maceutical regulator to :om ! cov]$ ph>maceutical regulator did n p]sonally provide su* s]vices4 7#e7 ,=m] employ] ,! t]m =m] employ]-- 7,a7 means a p]son = :om a cov]$ ph>maceutical regulator s]v$ z an employee1 (fic]1 director1 tru/ee1 or g5]al p>tn] dur+ ! #b-ye> p]iod end+ on ! date 7aft] su* s]vice7 on :i* ! cov]$ ph>maceutical regulator beg9s s]vice 9 ! ,f$]al ,gov]nm5t2 & 7,b7 does n include-- 7i7 any entity 9 ! ,f$]al ,gov]nm5t1 includ+ an executive bran* ag5cy2 7ii7 a ,/ate or local gov]nm5t2 7iii7 ! ,di/rict ( ,columbia2 7iv7 an ,indian tribe1 z def9$ 9 section #d ( ! ,indian ,self-,det]m9ation & ,education ,assi/ance ,act 7#be ,u4,s4,c4 #ecjd72 or 7v7 ! gov]nm5t ( a t]ritory or possession ( ! ,unit$ ,/ates4 #fjb4 ,conflict ( int]e/ & eligibility /&>ds = ph>maceutical regulators 7a7 ,9 g5]al ,a cov]$ ph>maceutical regulator %all n make1 p>ticipate 9 mak+1 or 9 any way attempt to use ! (ficial position ( ! cov]$ ph>maceutical regulator to influ5ce a p>ticul> matt] t provides a direct & sub/antial pecuni>y b5efit = a =m] employ] or =m] cli5t ( ! cov]$ ph>maceutical regulator4 7b7 ,recusal ,a cov]$ ph>maceutical regulator %all recuse himself or h]self f any (ficial action t w\ld violate subsection 7a74 7c7 ,waiv] 7#a7 ,9 g5]al ,! head ( ! cov]$ ph>maceutical regulatory ag5cy employ+ a cov]$ ph>maceutical regulator1 9 consultation ) ! ,director1 may grant a writt5 waiv] ( ! re/rictions "u subsection 7a7 if1 & to ! ext5t t1 ! head ( ! cov]$ ph>maceutical regulatory ag5cy c]tifies 9 writ+ t-- 7,a7 ! application ( ! re/riction to ! p>ticul> matt] is inconsi/5t ) ! purposes ( ! re/riction2 or 7,b7 x is 9 ! public int]e/ to grant ! waiv]4 7#b7 ,publication ,! ,director %all make ea* waiv] "u p>agraph 7#a7 publicly available on ! ,web site ( ! ,(fice ( ,gov]nm5t ,e?ics4 #fjc4 ,negotiat+ future private sector employm5t 7a7 ,prohibition ,except z provid$ 9 subsection 7c71 & not)/&+ any o!r provision ( law1 a cov]$ ph>maceutical regulator may n p>ticipate 9 any p>ticul> matt] :i* involves1 to ! k ( ! cov]$ ph>maceutical regulator1 an individual or entity ) :om ! cov]$ ph>maceutical regulator is 9 negotiations ( future employm5t or has an arrangem5t conc]n+ prospective employm5t4 7b7 ,disclosure ( employm5t negotiations 7#a7 ,9 g5]al ,if a cov]$ ph>maceutical regulator beg9s any negotiations ( future employm5t ) ano!r p]son1 or an ag5t or int]m$i>y ( ano!r p]son1 or o!r discussion or communication ) ano!r p]son1 or an ag5t or int]m$i>y ( ano!r p]son1 mutually conduct$ ) a view t[>d rea*+ an agreem5t reg>d+ possible employm5t ( ! cov]$ ph>maceutical regulator1 ! cov]$ ph>maceutical regulator %all notify ! designat$ ag5cy e?ics (ficial ( ! cov]$ ph>maceutical regulatory ag5cy employ+ ! cov]$ ph>maceutical regulator reg>d+ ! negotiations1 discussions1 or communications4 7#b7 ,in=mation ,a designat$ ag5cy e?ics (ficial receiv+ notice "u p>agraph 7#a71 aft] consultation ) ! ,director1 %all in=m ! cov]$ ph>maceutical regulator ( any pot5tial conflicts ( int]e/ involv$ 9 any negotiations1 discussions1 or communications ) ! o!r p]son & ! applicable prohibitions4 7#c7 ,publication ,! ,director1 aft] receiv+ notice "u p>agraph 7#a71 %all make publicly available on ! ,web site ( ! ,(fice ( ,gov]nm5t ,e?ics ! "n ( ! cov]$ ph>maceutical regulator & ! "n ( ! private p]son involv$ 9 ! negotiations or arrangem5t conc]n+ prospective employm5t ( ! cov]$ ph>maceutical regulator4 7c7 ,waiv]s only :5 exceptional circum/ances exi/ 7#a7 ,9 g5]al ,! head ( a cov]$ ph>maceutical regulatory ag5cy may only grant a waiv] ( ! prohibition "u subsection 7a7 if ! head det]m9es t exceptional circum/ances exi/4 7#b7 ,review & publication ,= any waiv] grant$ "u p>agraph 7#a71 ! ,director %all-- 7,a7 review ! circum/ances relat+ to ! waiv] & ! det]m9ation t exceptional circum/ances exi/2 & 7,b7 make ! waiv] publicly available on ! ,web site ( ! ,(fice ( ,gov]nm5t ,e?ics1 :i* %all include-- 7i7 ! "n ( ! private p]son involv$ 9 ! negotiations or arrangem5t conc]n+ prospective employm5t ( ! cov]$ ph>maceutical regulator2 & 7ii7 ! date on :i* ! negotiations or arrangem5t comm5c$4 7d7 ,scope ,= ! purposes ( ?is section1 ! t]m negotiations ( future employm5t is n limit$ to discussions ( specific t]ms or conditions ( employm5t 9 a specific position4 #fjd4 ,recordkeep+ ,! ,director %all-- 7#a7 receive all employm5t hi/ories1 recusal & waiv] records1 & o!r disclosure records = cov]$ ph>maceutical regulators necess>y = monitor+ compliance ) ?is title1 & make ^? records publicly available on ! ,web site ( ! ,(fice ( ,gov]nm5t ,e?ics2 7#b7 promulgate rules & regulations1 9 consultation ) ! ,director ( ! ,(fice ( ,p]sonnel ,managem5t & ! ,attorney ,g5]al1 to implem5t ?is title2 7#c7 provide guidance & assi/ance :]e appropriate to facilitate compliance ) ?is title2 7#d7 review &1 :]e necess>y1 assi/ designat$ ag5cy e?ics (ficials 9 provid+ advice to cov]$ ph>maceutical regulators reg>d+ compliance ) ?is title2 & 7#e7 if ! ,director det]m9es t a violation ( ?is title may h occurr$1 & 9 consultation ) ! designat$ ag5cy e?ics (ficial & ! ,c\nsel to ! ,presid5t1 ref] ! compliance case to ! ,unit$ ,/ates ,attorney = ! ,di/rict ( ,columbia = en=cem5t action4 #fje4 ,p5alties & injunctions 7a7 ,crim9al p5alties 7#a7 ,9 g5]al ,any p]son :o violates section #fjb or #fjc %all be f9$ "u title #ah1 ,unit$ ,/ates ,code1 imprison$ = n m ?an #a ye>1 or bo?4 7#b7 ,willful violations ,any p]son :o willfully violates section #fjb or #fjc %all be f9$ "u title #ah1 ,unit$ ,/ates ,code1 imprison$ = n m ?an #e ye>s1 or bo?4 7b7 ,civil en=cem5t 7#a7 ,9 g5]al ,! ,attorney ,g5]al may br+ a civil action 9 an appropriate di/rict c\rt ( ! ,unit$ ,/ates aga9/ any p]son :o violates1 or :om ! ,attorney ,g5]al has reason to believe is engag+ 9 conduct t violates1 section #fjb or #fjc4 7#b7 ,civil p5alty 7,a7 ,9 g5]al ,^u pro( by a prepond]ance ( ! evid5ce t a p]son violat$ section #fjb or #fjc1 ! c\rt %all impose a civil p5alty ( n m ?an ! great] (-- 7i7 #ajj1jjj = ea* violation2 or 7ii7 ! am\nt ( comp5sation ! p]son receiv$ or 0 (f]$ = ! conduct con/itut+ ! violation4 7,b7 ,rule ( con/ruction ,a civil p5alty "u ?is subsection %all be 9 addition to any o!r crim9al or civil /atutory1 common law1 or adm9i/rative rem$y available to ! ,unit$ ,/ates or any o!r p]son4 7#c7 ,injunctive relief 7,a7 ,9 g5]al ,9 a civil action br\ght "u p>agraph 7#a7 aga9/ a p]son1 ! ,attorney ,g5]al may petition ! c\rt = an ord] prohibit+ ! p]son f engag+ 9 conduct t violates section #fjb or #fjc4 7,b7 ,/&>d ,! c\rt may issue an ord] "u subp>agraph 7,a7 if ! c\rt f9ds by a prepond]ance ( ! evid5ce t ! conduct ( ! p]son violates section #fjb or #fjc4 7,c7 ,rule ( con/ruction ,! fil+ ( a petition seek+ injunctive relief "u ?is p>agraph %all n preclude any o!r rem$y t is available by law to ! ,unit$ ,/ates or any o!r p]son4 4 #c4 ,sl[+ ! revolv+ door f ph>maceutical regulatory ag5cy into private sector repres5tational activities 7a7 ,9 g5]al ,section #bjg ( title #ah1 ,unit$ ,/ates ,code1 is am5d$-- 7#a7 by r$esignat+ subsections 7e7 ?r\gh 7l7 z subsections 7f7 ?r\gh 7m71 respectively2 & 7#b7 by ins]t+ aft] subsection 7d7 ! foll[+3 7e7 ,re/rictions on employm5t = ph>maceutical regulators 7#a7 ,9 g5]al ,9 addition to ! re/rictions set =? 9 subsections 7a71 7b71 7c71 & 7d71 a cov]$ ph>maceutical regulator %all n-- 7,a7 dur+ ! #b-ye> p]iod beg9n+ on ! date on :i* 8 or h] employm5t z a cov]$ ph>maceutical regulator ceases-- 7i7 kn[+ly act z ag5t or attorney =1 or o!rwise repres5t1 any o!r p]son = comp5sation 7except ! ,unit$ ,/ates7 9 any =mal or in=mal appe>ance be=e2 7ii7 ) ! int5t to influ5ce1 make any oral or writt5 communication on behalf ( any o!r p]son 7except ! ,unit$ ,/ates7 to2 or 7iii7 kn[+ly aid1 advise1 or assi/ 9-- 7,i7 repres5t+ any o!r p]son 7except ! ,unit$ ,/ates7 9 any =mal or in=mal appe>ance be=e2 or 7,,ii7 mak+1 ) ! int5t to influ5ce1 any oral or writt5 communication on behalf ( any o!r p]son 7except ! ,unit$ ,/ates7 to1 any c\rt ( ! ,unit$ ,/ates1 or any (fic] or employee !re(1 9 connection ) any judicial or o!r proce$+1 :i* 0 actually p5d+ "u 8 or h] (ficial responsibility z a cov]$ ph>maceutical regulator dur+ ! #a-ye> p]iod end+ on ! date on :i* 8 or h] employm5t z a cov]$ ph>maceutical regulator ceases or 9 :i* he or %e p>ticipat$ p]sonally & sub/antially z a cov]$ ph>maceutical regulator2 or 7,b7 dur+ ! #b-ye> p]iod beg9n+ on ! date on :i* 8 or h] employm5t z a cov]$ ph>maceutical regulator ceases-- 7i7 kn[+ly act z a lobbyi/ or ag5t =1 or o!rwise repres5t1 any o!r p]son = comp5sation 7except ! ,unit$ ,/ates7 9 any =mal or in=mal appe>ance be=e2 7ii7 ) ! int5t to influ5ce1 make any oral or writt5 communication or conduct any lobby+ activities on behalf ( any o!r p]son 7except ! ,unit$ ,/ates7 to2 or 7iii7 kn[+ly aid1 advise1 or assi/ 9-- 7,i7 repres5t+ any o!r p]son 7except ! ,unit$ ,/ates7 9 any =mal or in=mal appe>ance be=e2 or 7,,ii7 mak+1 ) ! int5t to influ5ce1 any oral or writt5 communication or conduct any lobby+ activities on behalf ( any o!r p]son 7except ! ,unit$ ,/ates7 to1 any dep>tm5t or ag5cy ( ! executive bran* or ,congress 7includ+ any committee ( ,congress71 or any (fic] or employee !re(1 9 connection ) any matt] t is p5d+ be=e ! dep>tm5t1 ! ag5cy1 or ,congress4 7#b7 ,p5alty ,any p]son :o violates p>agraph 7#a7 %all be puni%$ z provid$ 9 section #baf4 7#c7 ,def9itions ,9 ?is subsection-- 7,a7 ! t]m cov]$ ph>maceutical regulator has ! mean+ giv5 t t]m 9 section #fja ( ! ,e?ics 9 ,gov]nm5t ,act ( #aigh 7#e ,u4,s4,c4 ,app472 & 7,b7 ! t]ms lobby+ activities & lobbyi/ h ! mean+s giv5 ^? t]ms 9 section #c ( ! ,lobby+ ,disclosure ,act ( #aiie 7#b ,u4,s4,c4 #afjb74 4 7b7 ,te*nical & con=m+ am5dm5ts 7#a7 ,section #ajc7;a7 ( ! ,hone/ ,lead]%ip & ,op5 ,gov]nm5t ,act ( #bjjg 7#b ,u4,s4,c4 #dgjb7;a77 is am5d$ by /rik+ section #bjg7;e7 ea* place x appe>s & ins]t+ section #bjg7;f74 7#b7 ,section #bjg ( title #ah1 ,unit$ ,/ates ,code1 z am5d$ by subsection 7a71 is am5d$-- 7,a7 9 subsection 7g77#a71 z s r$esignat$1 by /rik+ or 7e7 & ins]t+ or 7f72 7,b7 9 subsection 7j77#a77;,b71 z s r$esignat$1 by /rik+ subsection 7f7 & ins]t+ subsection 7g72 & 7,c7 9 subsection 7k71 z s r$esignat$-- 7i7 9 p>agraph 7#a77;,b71 by /rik+ 7#be ,u4,s4,c4 #dej;i7j77 & ins]t+ 7#be ,u4,s4,c4 #ecbc7;j772 7ii7 9 p>agraph 7#b71 9 ! matt] prec$+ subp>agraph 7,a71 by /rik+ & 7e7 & ins]t+ 7e71 & 7f72 7iii7 9 p>agraph 7#d71 by /rik+ & 7e7 & ins]t+ 7e71 & 7f72 & 7iv7 9 p>agraph 7#g7-- 7,i7 9 subp>agraph 7,a71 by /rik+ & 7e7 & ins]t+ 7e71 & 7f72 & 7,,ii7 9 subp>agraph 7,b77ii71 9 ! matt] prec$+ subclause 7,i71 by /rik+ subsections 7c71 7d71 or 7e7 & ins]t+ subsection 7c71 7d71 7e71 or 7f74 7#c7 ,section #ada7;b77#d7 ( ! ,trade ,act ( #aigd 7#ai ,u4,s4,c4 #baga7;b77#d77 is am5d$ by /rik+ section #bjg7;f77#c7 & ins]t+ #bjg7;g77#c74 7#d7 ,section #ghjb7;b77#c77;,b7 ( ! ,int]nal ,rev5ue ,code ( #aihf is am5d$ by /rik+ & 7f7 ( section #bjg & ins]t+ & 7g7 ( section #bjg4 7#e7 ,section #caje7;c7 ( ! ,,usec ,privatization ,act 7#db ,u4,s4,c4 #bbig;h-#c7;c77 is am5d$ by /rik+ & 7d7 & ins]t+ 7d71 & 7e74 7#f7 ,section #ajf7p77#f77;,i77ii7 ( title #di1 ,unit$ ,/ates ,code1 is am5d$ by /rik+ & 7f7 ( section #bjg & ins]t+ & 7g7 ( section #bjg4 #d4 ,sev]ability ,if any provision ( ?is ,act or any am5dm5t made by ?is ,act1 or any application ( su* provision or am5dm5t to any p]son or circum/ance1 is held to be uncon/itutional1 ! rema9d] ( ! provisions ( ?is ,act & ! am5dm5ts made by ?is ,act & ! application ( ! provision or am5dm5t to any o!r p]son or circum/ance %all n be affect$4