,,ib  ,union ,cal5d> ,no4 #aie  #aae?   
,,congress  #a/ ,session  ,h4 ,r4 #abeg 
,report ,no4 #aae-bge  ,,9 ,,! ,,h\se   
,,( ,,repres5tatives  ,febru>y #bh1     
#bjag ,mr4 ,meeks 7= himself & ,mr4     
,hultgr57 introduc$ ! foll[+ bill2 :i* 0
 ref]r$ to ! ,committee on ,f9ancial    
,s]vices  ,augu/ #ae1 #bjag ,additional 
sponsors3 ,mrs4 ,c>olyn ,b4 ,maloney (  
,new ,york1 ,mr4 ,fo/]1 ,mr4            
,holl+swor?1 & ,mr4 ,%]man  ,augu/ #ae1 
#bjag ,report$ ) an am5dm5t1 committ$ to
 ! ,committee ( ! ,:ole ,h\se on ! ,/ate
 ( ! ,union1 & ord]$ to be pr9t$ ,/rike 
out all aft] ! enact+ clause & ins]t !  
"p pr9t$ 9 italic ,= text ( introduc$   
bill1 see copy ( bill z introduc$ on    
,febru>y #bh1 #bjag  ,a ,,bill  ,to am5d
 ! ,securities ,ex*ange ,act ( #aicd to 
require ! ,securities ,ex*ange          
,commission to refund or cr$it excess   
paym5ts made to ! ,commission4  #a4     
,%ort title ,?is ,act may be cit$ z !   
,securities & ,ex*ange ,commission      
,ov]paym5t ,cr$it ,act4  #b4 ,refund+ or

 cr$it+ ov]paym5t ( section #ca fees    
7a7 ,def9itions ,9 ?is section--  7#a7 !
 t]m ,commission means ! ,securities &  
,ex*ange ,commission2  7#b7 ! t]m       
national securities association means an
 association t is regi/]$ "u section    
#ae;,a ( ! ,securities ,ex*ange ,act (  
#aicd 7#ae ,u4,s4,c4 #gho-#c72 &  7#c7 !
 t]m national securities ex*ange means  
an ex*ange t is regi/]$ z a national    
securities ex*ange "u section #f ( !    
,securities ,ex*ange ,act ( #aicd 7#ae  
,u4,s4,c4 #gh;f74  7b7 ,cr$it =         
ov]paym5t ( fees ,not)/&+ section       
#ca7;j7 ( ! ,securities ,ex*ange ,act ( 
#aicd 7#ae ,u4,s4,c4 #gh;ee7j771 &      
subject to subsection 7c7 ( ?is section1
 if a national securities ex*ange or a  
national securities association has paid
 fees & assessm5ts to ! ,commission 9 an
 am\nt t is m ?an ! am\nt t ! ex*ange or
 association 0 requir$ to pay "u section
 #ca ( ! ,securities ,ex*ange ,act (    
#aicd 7#ae ,u4,s4,c4 #gh;ee7 &1 n lat]  
?an #aj ye>s aft] ! date ( su* paym5t1 !

 ex*ange or association in=ms !         
,commission ab\t ! paym5t ( su* excess  
am\nt1 ! ,commission %all (fset future  
fees & assessm5ts due by t ex*ange or   
association 9 an am\nt t is equal to !  
diff]5ce betwe5 ! am\nt t ! ex*ange or  
association paid & ! am\nt t ! ex*ange  
or association 0 requir$ to pay "u su*  
section #ca4  7c7 ,applicability        
,subsection 7b7 %all apply only to fees 
& assessm5ts t a national securities    
ex*ange or a national securities        
association 0 requir$ to pay to !       
,commission be=e ! date ( enactm5t ( ?is
 ,act4  ,augu/ #ae1 #bjag ,report$ ) an 
am5dm5t1 committ$ to ! ,committee ( !   
,:ole ,h\se on ! ,/ate ( ! ,union1 &    
ord]$ to be pr9t$