---------------------------------------- ---------------------- ,this e-text includes characters that require ,,utf-#h 7,unicode7 file encoding3 1 1 1 1 ,if any of these characters do not display properly--in particular1 if the dots do not appear under the letters make sure your text reader's 8character set0 or 8file encoding0 is set to ,unicode 7,,utf-#h74 ,you may also need to change the default font4 ,depending on available fonts1 some tables may not line up vertically4 ---------------------------------------- ---------------------- ,,contributions ,,from ,,the ,,museum ,,of ,,history ,,and ,,technology3 ,,paper #f ,,on ,,the ,,origin ,,of ,,clockwork1 ,,perpetual ,,motion ,,devices ,,and ,,the ,,compass ,derek ,j4 de ,solla ,price ,,power ,,and ,,motion ,,gearing #hc ,,mechanical ,,clocks #hd ,,mechanized ,,astronomical ,,models #hh ,,perpetual ,,motion ,,and ,,the ,,clock ,,before ,,de ,,dondi #ajh ,,the ,,magnetic ,,compass ,,as ,a ,,fellow-,,traveler ,,from ,,china #aaj ,,on ,,the ,,origin ,,of ,,clockwork1 ,,perpetual ,,motion ,,devices ,,and ,,the ,,compass ,by ,derek ,j4 de ,solla ,price ,ancestor of the mechanical clock has been thought by some to be the sundial4 ,actually these devices represent two different approaches to the problem of time-keeping4 ,true ancestor of the clock is to be found among the highly complex astronomical machines which man has been building since ,hellenic times to illustrate the relative motions of the heavenly bodies4 ,this study--its findings will be used in preparing the ,museum's new hall on the history of time-keeping--traces this ancestry back through #b1jjj years of history on three continents4 ,,the ,,author3 ,derek ,j4 de ,solla ,price wrote this paper while serving as consultant to the ,museum of ,history and ,technology of the ,smithsonian ,institution's ,united ,states ,national ,museum4 ,in each successive age this construction1 having become lost1 is1 by the ,sun's favour1 again revealed to some one or other at his pleasure4 7,srya ,siddhnta1 ed4 ,burgess1 xiii1 #ah-ai47 ,,the ,,histories of the mechanical clock and the magnetic compass must be accounted amongst the most tortured of all our efforts to understand the origins of man's important inventions4 ,ignorance has too often been replaced by conjecture1 and conjecture by misquotation and the false authority of common knowledge engendered by the repetition of legendary histories from one generation of textbooks to the next4 ,in what follows1 ,i can only hope that the adding of a strong new trail and the eradication of several false and weaker ones will lead us nearer to a balanced and integrated understanding of medieval invention and the intercultural transmission of ideas4 ,for the mechanical clock1 perhaps the greatest hindrance has been its treatment within a self-contained history of time measurement in which sundials1 water-clocks and similar devices assume the natural role of ancestors to the weight-driven escapement clock in the early #adth century4#a ,this view must presume that a generally sophisticated knowledge of gearing antedates the invention of the clock and extends back to the ,classical period of ,hero and ,vitruvius and such authors well-known for their mechanical ingenuities4 ,furthermore1 even if one admits the use of clocklike gearing before the existence of the clock1 it is still necessary to look for the independent inventions of the weight-drive and of the mechanical escapement4 ,the first of these may seem comparatively trivial2 anyone familiar with the raising of heavy loads by means of ropes and pulley could surely recognize the possibility of using such an arrangement in reverse as a source of steady power4 ,nevertheless1 the use of this device is not recorded before its association with hydraulic and perpetual motion machines in the manuscripts of ,riwn1 ca4 #abjj1 and its use in a clock using such a perpetual motion wheel 7mercury filled7 as a clock escapement1 in the astronomical codices of ,alfonso the ,wise1 ,king of ,castile1 ca4 #abgb4 ,the second invention1 that of the mechanical escapement1 has presented one of the most tantalizing of problems4 ,without doubt1 the crown and foliot type of escapement appears to be the first complicated mechanical invention known to the ,european ,middle ,ages2 it heralds our whole age of machine-making4 ,yet no trace has been found either of a steady evolution of such escapements or of their invention in ,europe1 though the astronomical clock powered by a water wheel and governed by an escapement-like device had been elaborated in ,china for several centuries before the first appearance of our clocks4 ,we must now rehearse a revised story of the origin of the clock as it has been suggested by recent researches on the history of gearing and on ,chinese and other astronomical machines4 ,after this we shall for the first time present evidence to show that this story is curiously related to that of the ,perpetuum ,mobile1 one of the great chimeras of science1 that came from its medieval origin to play an important part in more recent developments of energetics and the foundations of thermodynamics4#b ,it is a curious mixture1 all the more so because1 tangled inextricably in it1 we shall find the most important and earliest references to the use of the magnetic compass in the ,west4 ,it seems that in revising the histories of clockwork and the magnetic compass1 these considerations of perpetual motion devices may provide some much needed evidence4 ,illustration3 ,figure #a4--;,,framework ,,structure ,,of ,,the ,,astronomical ,,clock of ,giovanni de ,dondi of ,padua1 ,a4,d4 #acfd4 ,power and ,motion ,gearing ,it may be readily accepted that the use of toothed wheels to transmit power or turn it through an angle was widespread in all cultures several centuries before the beginning of our era4 ,certainly1 in classical times they were already familiar to ,archimedes 7born #bhg ,b4,c471#c and in ,china actual examples of wheels and moulds for wheels dating from the #dth century ,b4,c4 have been preserved4#d ,it might be remarked that these machine gear wheels are characterized by having a round number of teeth 7examples with #af1 #bd and #dj teeth are known7 and a shank with a square hole which fits without turning on a squared shaft4 ,another remarkable feature in these early gears is the use of ratchet-shaped teeth1 sometimes even twisted helically so that the gears resemble worms intermeshing on parallel axles4#e ,the existence of windmills and watermills testifies to the general familiarity1 from classical times and through the middle ages1 with the use of gears to turn power through a right angle4 ,illustration3 ,figure #b4--;,,astronomical ,,clock of de ,dondi1 showing gearing on the dial for ,mercury and escapement crown wheel4 ,each of the seven side walls of the structure shown in figure #a was fitted with a dial4 ,granted1 then1 this use of gears1 one must guard against any conclusion that the fine-mechanical use of gears to provide special ratios of angular movement was similarly general and widespread4 ,it is customary to adduce here the evidence of the hodometer 7taximeter7 described by ,vitruvius 7#ast century ,b4,c47 and by ,hero of ,alexandria 7#ast century ,a4,d47 and the ingenious automata also described by this latter author and his ,islamic followers4#f ,one may also cite the use of the reduction gear chain in power machinery as used in the geared windlass of ,archimedes and ,hero4 ,unfortunately1 even the most complex automata described by ,hero and by such authors as ,riwn contain gearing in no more extensive context than as a means of transmitting action around a right angle4 ,as for the windlass and hodometer1 they do1 it is true1 contain whole series of gears used in steps as a reduction mechanism1 usually for an extraordinarily high ratio1 but here the technical details are so etherial that one must doubt whether such devices were actually realized in practice4 ,thus ,vitruvius writes of a wheel #d feet in diameter and having #djj teeth being turned by a #a-toothed pinion on a cart axle1 but it is very doubtful whether such small teeth1 necessarily separated by about #c_/h inch1 would have the requisite ruggedness4 ,again1 ,hero mentions a wheel of #cj teeth which1 because of imperfections1 might need only #bj turns of a single helix worm to turn it6 ,such statements behove caution and one must consider whether we have been misled by the #afth- and #agth-century editions of these authors1 containing reconstructions now often cited as authoritative but then serving as working diagrams for practical use in that age when the clock was already a familiar and complex mechanism4 ,at all events1 even if one admits without substantial evidence that such gear reduction devices were familiar from ,hellenistic times onwards1 they can hardly serve as more than very distant ancestors of the earliest mechanical clocks4 ,mechanical ,clocks ,before proceeding to a discussion of the controversial evidence which may be used to bridge this gap between the first use of gears and the fully-developed mechanical clock we must examine the other side of this gap4 ,recent research on the history of early mechanical clocks has demonstrated certain peculiarities most relevant to our present argument4 ,,the ,,european ,,tradition ,if one is to establish a terminus ante quem for the appearance of the mechanical clock in ,europe1 it would appear that #acfd is a most reasonable date4 ,at that time we have the very full mechanical and historical material concerning the horological masterpiece built by ,giovanni de ,dondi of ,padua1#g and probably started as early as #acdh4 ,it might well be possible to set a date a few decades earlier1 but in general as one proceeds backwards from this point1 the evidence becomes increasingly fragmentary and uncertain4 ,the greatest source of doubt arises from the confusion between sundials1 water-clocks1 hand-struck time bells1 and mechanical clocks1 all of which are covered by the term horologium and its vernacular equivalents4 ,temporarily postponing the consideration of evidence prior to ca4 #acej1 we may take ,giovanni de ,dondi as a starting point and trace a virtually unbroken lineage from his time to the present day4 ,one may follow the spread of clocks through ,europe1 from large towns to small ones1 from the richer cathedrals and abbeys to the less wealthy churches4#h ,there is the transition from the tower clocks--showpieces of great institutions--to the simple chamber clock designed for domestic use and to the smaller portable clocks and still smaller and more portable pocket watches4 ,in mechanical refinement a similar continuity may be noted1 so that one sees the cumulative effect of the introduction of the spring drive 7ca4 #adge71 pendulum control 7ca4 #afej71 and the anchor escapement 7ca4 #afhj74 ,the transition from de ,dondi to the modern chronometer is indeed basically continuous1 and though much research needs to be done on special topics1 it has an historical unity and seems to conform for the most part to the general pattern of steady mechanical improvement found elsewhere in the history of technology4 ,illustration3 ,figure #c4--;,,german ,,wall ,,clock1 ,,probably ,,about #adej1 showing the degeneration in complexity from that of de ,dondi's clock4 ,most remarkable however is the earliest period of this seemingly steady evolution4 ,side by side with the advances made in the earliest period extending for less than two centuries from the time of de ,dondi one may see a spectacular process of degeneration or devolution4 ,not only is de ,dondi's the earliest clock of which we have a full and trustworthy account1 it is also far more complicated than any other 7see figs4 #a1 #b7 until comparatively modern times6 ,moreover1 it was not an exceptional freak4 ,there were others like it1 and one cannot therefore reject as accidental this process of degeneration that occurs at the very beginning of the certain history of the mechanical clock in ,europe4 ,on the basis of such evidence ,i have suggested elsewhere#i that the clock is nought but a fallen angel from the world of astronomy4 ,the first great clocks of medieval ,europe were designed as astronomical showpieces1 full of complicated gearing and dials to show the motions of the ,sun1 ,moon and planets1 to exhibit eclipses1 and to carry through the involved computations of the ecclesiastical calendar4 ,as such they were comparable to the orreries of the #ahth century and to modern planetariums2 that they also showed the time and rang it on bells was almost incidental to their main function4 ,one must not neglect1 too1 that it was in their glorification of the rationality of the cosmos that they had their greatest effect4 ,through milleniums of civilization1 man's understanding of celestial phenomena had been the very pinnacle of his intellect1 and then as now popular exhibition of this sort was just as necessary1 as striking1 and as impressive4 ,one does not have to go far to see how the paraphernalia of these early great astronomical clocks had great influence on philosophers and theologians and on poets such as ,dante4 ,it is the thesis of this part of my argument that the ordinary time-telling clock is no affiliate of the other simple time-telling devices such as sundials1 sand glasses and the elementary water clocks4 ,rather it should be considered as a degenerate branch from the main stem of mechanized astronomical devices 7,i shall call them protoclocks71 a stem which can boast a continuous history filling the gap between the appearance of simple gearing and the complications of de ,dondi4 ,we shall return to the discussion of this main stem after analyzing the very recently discovered parallel stem from medieval ,china1 which reproduced the same evolution of mechanized astronomical devices and incidental time telling4 ,of the greatest significance1 this stem reveals the crucial independent invention of a mechanical escapement1 a feature not found in the ,european stem in spite of centuries of intensive historical research and effort4 ,,the ,,chinese ,,tradition ,for this section ,i am privileged to draw upon a thrilling research project carried out in #aief at the ,university of ,cambridge by a team consisting of ,dr4 ,joseph ,needham1 ,dr4 ,wang ,ling1 and myself4#aj ,in the course of this work we translated and commented on a series of texts most of which had not hitherto been made available in a ,western tongue and1 though well known in ,china1 had not been recognized as important for their horological content4 ,the key text with which we started was the ,hsin ,i ,hsiang ,fa ,yao1 or ,new ,design for a 7mechanized7 ,armillary 7sphere7 and 7celestial7 ,globe1 written by ,su ,sung in ,a4,d4 #ajij4 ,the very full historical and technical description in this text enabled us to establish a glossary and basic understanding of the mechanism that later enabled us to interpret a whole series of similar1 though less extensive texts1 giving a history of prior development of such devices going back to the introduction of this type of escapement by ,i-,hsing and ,liang ,ling-tsan1 in ,a4,d4 #gbe1 and to what seems to be the original of all these ,chinese astronomical machines1 that built by ,chang ,hng ca4 ,a4,d4 #acj4 ,filling the gaps between these landmarks are several other similar texts1 giving ample evidence that the ,chinese development is continuous and1 at least from ,chang ,hng onwards1 largely independent of any transmissions from the ,west4 ,so far as we can see1 the beginning of the chain in ,china 7as indeed in the ,west7 was the making of simple static models of the celestial sphere4 ,an armillary sphere was used to represent the chief imaginary circles 7e4g41 equator1 ecliptic1 meridians1 etc471 or a solid celestial globe on which such circles could be drawn1 together with the constellations of the fixed stars4 ,the whole apparatus was then mounted so that it was free to revolve about its polar axis and another ring or a casing was added1 external and fixed1 to represent the horizon that provided a datum for the rising and setting of the ,sun and the stars4 ,in the next stage1 reached very soon after this1 the rotation of the model was arranged to proceed automatically instead of by hand4 ,this was done1 we believe1 by using a slowly revolving wheel powered by dripping water and turning the model through a reduction mechanism1 probably involving gears or1 more reasonably1 a single large gear turned by a trip lever4 ,it did not matter much that the time-keeping properties were poor in the long run2 the model moved by itself and the great wonder was that it agreed with the observed heavens like the two halves of a tally4 ,in the next1 and essential1 stage the turning of the water wheel was regulated by an escapement mechanism consisting of a weighbridge and trip levers so arranged that the wheel was held in check1 scoop by scoop1 while each scoop was filled by the dripping water1 then released by the weighbridge and allowed to rotate until checked again by the trip-lever arrangement4 ,its action was similar to that of the anchor escapement1 though its period of repose was much longer than its period of motion and1 of course1 its time-keeping properties were controlled not only by the mechanics of the device but also by the rate of flow of the dripping water4 ,the ,chinese escapement may justifiably be regarded as a missing link1 just halfway between the elementary clepsydra with its steady flow of water and the mechanical escapement in which time is counted by chopping its flow into cycles of action1 repeated indefinitely and counted by a cumulating device4 ,with its characteristic of saving up energy for a considerable period 7about #ae minutes7 before letting it go in one powerful action1 the ,chinese escapement was particularly suited to the driving of jackwork and other demonstration devices requiring much energy but only intermittent activity4 ,in its final form1 as built by ,su ,sung after many trials and improvements1 the ,chinese astronomical clock-tower must have been a most impressive object4 ,it had the form of a tower about #cj feet high1 surmounted by an observation platform covered with a light roof 7see fig4 #d74 ,on the platform was an armillary sphere designed for observing the heavens4 ,it was turned by the clockwork so as to follow the diurnal rotation and thus avoid the distressing computations caused by the change of coordinates necessary when fixed alt-azimuth instruments were used4 ,below the platform was an enclosed chamber containing the automatically rotated celestial globe which so wonderfully agreed with the heavens4 ,below this1 on the front of the tower was a miniature pagoda with five tiers2 on each tier was a doorway through which1 at due moment1 appeared jacks who rang bells1 clanged gongs1 beat drums1 and held tablets to announce the arrival of each hour1 each quarter 7they used #ajj of them to the day7 and each watch of the night4 ,within the tower was concealed the mechanism2 it consisted mainly of a central vertical shaft providing power for the sphere1 globe1 and jackwheels1 and a horizontal shaft geared to the vertical one and carrying the great water wheel which seemed to set itself magically in motion at every quarter4 ,in addition to all this were the levers of the escapement mechanism and a pair of norias by which1 once each day1 the water used was pumped from a sump at the bottom to a reservoir at the top1 whence it descended to work the wheel by means of a constant level tank and several channels4 ,there were many offshoots and developments of this main stem of ,chinese horology4 ,we are told1 for example1 that often mercury and occasionally sand were used to replace the water1 which frequently froze in winter in spite of the application of lighted braziers to the interior of the machines4 ,then again1 the astronomical models and the jackwork were themselves subject to gradual improvement3 at the time of ,i-,hsing1 for example1 special attention was paid to the demarcation of ecliptic as well as the normal equatorial coordinates2 this was clearly an influx from ,hellenistic-,islamic astronomy1 in which the relatively sophisticated planetary mathematics had forced this change not otherwise noted in ,china4 ,by the time of the ,jesuits1 this current of ,chinese horology1 long since utterly destroyed by the perils of wars1 storms1 and governmental reforms1 had quite been forgotten4 ,matteo ,ricci's clocks1 those gifts that aroused so much more interest than ,european theological teachings1 were obviously something quite new to the #afth-century ,chinese scholars2 so much so that they were dubbed with a quite new name1 self-sounding bells1 a direct translation of the word clock 7glokke74 ,in view of the fact that the medieval ,chinese escapement may have been the basis of ,european horology1 it is a curious twist of fate that the high regard of the ,chinese for ,european clocks should have prompted them to open their doors1 previously so carefully and for so long kept closed against the foreign barbarians4 ,illustration3 ,figure #d4--;,,astronomical ,,clock ,,tower ,,of ,,su ,,sung in ,k'ai-feng1 ca4 ,a4,d4 #ajij1 from an original drawing by ,john ,christiansen4 7,courtesy of ,cambridge ,university ,press47 ,mechanized ,astronomical ,models ,now that we have seen the manner in which mechanized astronomical models developed in ,china1 we can detect a similar line running from ,hellenistic time1 through ,india and ,islam to the medieval ,europe that inherited their learning4 ,there are many differences1 notably because of the especial development of that peculiar characteristic of the ,west1 mathematical astronomy1 conditioned by the almost accidental conflux of ,babylonian arithmetical methods with those of ,greek geometry4 ,however1 the lines are surprisingly similar1 with the exception only of the crucial invention of the escapement1 a feature which seems to be replaced by the influx of ideas connected with perpetual motion wheels4 ,,hellenistic ,,period ,most interesting and frequently cited is the bronze planetarium said to have been made by ,archimedes and described in a tantalisingly fragmentary fashion by ,cicero and by later authors4 ,because of its importance as a prototype1 we give the most relevant passages in full4#aa ,cicero's descriptions of ,archimedes' planetarium are 7italics supplied73 ,gaius ,sulpicius ,gallus 444 at a time when 444 he happened to be at the house of ,marcus ,marcellus1 his colleague in the consulship #aff ,b4,c41 ordered the celestial globe to be brought out which the grandfather of ,marcellus had carried off from ,syracuse1 when that very rich and beautiful city was taken #bab ,b4,c44444 ,though ,i had heard this globe 7sphaerae7 mentioned quite frequently on account of the fame of ,archimedes1 when ,i saw it ,i did not particularly admire it2 for that other celestial globe1 also constructed by ,archimedes1 which the same ,marcellus placed in the temple of ,virtue1 is more beautiful as well as more widely known among the people4 ,but when ,gallus began to give a very learned explanation of the device1 ,i concluded that the famous ,sicilian had been endowed with greater genius than one would imagine possible for human being to possess4 ,for ,gallus told us that the other kind of celestial globe1 which was solid and contained no hollow space1 was a very early invention1 the first one of that kind having been constructed by ,thales of ,miletus1 and later marked by ,eudoxus of ,cnidus--a disciple of ,plato1 it was claimed--with constellations and stars which are fixed in the sky4 ,he also said that many years later ,aratus 444 had described it in verse4444 ,but this newer kind of globe1 he said1 on which were delineated the motions of the sun and moon and of those five stars which are called wanderers1 or1 as we might say1 rovers i4 e41 the five planets1 contained more than could be shown on the solid globe1 and the invention of ,archimedes deserved special admiration because he had thought out a way to represent accurately by a single device for turning the globe1 those various and divergent movements with their different rates of speed4 ,and when ,gallus moved i4e41 set in motion the globe1 it was actually true that the moon was always as many revolutions behind the sun on the bronze contrivance as would agree with the number of days it was behind in the sky4 ,thus the same eclipse of the sun happened on the globe as would actually happen1 and the moon came to the point where the shadow of the earth was at the very time when the sun 7appeared87 out of the region 444 several pages are missing in the manuscript2 there is only one4 ,de republica1 ,i1 xiv 7#ba-bb71 ,keyes' translation4 ,when ,archimedes put together in a globe the movements of the moon1 sun and five wandering planets1 he brought about the same effect as that which the god of ,plato did in the ,timaeus when he made the world1 so that one revolution produced dissimilar movements of delay and acceleration4 ,tusculanae disputationes1 ,i1 #fc4 ,later descriptions from ,ovid1 ,lactantius1 ,claudian1 ,sextus ,empiricus1 and ,pappus1 respectively1 are 7italics supplied73 ,there stands a globe suspended by a ,syracusan's skill in an enclosed bronze frame1 or sphere--or perhaps1 in enclosed air1 a small image of the immense vault of heaven2 and the earth is equally distant from the top and bottom2 that is brought about by its i4 e41 the outer bronze globe's round form4 ,the form of the temple of ,vesta is similar4444 ,ovid1 ,fasti 7#ast century1 ,a4,d471 ,,vi1 #bgg-bhj1 ,frazer's translation4 ,the ,sicilian ,archimedes1 was able to make a reproduction and model of the world in concave brass 7concavo aere similitudinem mundi ac figuram72 in it he so arranged the sun and moon and resembling the celestial revolutions 7caelestibus similes conversionibus72 and while it revolved it exhibited not only the accession and recession of the sun and the waxing and waning of the moon 7incrementa deminutionesque lunae71 but also the unequal courses of the stars1 whether fixed or wandering4 ,lactantius1 ,institutiones divinae 7#dth century1 ,a4,d471 ,,ii1 #e1 #ah4 ,archimedes' sphere4 ,when ,jove looked down and saw the heavens figured in a sphere of glass1 he laughed and said to the other gods3 ,has the power of mortal effort gone so far8 ,is my handiwork now mimicked in a fragile globe8 ,an old man of ,syracuse had imitated on earth the laws of the heavens1 the order of nature1 and the ordinances of the gods4 ,some hidden influence within the sphere directs the various courses of the stars and actuates the lifelike mass with definite motions4 ,a false zodiac runs through a year of its own and a toy moon waxes and wanes month by month4 ,now bold invention rejoices to make its own heaven revolve and sets the stars planets8 in motion by human wit4444 ,claudian1 ,carmina minora 7ca4 ,a4,d4 #djj71 ,,li 7,,lxviii71 ,platnaure's translation4 ,the things that move by themselves are more wonderful than those which do not4 ,at any rate1 when we behold an ,archimedean sphere in which the sun and the rest of the stars move1 we are immensely impressed by it1 not by ,zeus because we are amazed at the wood1 or at the movements of these bodies1 but by the devices and causes of the movements4 ,sextus ,empiricus1 ,adversus mathematicos 7#crd century1 ,a4,d471 ,,ix1 #aae1 ,epps' translation4 ,mechanics understand the making of spheres and know how to produce a model of the heavens 7with the courses of the stars moving in circles87 by mean of equal and circular motions of water1 and ,archimedes the ,syracusan1 according to some1 knows the cause and reasons for all of these4 ,pappus 7#crd century1 ,a4,d471 ,works 7,hultsch edition71 ,,viii1 #b1 ,epps' translation4 ,a similar arrangement seems to be indicated in another mechanized globe1 also mentioned by ,cicero and said to have been made by ,posidonius3 ,but if anyone brought to ,scythia or ,britain the globe 7sphaeram7 which our friend ,posidonius of ,apameia1 the ,stoic philosopher recently made1 in which each revolution produced the same 7movements7 of the sun and moon and five wandering stars as is produced in the sky each day and night1 who would doubt that it was by exertion of reason8444 ,yet doubters 444 think that ,archimedes showed more knowledge in producing movements by revolutions of a globe than nature 7does7 in effecting them though the copy is so infinitely inferior to the original4444 ,de natura deorum1 ,,ii1 xxxiv-xxxv 7#hh71 ,yonge's translation4 ,in spite of the lack of sufficient technical details in any case1 these mechanized globe models1 with or without geared planetary indicators 7which would make them highly complex machines71 bear a striking resemblance to the earliest ,chinese device described by ,chang ,hng4 ,one must not reject the possibility that transmission from ,greece or ,rome could have reached the ,east by the beginning of the #bnd century1 ,a4,d41 when he was working4 ,it is an interesting question1 but even if such contact actually occurred1 very soon afterwards1 as we shall see1 the western and eastern lines of evolution parted company and evolved so far as can be seen1 quite independently until at least the #abth century4 ,the next ,hellenistic source of which we must take note is a fragmentary and almost unintelligible chapter in the works of ,hero of ,alexandria4 ,alone and unconnected with his other chapters this describes a model which seems to be static1 in direct contrast to all other devices which move by pneumatic and hydrostatic pressures2 it may well be conjectured that in its original form this chapter described a mechanized rather than a static globe3 ,the ,world represented in the ,centre of the ,universe3 ,the construction of a transparent globe containing air and liquid1 and also of a smaller globe1 in the centre1 in imitation of the ,world4 ,two hemispheres of glass are made2 one of them is covered with a plate of bronze1 in the middle of which is a round hole4 ,to fit this hole a light ball1 of small size1 is constructed1 and thrown into the water contained in the other hemisphere3 the covered hemisphere is next applied to this1 and1 a certain quantity of the liquid having been removed from the water1 the intermediate space will contain the ball2 thus by the application of the second hemisphere what was proposed is accomplished4 ,pneumatics1 ,,xlvi1 ,woodcroft's translation4 ,it will be noted that these earliest literary references are concerned with pictorial1 #c-;dimensional models of the universe1 moved perhaps by hand1 perhaps by waterpower2 there is no evidence that they contained complicated trains of gears1 and in the absence of this we may incline to the view that in at least the earliest such models1 gearing was not used4 ,the next developments were concerned on the one hand with increasing the mathematical sophistication of the model1 on the other hand with its mechanical complexity4 ,in both cases we are most fortunate in having archaeological evidence which far exceeds any literary sources4 ,the mathematical process of mapping a sphere onto a plane surface by stereographic projection was introduced by ,hipparchus and had much influence on astronomical techniques and instruments thereafter4 ,in particular1 by the time of ,ptolemy 7ca4 ,a4,d4 #abj7 it had led to the successive inventions of the anaphoric clock and of the planispheric astrolabe4#ab ,both these devices consist of a pair of stereographic projections1 one of the celestial sphere with its stars and ecliptic and tropics1 the other of the lines of altitude and azimuth as set for an observer in a place at some particular latitude4 ,in the astrolabe1 an openwork metal rete containing markings for the stars1 etc41 may be rotated by hand over a disc on which the lines of altitude and azimuth are inscribed4 ,in the anaphoric clock a disc engraved with the stars is rotated automatically behind a fixed grille of wires marking lines of altitude and azimuth4 ,power for rotating the disc is provided by a float rising in a clepsydra jar and connected1 by a rope or chain passing over a pulley to a counterweight or by a rack and pinion1 to an axle which supported the rotating disc and communicated this motion to it4#ac ,illustration3 ,figure #e4 ,,plate ,,of ,,salzburg ,,anaphoric ,,clock1 a reconstruction 7see footnote #ad7 based on a photograph of the remaining fragment4 7,courtesy of ,oxford ,university ,press47 ,parts of two such discs from anaphoric clocks have been found1 one at ,salzburg#ad and one at ,grand in the ,vosges1#ae both of them dating from the #bnd century ,a4,d4 ,fortunately there is sufficient evidence to reconstruct the ,salzburg disc and show that it must have been originally about #agj cm4 in diameter1 a heavy sheet of bronze to be turned by the small power provided by a float1 and a large and impressive device when working 7see fig4 #e74 ,literary accounts of the anaphoric clock have been analyzed by ,drachmann2 there is no evidence of the representation of planets moved either by hand or by automatic gearing1 only in the important case of the sun was such a feature included of necessity4 ,a model sun on a pin could be plugged in to any one of #cfj holes drilled in at equal intervals along the band of the ecliptic4 ,this pin could be moved each day so that the anaphoric clock kept step with the seasonal variation of the times of sunrise and sunset and the lengths of day and night4 ,the anaphoric clock is not only the origin of the astrolabe and of all later planetary models1 it is also the first clock dial1 setting a standard for clockwise rotation1 and leaving its mark in the rotating dial and stationary pointer found on the earliest time-keeping clocks before the change was made to a fixed dial and moving hand4 ,we come finally to a piece of archaeological evidence that surpasses all else4 ,though badly preserved and little studied it might well be the most important classical object ever found2 entailing a complete re-estimation of the technical prowess of the ,hellenistic ,greeks4 ,in #aija a sunken treasure ship was discovered lying off the island of ,antikythera1 between ,greece and ,crete4#af ,many beautiful classical works of statuary were recovered from it1 and these are now amongst the greatest treasures of the ,national ,museum at ,athens1 ,greece4 ,besides these obviously desirable art relics1 there came to the surface some curious pieces of metal1 accompanied by traces of what may have been a wooden casing4 ,two thousand years under the sea had reduced the metal to a mess of corroded fragments of plates1 powdered verdigris1 and still recognizable pieces of gear wheels4 ,if it were not for the established dates for other treasure from this ship1 especially the minor objects found1 and for traces of inscriptions on this metal device written in letters agreeing epigraphically with the other objects1 one would have little doubt in supposing that such a complicated piece of machinery dated from the #ahth century1 at the earliest4 ,as it is1 estimates agree on ca4 #fe ,b4,c4 #aj years1 and we can be sure that the machine is of ,hellenistic origin1 possibly from ,rhodes or ,cos4 ,illustration3 ,figure #f4--;,,antikythera ,,machine1 ,,largest ,,fragment4 7,photo courtesy of ,national ,museum1 ,athens47 ,the inscriptions1 only partly legible1 lead one to believe that we are dealing with an astronomical calculating mechanism of some sort4 ,this is born out by the mechanical construction evident on the fragments4 ,the largest one 7fig4 #f7 contains a multiplicity of gearing involving an annular gear working epicyclic gearing on a turntable1 a crown wheel1 and at least four separate trains of smaller gears1 as well as a #d-spoked driving wheel4 ,one of the smaller fragments 7fig4 #g1 bottom7 contains a series of movable rings which may have served to carry movable scales on one of the three dials4 ,the third fragment 7fig4 #g1 top7 has a pair of rings carefully engraved and graduated in degrees of the zodiac 7this is1 incidentally1 the oldest engraved scale known1 and micrometric measurements on photographs have indicated a maximum inaccuracy of about #a_/b in the #de present74 ,illustration3 ,figure #g4--;,,antikythera ,,machine1 ,,two ,,smaller ,,fragments4 7,photo courtesy of ,national ,museum1 ,athens47 ,unfortunately1 the very difficult task of cleaning the fragments is slow1 and no publication has yet given sufficient detail for an adequate explanation of this object4 ,one can only say that although the problems of restoration and mechanical analysis are peculiarly great1 this must stand as the most important scientific artifact preserved from antiquity4 ,some technical details can be gleaned however4 ,the shape of the gear teeth appears to be almost exactly equilateral triangles in all cases 7fig4 #h71 and square shanks may be seen at the centers of some of the wheels4 ,no wheel is quite complete enough for a count of gear teeth1 but a provisional reconstruction by ,theophanidis 7fig4 #i7 has shown that the appearances are consistent with the theory that the purpose of the gears was to provide the correct angular ratios to move the sun and planets at their appropriate relative speeds4 ,illustration3 ,figure #h4--;,,antikythera ,,machine1 ,,detail ,,from ,,figure #f1 showing gearing4 7,photo courtesy of ,national ,museum1 ,athens47 ,thus1 if the evidence of the ,antikythera machine is to be taken at its face value1 we have1 already in classical times1 the use of astronomical devices as complicated as any clock4 ,in any case1 the material supplied by the works ascribed to ,archimedes1 ,hero1 and ,vitruvius1 and the more certain evidence of the anaphoric clocks is sufficient to show that there was a strong classical tradition of such machines1 a tradition that inspired1 even if it did not directly influence1 later developments in ,islam and ,europe on the one side1 and1 just possibly1 ,china on the other4 ,note added in proof3 ,since the above lines were written1 ,i have been privileged to make a full examination of the fragments in the ,national ,museum in ,athens4 ,as a result we can read much more inscription and make out many more details of the mechanism4 ,the cleaning and disentangling of the fragments by the museum staff has proceeded to the stage where one can assert much more positively that the device was an astronomical computer for sidereal1 solar1 lunar1 and possibly also planetary phenomena4 7,see my article in the ,scientific ,american1 ,june #aiei1 vol4 #bjj1 ,no4 #f1 pp4 #fj-fg47 ,relevant to the present study1 it must also be noted at this point that the machine is now shown to be strongly related to the geared astrolabe of al-,biruni and thereby the ,hellenistic1 ,islamic1 and ,european developments are drawn together even more tightly4 ,let us now turn our attention to those civilizations which were intermediaries1 geographically and culturally1 between ,greece and medieval ,europe1 and between both of these and ,china4 ,from ,india there are only two references1 very closely related and appearing in the best known astronomical texts in connection with descriptions of the armillary sphere and celestial globe4 ,these texts are both quite garbled1 but so far as one may understand them1 it seems that the types of spheres and globes mentioned are more akin to those current in ,china than in the ,west4 ,the relevant portions of text are as follows 7italics supplied73 ,the circle of the horizon is midway of the sphere4 ,as covered with a casing and as left uncovered1 it is the sphere surrounded by ,lokloka the mountain range which formed the boundary of the universe in puranic geography4 ,by the application of water is made ascertainment of the revolution of time4 ,one may construct a sphere-instrument combined with quicksilver3 this is a mystery2 if plainly described1 it would be generally intelligible in the world4 ,therefore let the supreme sphere be constructed according to the instruction of the preceptor guru4 ,in each successive age this construction1 having become lost1 is1 by the ,sun's favour1 again revealed to some one or other1 at his pleasure4 ,so also1 one should construct instruments in order to ascertain time4 ,when quite alone1 one should apply quicksilver to the wonder-causing instrument4 ,by the gnomon1 staff1 arc1 wheel1 instruments for taking the shadow of various kinds4444 ,by water-instruments1 the vessel1 by the peacock1 man1 monkey1 and by stringed sand-receptacles one may determine time accurately4 ,quicksilver-holes1 water1 and cords1 and oil and water1 mercury and sand are used in these3 these applications1 too1 are difficult4 ,srya ,siddhnta1 xiii1 #ae-bb1 ,e4 ,burgess' translation1 ,new ,haven1 #ahfj4 ,illustration3 ,figure #i4--;,,antikythera ,,machine1 ,,partial ,,reconstruction ,,by ,,theophanidis 7see footnote #af74 ,a self-revolving instrument or swayanvaha yantra3 ,make a wheel of light wood and in its circumference put hollow spokes all having bores of the same diameter1 and let them be placed at equal distances from each other2 and let them also be placed at an angle verging somewhat from the perpendicular3 then half fill these hollow spokes with mercury2 the wheel thus filled will1 when placed on an axis supported by two posts1 revolve of itself4 ,or scoop out a canal in the tire of the wheel and then plastering leaves of the ,tla tree over this canal with wax1 fill one half of this canal with water and the other half with mercury1 till the water begins to come out1 and then cork up the orifice left open for filling the wheel4 ,the wheel will then revolve of itself1 drawn around by the water4 ,description of a syphon3 ,make up a tube of copper or other metal1 and bend it in the form of an ,ankus'a or elephant hook1 fill it with water and stop up both ends4 ,and then putting one end into a reservoir of water let the other end remain suspended outside4 ,now uncork both ends4 ,the water of the reservoir will be wholly sucked up and fall outside4 ,now attach to the rim of the before described self-revolving wheel a number of water-pots1 and place the wheel and these pots like the water wheel so that the water from the lower end of the tube flowing into them on one side shall set the wheel in motion1 impelled by the additional weight of the pots thus filled4 ,the water discharge from the pots as they reach the bottom of the revolving wheel1 should be drawn off into the reservoir before alluded to by means of a water-course or pipe4 ,the self-revolving machine mentioned by ,lalla1 etc4 which has a tube with its lower end open is a vulgar machine on account of its being dependant1 because that which manifests an ingenious and not a rustic contrivance is said to be a machine4 ,and moreover many self-revolving machines are to be met with1 but their motion is procured by a trick4 ,they are not connected with the subject under discussion4 ,i have been induced to mention the construction of these1 merely because they have been mentioned by former astronomers4 ,siddhnta ,siromai1 xi1 #ej-eg1 ,l4 ,wilkinson's translation1 revised by ,bpu deva ,s7h7stri1 ,calcutta1 #ahfa4 ,before proceeding to an investigation of the content of these texts it is of considerable importance to establish dates for them1 though there are many difficulties in establishing any chronology for ,hindu astronomy4 ,the ,srya ,siddhnta is known to date1 in its original form1 from the early ,middle ,ages1 ca4 #ejj4 ,the section in question is however quite evidently an interpolation from a later recension1 most probably that which established the complete text as it now stands2 it has been variously dated as ca4 #ajjj to ca4 #aaej ,a4,d4 ,the date of the ,siddhnta ,siromai is more certain for we know it was written in about #aaej by ,bhskara 7born #aaad74 ,thus both these passages must have been written within a century of the great clock-tower made by ,su ,sung4 ,the technical details will lead us to suppose there is more than a temporal connection4 ,we have already noted that the armillary spheres and celestial globes described just before these extracts are more similar in design to ,chinese than to ,ptolemaic practice4 ,the mention of mercury and of sand as alternatives to water for the clock's fluid is another feature very prevalent in ,chinese but absent in the ,greek texts4 ,both texts seem conscious of the complexity of these devices and there is a hint 7it is lost and revealed7 that the story has been transmitted1 only half understood1 from another age or culture4 ,it should also be noted that the mentions of cords and strings rather than gears1 and the use of spheres rather than planispheres would suggest we are dealing with devices similar to the earliest ,greek models rather than the later devices1 or with the ,chinese practice4 ,a quite new and important note is injected by the passage from the ,bhskara text4 ,obviously intrusive in this astronomical text we have the description of two perpetual motion wheels together with a third1 castigated by the author1 which helps its perpetuity by letting water flow from a reservoir by means of a syphon and drop into pots around the circumference of the wheel4 ,these seem to be the basis also1 in the extract from the ,srya ,siddhnta1 of the wonder-causing instrument to which mercury must be applied4 ,in the next sections we shall show that this idea of a perpetual motion device occurs again in conjunction with astronomical models in ,islam and shortly afterwards in medieval ,europe4 ,at each occurrence1 as here1 there are echoes of other cultures4 ,in addition to those already mentioned we find the otherwise mysterious peacock1 man and monkey1 cited as parts of the jackwork of astronomical clocks of ,islam1 associated with the weight drive so essential to the later horology in ,europe4 ,we have already seen that in classical times there were already two different types of protoclocks2 one1 which may be termed nonmathematical1 designed only to give a visual aid in the conception of the cosmos1 the other1 which may be termed mathematical in which stereographic projection or gearing was employed to make the device a quantitative rather than qualitative representation4 ,these two lines occur again in the ,islamic culture area4 ,nonmathematical protoclocks which are scarcely removed from the classical forms appear continuously through the ,byzantine era and in ,islam as soon as it recovered from the first shocks of its formation4 ,procopius 7died ca4 #ece7 describes a monumental water clock which was erected in ,gaza ca4 #ejj4ag ,it contained impressive jackwork1 such as a ,medusa head which rolled its eyes every hour on the hour1 exhibiting the time through lighted apertures and showing mythological interpretations of the cosmos4 ,all these effects were produced by ,heronic techniques1 using hydraulic power and puppets moved by strings1 rather than with gearing4 ,again in #hjg a similarly marvelous exhibition clock made of bronze was sent by ,harun-al-,rashid to the ,emperor ,charlemagne2 it seems to have been of the same type1 with automata and hydraulic works4 ,for the succeeding few centuries1 ,islam was in its ,golden ,age of development of technical astronomy 7ca4 #iej-aaej7 and attention may have been concentrated on the more mathematical protoclocks4 ,towards the end of the #abth century1 however1 there was a revival of the old tradition1 mainly at the court of the ,emperor ,saladin 7#aadf-aagc7 when a great automaton water clock1 more magnificent than any hitherto1 was erected in ,damascus4 ,it was rebuilt1 after #aafh1 by ,muammad b4 ',al b4 ,rustum1 and repaired and improved by his son1 ,fakhr ad-dn ,riwn b4 ,muammad1#ah who is most important as the author of a book which describes in considerable technical detail the construction of this and other protoclocks4 ,closely associated with his book one also finds texts dealing with perpetual-motion devices1 which we shall consider later4 ,during the century following this horological exuberance in ,damascus1 the center of gravity of ,islamic astronomy shifted from the ,east to the ,hispano-,moorish ,west4 ,at the same time there comes more evidence that the line of mathematical protoclocks had not been left unattended4 ,this is suggested by a description given by ,trithemius of another royal gift from ,east to ,west which seems to have been different from the automata and hydraulic devices of the tradition from ,procopius to ,riwn3#ai ,in the same year #abcb the ,saladin of ,egypt sent by his ambassadors as a gift to the emperor ,frederic a valuable machine of wonderful construction worth more than five thousand ducats4 ,for it appeared to resemble internally a celestial globe in which figures of the sun1 moon1 and other planets formed with the greatest skill moved1 being impelled by weights and wheels1 so that performing their course in certain and fixed intervals they pointed out the hour night and day with infallible certainty2 also the twelve signs of the zodiac with certain appropriate characters1 moved with the firmament1 contained within themselves the course of the planets4 ,illustration3 ,figure #aj4--;,,calendrical ,,gearing ,,designed ,,by ,,al-,,biruni1 ca4 ,a4,d4 #ajjj4 ,the gear train count is #dj-ajg-eiai-eibd-dh4 ,the gear of #dh therefore makes #ai 7annual7 rotations while that of #ai-ei shows #aah double lunations of #bicjei days4 ,the gear of #dj shows a 7lunar7 rotation in exactly #bh days1 and the center pinions #gaj rotate in exactly one week4 ,after ,wiedemann 7see footnote #bj74 ,the phrase resembled internally is of especial interest in this passage2 it may perhaps arise as a mistranslation of the technical term for stereographic projection of the sphere1 and if so the device might have been an anaphoric clock or some other astrolabic device4 ,this is made more probable by the existence of a specifically ,islamic concentration on the astrolabe1 and on its planetary companion instrument1 the equatorium1 as devices for mechanizing computation by use of geometrical analogues4 ,the ordinary planispheric astrolabe1 of course1 was known in ,islam from its first days until almost the present time4 ,from the time of al-,biruni 7ca4 #ajjj7--significantly1 perhaps1 he is well known for his travel account of ,india--there is remarkable innovation4 ,most cogent to our purpose is a text1 described for the first time by ,wiedemann1#bj in which al-,biruni explains how a special train of gearing may be used to show the revolutions of the sun and moon at their relative rates and to demonstrate the changing phase of the moon1 features of fundamental importance in the ,islamic 7lunar7 calendrical system4 ,this device necessarily uses gear wheels with an odd number of teeth 7e4g41 #g1 #ai1 #ei7 as dictated by the astronomical constants involved 7see fig4 #aj74 ,the teeth are shaped like equilateral triangles and square shanks are used1 exactly as with the ,antikythera machine4 ,horse-headed wedges are used for fixing2 a tradition borrowed from the horse-shaped ,fars used to fasten the traditional astrolabe4 ,of special interest for us is the lunar phase diagram1 which is just the same in form and structure as the lunar volvelle that occurs later in horology and is still so commonly found today1 especially as a decoration for the dial of grandfather clocks4 ,illustration3 ,figure #aa4--;,,geared ,,astrolabe ,,by ,,mu,,ammad ,b4 ,,ab ,,bakr ,,of ,,isfahan1 ,a4,d4 #abba-abbb4 7,photo courtesy of ,science ,museum1 ,london47 ,biruni's calendrical machine is the earliest complicated geared device on record and it is therefore all the more significant that it carries a feature found in later clocks4 ,from the manuscript description alone one could not tell whether it was designed for automatic action or merely to be turned by hand4 ,fortunately this point is made clear by the most happy survival of an intact specimen of this very device1 without doubt the oldest geared machine in existence in a complete state4 ,illustration3 ,figure #ab4--;,,gearing ,,from ,,astrolabe ,,shown ,,in ,,figure #aa4 ,the gear train count is as follows3 #dh-ach-fdfd-fdaj-fj4 ,the pinion of #h has been incorrectly replaced by a more modern pinion of #aj4 ,the gear of #dh should make #ac 7lunar7 rotations while the double gear of #fdfd makes #f revolutions of double months 7of #bi-cj days7 and the gear of #fj makes a single turn in the hegiral year of #ced days4 7,photo courtesy of ,science ,museum1 ,london47 ,this landmark in the history of science and technology is now preserved at the ,museum of the ,history of ,science1 ,oxford1 ,england4#ba ,it is an astrolabe1 dated #abba-bb and signed by the maker1 ,muammad b4 ,ab ,bakr 7died #abca-cb7 of ,isfahan1 ,persia 7see figs4 #aa and #ab74 ,the very close resemblance to the design of ,biruni is quite apparent1 though the gearing has been simplified very cleverly so that only one wheel has an odd number of teeth 7#ac71 the rest being much easier to mark out geometrically 7e4g41 #aj1 #dh1 #fj1 and #fd teeth74 ,the lunar phase volvelle can be seen through the circular opening at the back of the astrolabe4 ,it is quite certain that no automatic action is intended2 when the central pivot is turned1 by hand1 probably by using the astrolabe rete as a handle1 the calendrical circles and the lunar phase are moved accordingly4 ,using one turn for a day would be too slow for useful re-setting of the instrument1 in practice a turn corresponds more nearly to an interval of one week4 ,illustration3 ,figure #ac4--;,,astrolabe ,,clock1 ,,regulated ,,by ,a ,,mercury ,,drum1 from the ,alfonsine ,libros del saber 7see footnote #bb74 ,in addition to this geared development of the astrolabe1 the same period in ,islam brought forth a new device1 the equatorium1 a mechanical model designed to simulate the geometrical constructions used for finding the positions of the planets in ,ptolemaic astronomy4 ,the method may have originated already in classical times1 a simple device being described by ,proclus ,diadochus 7ca4 #dej71 but the first general1 though crude1 planetary equatorium seems to have been described by ,abulcacim ,abnacahm 7ca4 #ajbe7 in ,granada2 it has been handed down to us in the archaic ,castilian of the ,alfonsine ,libros del saber4#bb ,the sections of this book1 dealing with the ,laminas de las ,,vii ,planetas1 describe not only this instrument but also the improved modification introduced by ,azarchiel 7born ca4 #ajbi1 died ca4 #ajhg74 ,no ,islamic examples of the equatorium have survived1 but from this period onward1 there appears to have been a long and active tradition of them1 and ultimately they were transmitted to the ,west1 along with the rest of the ,alfonsine corpus4 ,more important for our argument is that they were the basis for the mechanized astronomical models of ,richard of ,wallingford 7ca4 #acbj7 and probably others1 and for the already mentioned great astronomical clock of de ,dondi4 ,in fact1 the complicated gearwork and dials of de ,dondi's clock constitute a series of equatoria1 mechanized in just the same way as the calendrical device described by ,biruni4 ,it is evident that we are coming nearer now to the beginning of the true mechanical clock1 and our last step1 also from the ,alfonsine corpus of western ,islam1 provides us with an important link between the anaphoric clock1 the weight drive1 and a most curious perpetual-motion device1 the mercury wheel1 used as an escapement or regulator4 ,the ,alfonsine book on clocks contains descriptions of five devices in all1 four of them being due to ,isaac b4 ,sid 7two sundials1 an automaton water-clock and the present mercury clock7 and one to ,samuel ha-,levi ,adulafia 7a candle clock7--they were probably composed just before ca4 #abgf-gg4 ,illustration3 ,figure #ad4--;,,islamic ,,perpetual ,,motion ,,wheel1 after manuscript cited by ,schmeller 7see footnote #bf74 ,the mercury clock of ,isaac b4 ,sid consists of an astrolabe dial1 rotated as in the anaphoric clock1 and fitted with #cj leaf-shaped gear teeth 7see fig4 #ac74 ,these are driven by a pinion of #f leaves mounted on a horizontal axle 7shown very diagrammatically in the illustration7 and at the other end of this axle is a wheel on which is mounted the special mercury drum which is powered by a normal weight drive4 ,it is the mercury drum which forms the most novel feature of this device2 the fluid1 constrained in #ab chambers so as to just fill #f of them1 must slowly filter through small holes in the constraining walls4 ,in practice1 of course1 the top mercury surfaces will not be level1 but higher on the right so as to balance dynamically the moment of the applied weight on its driven rope4 ,this curious arrangement shows point of resemblance to the ,indian mercury-holes1 to the perpetual-motion devices found in the medieval ,european tradition and also in the texts associated with ,riwn1 which we shall next examine4 ,illustration3 ,figure #ae4--;,,another ,,perpetual ,,motion ,,wheel1 after the text cited in figure #ad4 ,it is of the greatest interest to our theme that the ,islamic contributions to horology and perpetual motion seem to form a closely knit corpus4 ,a most important series of horological texts1 including those of ,riwn and al-,jazar1 have been edited by ,wiedemann and ,hauser4#bc ,other ,islamic texts give versions of the water clocks and automata of ,archimedes and of ,hero and ,philo of ,alexandria4#bd ,in at least three cases#be these texts are found also associated with texts describing perpetual-motion wheels and other hydraulic devices4 ,three manuscripts of this type have been published in ,german translation by ,schmeller4#bf ,the devices include a many chambered wheel 7see fig4 #ad7 similar to the ,alfonsine mercury escapement1 a wheel of slanting tubes constructed like the noria 7see fig4 #ae71 wheels of weights swinging on arms as described by ,villard of ,honnecourt1 and a remarkable device which seems to be the earliest known example of a weight drive4 ,this latter machine is a pump1 in which a chain of buckets is used to raise water by passing over a pulley which is geared to a drum powered by a falling weight 7see fig4 #af72 perhaps for balance1 the whole arrangement is made in duplicate with common axles for the corresponding parts4 ,illustration3 ,figure #af4--;,,islamic ,,pump ,,powered ,,by ,a ,,weight ,,drive1 after the text cited in figure #ad4 ,the ,islamic tradition of water clocks did not involve the use of gears1 though very occasionally a pair is used to turn power through an angle when this is dictated by the use of a water wheel in the automata4 ,in the main1 everything is worked by floats and strings or by hydraulic or pneumatic forces1 as in ,heros devices4 ,the automata are very elaborate1 with figures of men1 monkeys1 peacocks1 etc41 symbolizing the passage of hours4 ,,medieval ,,europe ,echoes from nearly all the developments already noted from other parts of the world are found to occur in medieval ,europe1 often coming through channels of communication more precisely determinable than those hitherto mentioned4 ,before the influx of ,islamic learning at the time of transmission of the ,toledo ,tables 7#abth century7 and the ,alfonsine ,tables 7which reached ,paris ca4 #abib71 there are occasional references to the most primitive mechanized visual aids in astronomy4 ,the most famous of these occurs in an historical account by ,richer of ,rheims about his teacher ,gerbert 7born #idf1 later ,pope ,sylvester ,,ii1 #iij-ajjc74 ,several instruments made by ,gerbert are described in detail2 he includes a fine celestial globe made of wood covered with horsehide and having the stars and lines painted in color1 and an armillary sphere having sighting tubes similar to those always found on ,chinese instruments but never on the ,ptolemaic variety4 ,lastly1 he cites the construction of a sphere1 most suitable for recognizing the planets1 but unfortunately it is not clear from the description whether or not the model planets were actually to be animated mechanically4 ,the text runs3#bg ,within this oblique circle 7the zodiac on the ecliptic of the globe7 he hung the circles of the wandering stars 7the planets7 with marvellous ingenuity1 whose orbits1 heights and even the distance from each other he demonstrated to his pupils most effectually4 ,just how he accomplished this it is unsuitable to enter into here because of its extent lest we should appear to be wandering from our main theme4 ,thus1 although there is a hint of mechanical complexity1 there is really no justification for such an assumption2 the description might well imply only a zodiac band on which the orbits of the planets were painted4 ,on the other hand it is not inconceivable that ,gerbert could have learned something of ,islamic and other extra-,european traditions during his period of study with the ,bishop of ,barcelona--a traveling scholarship that seems to have had many repercussions on the whole field of ,european scholarship4 ,once the floodgates of ,arabic learning were opened1 a stream of mechanized astronomical models poured into ,europe4 ,astrolabes and equatoria rapidly became very popular1 mainly through the reason for which they had been first devised1 the avoidance of tedious written computation4 ,many medieval astrolabes have survived1 and at least three medieval equatoria are known4 ,chaucer is well known for his treatise on the astrolabe2 a manuscript in ,cambridge1 containing a companion treatise on the equatorium1 has been tentatively suggested by the present author as also being the work of ,chaucer and the only piece written in his own hand4 ,the geared astrolabe of al-,biruni is another type of protoclock to have been transmitted4 ,a specimen in the ,science ,museum1 ,london1#bh though unfortunately now incomplete1 has a very sophistocated arrangement of gears for moving pointers to indicate the correct relative positions and movements of the sun and moon 7see figs4 #ag and #ah74 ,like the earlier ,muslim example it contains wheels with odd numbers of gear teeth 7#ad1 #bg1 #ci72 however1 the teeth are no longer equilateral in shape1 but approximate a more modern slightly rounded form4 ,this example is ,french and appears to date from ca4 #acjj4 ,another ,gothic astrolabe with a similar gear ring on the rete1 said to date from ca4 #adjj 7it could well be much earlier7 is now in the ,billmeier collection 7,london74#bi ,turning from the mechanized astrolabe to the mechanized equatorium1 we find the work of ,richard of ,wallingford 7#abib8-accf7 of the greatest interest as providing an immediate precursor to that of de ,dondi4 ,he was the son of an ingenious blacksmith1 making his way to ,merton ,college1 ,oxford1 then the most active and original school of astronomy in ,europe1 and winning later distinction as ,abbot of ,st4 ,albans4 ,a text by him1 dated #acbf-bg1 described in detail the construction of a great equatorium1 more exact and much more elaborate than any that had gone before4#cj ,nevertheless it is evidently a normal manually operated device like all the others4 ,in addition to this instrument1 ,richard is said to have constructed ca4 #acbj1 a fine planetary clock for his ,abbey4#ca ,bale1 who seems to have seen it1 regarded it as without rival in ,europe1 and the greatest curiosity of his time4 ,unfortunately1 the issue was confused by ,leland1 who identified it as the ,albion 7i4e41 all-by one71 the name ,richard gives to his manual equatorium4 ,this clock was indeed so complex that ,edward ,,iii censured the ,abbot for spending so much money on it1 but ,richard replied that after his death nobody would be able to make such a thing again4 ,he is said to have left a text describing the construction of this clock1 but the absence of such a work has led many modern writers to support ,leland's identification and suppose that the device was not a mechanical clock4 ,illustration3 ,figure #ag4--;,,french ,,geared ,,astrolabe ,,of ,,trefoil ,,gothic ,,design1 ca4 ,a4,d4 #acjj4 ,the gearing on the pointer is1 from the center3 7#cb7_/ad-debg-ci1 the last meshing with a concave annular gear of #ahj teeth around the rim of the rete of the astrolabe4 ,a second pointer1 geared to this so as to follow the ,moon1 seems to be lacking4 7,photo courtesy of ,science ,museum4 ,london47 ,illustration3 ,figure #ah4--;,,gear ,,train ,,of ,,pointer in figure #ag4 7,photo courtesy of ,science ,museum1 ,london47 ,a corrective for this view is to be had from a ,st4 ,albans manuscript 7now at ,gonville and ,caius ,college1 ,cambridge7 that described the methods for setting out toothed wheels for an astronomical horologium designed to show the motions of the planets4 ,although the manuscript copy is to be dated ca4 #acdj1 it clearly indicates that a geared planetary device was known in ,st4 ,albans at an early date1 and it is reasonable to suppose that this was in fact the machine made by ,richard of ,wallingford4 ,unfortunately the text does not appear to give any relevant information about the presence of an escapement or any other regulatory device1 nor does it mention the source of power4#cb ,now a geared version of the ,albion would appear to correspond very closely indeed to the dial-work which forms the greater part of the de ,dondi clock1 and for this reason we suggest now that the two clocks were very closely related in other ways too4 ,this1 circumstantial though it be1 is evidence for thinking that the weight drive and some form of escapement were known to ,richard of ,wallingford1 ca4 #acbj4 ,it would narrow the gap between the clock and the protoclocks to less than half a century1 perhaps a single generation1 in the interval ca4 #abhe-acbj4 ,in this connection it may be of interest that ,richard of ,wallingford knew only the ,toledo tables corpus1 that of the ,alfonsine school did not arrive in ,england until after his death4 ,there are1 of course1 many literary references to the water-clocks in medieval literature4 ,in fact most of these are from quotations which have often been produced erroneously in the history of the mechanical clock1 thereby providing many misleading starts for that history1 as noted previously in the discussion of the horologium4 ,there are however enough mentions to make it certain that water clocks of some sort were in use1 especially for ecclesiastic purposes1 from the end of the #abth century onwards4 ,thus1 ,jocelin of ,brakelond tells of a fire in the ,abbey ,church of ,bury ,st4 ,edmunds in the year #aaih4cc ,the relics would have been destroyed during the night1 but just at the crucial moment the clock bell sounded for matins and the master of the vestry sounded the alarm4 ,on this the young men amongst us ran to get water1 some to the well and others to the clock--probably the sole occasion on which a clock served as a fire hydrant4 ,it seems probable that some of these water clocks could have been simple drip clepsydras1 with perhaps a striking arrangement added4 ,a most fortunate discovery by ,drover has now brought to light a manuscript illumination that shows that these water clocks1 at least by ca1 #abhe1 had become more complex and were rather similar in appearance to the ,alfonsine mercury drum4#cd ,the illustration 7fig4 #ai7 is from a moralized ,bible written in northern ,france1 and accompanies the passage where ,king ,hezekiah is given a sign by the ,lord1 the sun being moved back ten steps of the clock4 ,the picture clearly shows the central water wheel and below it a dog's head spout gushing water into a bucket supported by chains1 with a 7weight87 cord running behind4 ,above the wheel is a carillon of bells1 and to one side a rosette which might be a fly or a model sun4 ,the wheel appears to have #ae compartments1 each with a central hole 7perhaps similar to that in the ,alfonsine clock7 and it is supported on a square axle by a bracket1 the axle being wedged in the traditional fashion4 ,the projections at the edge of the wheel might be gear teeth1 but more likely they are used only for tripping the striking mechanism4 ,if it were not for the running water spout it would be very close to the ,alfonsine model2 but with this evidence it seems impossible to arrive at a clear mechanical interpretation4 ,from the adjacent region there is another account of a striking water clock1 the evidence being inscriptions on slates1 discovered in ,villers ,abbey near ,brussels2#ce these may be closely dated as #abfg or #abfh and provide the remains of a memorandum for the sacrist and his assistants in charge of the clock4 ,always set the clock1 however long you may delay on the letter ,a afterwards you shall pour water from the little pot 7pottulo7 that is there1 into the reservoir 7cacabum7 until it reaches the prescribed level1 and you must do the same when you set the clock after compline so that you may sleep soundly4 ,a quite different sort of evidence is to be had from the writings of ,robertus ,anglicus in #abga where one gets the impression that just at this time there was active interest in the attempt to make a weight-driven anaphoric clock and to regulate its motion by some unstated method so that it would keep time with the diurnal rotation of the heavens3#cf ,nor it is possible for any clock to follow the judgment of astronomy with complete accuracy4 ,yet clockmakers 7artifices horologiorum7 are trying to make a wheel 7circulum7 which will make one complete revolution for every one of the equinoctial circle1 but they cannot quite perfect their work4 ,but if they could1 it would be a really accurate clock 7horologium verax valde7 and worth more than an astrolabe or other astronomical instrument for reckoning the hours1 if one knew how to do this according to the method aforesaid4 ,the method of making such a clock would be this1 that a man make a disc 7circulum7 of uniform weight in every part so far as could possibly be done4 ,then a lead weight should be hung from the axis of that wheel 7axi ipsius rote7 and this weight would move that wheel so that it would complete one revolution from sunrise to sunrise1 minus as much time as about one degree rises according to an approximately correct estimate4 ,for from sunrise to sunrise1 the whole equinoctial rises1 and about one degree more1 through which degree the sun moves against the motion of the firmament in the course of a natural day4 ,moreover1 this could be done more accurately if an astrolabe were constructed with a network on which the entire equinoctial circle was divided up4 ,illustration3 ,figure #ai4--,,manuscript ,,illumination ,,of ,a ,,medieval ,,waterclock1 showing a partitioned wheel1 a weight drive1 and a carillion for striking4 ,from ,drover 7see footnote #cd74 ,the text then continues with technical astronomical details of the slight difference between the rate of rotation of the sun and of the fixed stars 7because of the annual rotation of the sun amongst the stars7 but it gives no indication of any regulatory device4 ,again it should be noted1 this source comes from ,france2 ,robertus1 though of ,english origin1 apparently being then a lecturer either at the ,university of ,paris or at that of ,montpellier4 ,the date of this passage1 #abga1 has been taken as a terminus post quem for the invention of the mechanical clock4 ,in the next section we shall describe the text of ,peter ,peregrinus1 very close to this in place and date1 which describes just such a machine1 conflating it with accounts of an armillary sphere1 perpetual motion1 and the magnetic compass--so bringing all these threads together for the first time in ,europe4 ,illustration3 ,figure #bj4--;,,arrangement ,,for ,,turning ,a ,,figure ,,of ,,an ,,angel4 ,it has been alleged that this drawing by ,villard represents an escapement4 ,after ,lassus 7see footnote #cg74 ,we have reserved to the last one section of evidence which may or may not be misleading1 the famous notebook of ,villard 7,wilars7 of ,honnecourt1 near ,cambrai4 ,the album1 attributed to the period #abdj-abea1 contains many drawings with short annotations1 three of which are of special interest to our investigations4#cg ,these comprise a steeplelike structure labeled cest li masons don orologe 7this is the house of a clock71 a device including a rope1 wheel and axle 7fig4 #bj71 marked par chu fait om un angle tenir son doit ades vers le solel 7by this means an angel is made to keep his finger directed towards the sun71 and a perpetual motion wheel which we shall reserve for later discussion4 ,the clock tower1 according to ,drover1 shows no place for a dial but suggests the use of bells because of its open structure1 suitable for letting out the sound4 ,moreover1 he suggests that the delicacy of the line indicates that it was not really a full-size steeple but rather a small towerlike structure standing only a few feet high within the church4 ,there is1 alas1 nothing to tell us about the clock it was intended to house2 most probably it was a water clock similar to that of the illustrated ,bible of ca4 #abhe4 ,the drawing of the rope1 wheel and axles1 for turning an angel to point towards the sun can have a simple explanation or a more complicated one4 ,if taken at its face value the wheel on its horizontal axis acts as a windlass connected by the counterpoised rope to the vertical shaft which it turns1 thereby moving 7by hand7 the figure of an angel 7not shown7 fixed to the top of this latter shaft4 ,such an explanation was in fact suggested by ,m4 ,quicherat1#ch who first called attention to the ,villard album and pointed out that a leaden angel existed in ,chartres before the fire there in #ahcf4 ,it is a view also supported from another drawing in the album which describes an eagle whose head is made to turn towards the deacon when he reads the ,gospel4 ,slight pressure on the tail of the bird causes a similar rope mechanism to operate4 ,a quite different interpretation has been suggested by ,frmont2#ci he believes that the wheel may have acted as a fly-wheel and the ropes and counterpoises1 turning first one way then the other acted as a sort of mechanical escapement4 ,such an arrangement is however mechanically impossible without some complicated free-wheeling device between the drive and the escapement1 and its only effect would be to oscillate the angel rapidly rather than turn it steadily4 ,i believe that ,frmont1 over-anxious to provide a protoescapement1 has done too much violence to the facts and turned away without good reason from the more simple and reasonable explanation4 ,it is nevertheless still possible to adopt this simple interpretation and yet to have the system as part of a clock4 ,if the left-hand counterpoise1 conveniently raised higher than that on the right1 is considered as a float fitting into a clepsydra jar1 instead of as a simple weight1 one would have a very suitable automatic system for turning the angel4 ,on this explanation1 the purpose of the wheel would be merely to provide the manual adjustment necessary to set the angel from time to time1 compensating for irremediable inaccuracies of the clepsydra4 ,illustration3 ,figure #ba4--,,villard',s ,,perpetual ,,motion ,,wheel1 from ,lassus 7see footnote #cg74 ,having discussed the ,villard drawings which are already cited in horological literature1 we must draw attention to the fact that this medieval architect also gives an illustration of a perpetual motion wheel4 ,in this case 7fig4 #ba7 it is of the type having weights at the end of swinging arms1 a type that occurs very frequently at later dates in ,europe and is also given in the ,islamic texts4 ,we cannot1 in this case1 suggest that drawings of clocks and of perpetual motion devices occur together by more than a coincidence1 for ,villard seems to have been interested in most sorts of mechanical device4 ,but even this type of coincidence becomes somewhat striking when repeated often enough4 ,it seems that each early mention of self-moving wheels occurs in connection with some sort of clock or mechanized astronomical device4 ,having now completed a survey of the traditions of astronomical models1 we have seen that many types of device embodying features later found in mechanical clocks evolved through various cultures and flowed into ,europe1 coming together in a burst of multifarious activity during the second half of the #acth century1 notably in the region of ,france4 ,we must now attempt to fill the residual gap1 and in so doing examine the importance of perpetual motion devices1 mechanical and magnetic1 in the crucial transition from protoclock to mechanical-escapement clock4 ,perpetual ,motion and the ,clock before de ,dondi ,we have already noted1 more or less briefly1 several instances of the use of wheels moving by themselves or the use of a fluid for purposes other than as a motive power4 ,chronologically arranged1 these are the ,indian devices of ca4 #aaej or a little earlier1 as those of ,riwn ca4 #abjj1 that of the ,alfonsine mercury clock1 ca4 #abgb1 and the ,french ,bible illumination of ca4 #abhe4 ,this strongly suggests a steady transmission from ,east to ,west1 and on the basis of it1 we now tentatively propose an additional step1 a transmission from ,china to ,india and perhaps further ,west1 ca4 #aajj1 and possibly reinforced by further transmissions at later dates4 ,one need only assume the existence of vague traveler's tales about the existence of the #aath-century ,chinese clocks with their astronomical models and jackwork and with their great wheel1 apparently moving by itself but using water having no external inlet or outlet4 ,such a stimulus1 acting as it did on a later occasion when ,galileo received word of the invention of the telescope in the ,low ,countries1 might easily lead to the re-invention of just such perpetual-motion wheels as we have already noted4 ,in many ways1 once the idea has been suggested it is natural to associate such a perpetual motion with the incessant diurnal rotation of the heavens4 ,without some such stimulus however it is difficult to explain why this association did not occur earlier1 and why1 once it comes there seems to be such a chronological procession from culture to culture4 ,we now turn to what is undoubtedly the most curious part of this story1 in which automatically moving astronomical models and perpetual motion wheels are linked with the earliest texts on magnetism and the magnetic compass1 another subject with a singularly troubled historical origin4 ,the key text in this is the famous ,epistle on the magnet1 written by ,peter ,peregrinus1 a ,picard1 in an army camp at the ,siege of ,lucera and dated ,august #h1 #abfi4dj ,in spite of the precise dating it is certain that the work was done long before1 for it is quoted unmistakably by ,roger ,bacon in at least three places1 one of which must have been written before ca4 #abej4da ,the ,epistle contains two parts2 in the first there is a general account of magnetism and the properties of the loadstone1 closing with a discussion of the inquiry whence the magnet receives the natural virtue which it has4 ,peter attributed this virtue to a sympathy with the heavens1 proposing to prove his point by the construction of a terrella1 a uniform sphere of loadstone which is to be carefully balanced and mounted in the manner of an armillary sphere1 with its axis directed along the polar axis of the diurnal rotation4 ,he then continues3 ,now if the stone then move according to the motion of the heavens1 rejoice that you have arrived at a secret marvel4 ,but if not1 let it be ascribed rather to your own want of skill than to a defect of ,nature4 ,but in this position1 or mode of placing1 ,i deem the virtues of this stone to be properly conserved1 and ,i believe that in other positions or parts of the sky its virtue is dulled1 rather than preserved4 ,by means of this instrument at all events you will be relieved from every kind of clock 7horologium71 for by it you will be able to know the ,ascendant at whatever hour you will1 and all other dispositions of the heavens which ,astrologers seek after4 ,it should be noted that the device is to be mounted like an astronomical instrument and used like one1 rather than as a time teller1 or as a simple demonstration of magnetism4 ,in the second part of the ,epistle ,peter turns to practical instruments1 describing for the first time1 the construction of a magnetic compass consisting of a loadstone or iron needle pivoted with a casing marked with a scale of degrees4 ,the third chapter of this section1 concluding the ,epistle1 then continues with the description of a perpetual motion wheel1 elaboured with marvellous ingenuity1 in the pursuit of which invention ,i have seen many people wandering about1 and wearied with manifold toil4 ,for they did not observe that they could arrive at the mastery of this by means of the virtue1 or power of this stone4 ,this tells us incidentally1 that the perpetual motion device was a subject of considerable interest at this time4#db ,oddly enough1 ,peter does not now develop his idea of the terrella1 but proceeds to something quite new1 a device 7see fig4 #bb7 in which a bar-magnet loadstone is to be set towards the end of a pivoted radial arm with a circle fitted on the inside with iron gear teeth1 the teeth being there not to mesh with others but to draw the magnet from one to the next1 a little bead providing a counterweight to help the inertia of rotation carry the magnet from one point of attraction to the next4 ,it is by no means the sort of device that one would naturally evolve as a means of making magnetism work perpetually1 and ,i suggest that the toothed wheel is another instance of some vague idea of protoclocks1 perhaps that of ,su ,sung1 being transmitted from the ,east4 ,illustration3 ,figure #bb4--,,magnetic ,,perpetual ,,motion ,,wheel illustrated by ,peter ,peregrinus2 from the edition of ,s4 ,p4 ,thompson 7see footnote #dj74 ,the work of ,peter ,peregrinus is cited by ,roger ,bacon in his ,de secretis as well as in the ,opus majus and ,opus minus4 ,in the first and earliest of these occurs a description1 taken from ,ptolemy1 of the construction of the 7observing7 armillary sphere4 ,he says that this cannot be made to move naturally by any mathematical device1 but a faithful and magnificent experimentor is straining to make one out of such material1 and by such a device1 that it will revolve naturally with the diurnal heavenly rotation4 ,he continues with the statement that this possibility is also suggested by the fact that the motions of comets1 of tides1 and of certain planets also follow that of the ,sun and of the heavens4 ,only in the ,opus minus1 where he repeats reference to this device1 does he finally reveal that it is to be made to work by means of the loadstone4 ,the form of ,bacon's reference to ,peregrinus is strongly reminiscent of the statement by ,robertus ,anglicus1 already mentioned as an indication of preoccupation with diurnally rotating wheels1 at a date 7#abga7 remarkably close to that of the ,epistle 7#abfi7--so much so that it could well be thought that the friend to which ,peter was writing was either ,robert himself or somebody associated with him1 perhaps at the ,university of ,paris--a natural place to which the itinerant ,peter might communicate his findings4 ,the fundamental question here1 of course1 is whether the idea of an automatic astronomical device was transmitted from ,arabic1 ,indian1 or ,chinese sources1 or whether it arose quite independently in this case as a natural concomitant of identifying the poles of the magnet with the poles of the heavens4 ,we shall now attempt to show that the history of the magnetic compass might provide a quite independent argument in favour of the hypothesis that there was a 'stimulus' transmission4 ,the ,magnetic ,compass as a ,fellow-traveler from ,china ,the elusive history of the magnetic compass has many points in common with that of the mechanical clock4 ,just as we have astronomical models from the earliest times1 so we find knowledge of the loadstone and some of its properties4 ,then1 parallel to the development of protoclocks in ,china throughout the middle ages1 we have the evidence analyzed by ,needham1 showing the use of the magnet as a divinatory device and of the 7nonmagnetic7 south-pointing chariot1 which has been confusedly allied to the story4 ,curiously1 and perhaps significantly the ,chinese history comes to a head at just the same time for compasses and clocks1 and a prime authority for the ,chinese compass is ,shen ,kua 7#ajcj-ajic7 who also appears in connection with the clock of ,su ,sung1 and who wrote about the mechanized armillary spheres and other models ca4 #ajhf4 ,another similarity occurs in connection with the history of the compass in medieval ,europe4 ,the treatise of ,peter ,peregrinus1 already discussed1 provides the first complete account of the magnetic compass with a pivoted needle and a circular scale1 and this1 as we have seen1 may be connected with protoclocks and perpetual-motion devices4 ,there are several earlier references1 however1 to the use of the directive properties of loadstone1 mainly for use in navigation1 but these earliest texts have a long history of erroneous interpretation which is only recently being cleared away4 ,we know now that the famous passages in the ,de naturis rerum and ,de utensilibus of ,alexander ,neckham#dc 7ca4 #aahg7 and a text by ,hugues de ,berze#dd 7after ca4 #abjd7 refer to nothing more than a floating magnet without pivot or scale1 but using a pointer at right angles to the magnet1 so that it pointed to the east1 rather than the north or south4 ,a similar method is described 7ca4 #abjj7 in a poem by ,guyot de ,provins1 and in a history of ,jerusalem by ,jacques de ,vitry 7#abae74de ,it is of the greatest interest that1 once more1 all the evidence seems to be concentrated in ,france 7,neckham was teaching in ,paris7 though at an earlier period than that for the protoclocks4 ,the date might suggest the time of the first great wave of transmissal of learning from ,islam1 but it is clear that in this instance1 peculiar for that reason1 that ,islam learned of the magnetic compass only after it was already known in the ,west4 ,in the earliest ,persian record1 some anecdotes compiled by al-',awfi ca4 #abcj1df the instrument used by the captain during a storm at sea has the form of a piece of hollow iron1 shaped like a fish and made to float on the water after magnetization by rubbing with a loadstone2 the fishlike form is very significant1 for this is distinctly ,chinese practice4 ,in a second ,muslim reference1 that of ,bailak al-,qabjaq 7ca4 #abhb71 the ordinary wet-compass is termed al-konbas1 another indication that it was foreign to that language and culture4#dg ,chronological ,chart ---------------------------------------- -------------------------------- ,,china #dth ,c41 ,b4,c4 ,power gearing ,,classical ,,europe #crd ,c41 ,b4,c4 ,archimedes planetarium #bnd ,c41 ,b4,c4 ,hipparchus ,stereographic ,projection #ast ,c41 ,b4,c4 ,vitruvius hodometer and water clocks #fe1 ,b4,c4 7ca47 ,antikythera machine #ast ,c41 ,a4,d4 ,hero hodometer and water clocks #bnd ,c41 ,a4,d4 ,salzburg and ,vosges anaphoric clocks ,,china #bnd ,c41 ,a4,d4 ,chang ,hng animated globe hodometer ,continuing tradition of animated astronomical models #gbe ,invention of ,chinese escapement by ,i-,hsing and ,liang ,ling-tsan ,,islam #hjg ,harun-al-,rashid #hej 7ca47 ,earliest extant astrolabes #ajjj ,geared astrolabe of al-,biruni ,,europe #ajjj ,gerbert astronomical model ,,islam #ajbe ,equatorium text ,,china #ajgd ,shen ,kua1 clocks and magnetic compass #ajhj ,su ,sung clock built #aaja ,su ,sung clock destroyed ,,india #aajj 7ca47 ,srya ,siddhnta animated astronomical models and perpetual motion #aaej 7ca47 ,siddhnta ,siromai animated models and perpetual motion ,,islam #aaej ,saladin clock ,,europe #aahg ,neckham on compass #aaih ,jocelin on water clock ,,islam #abjj 7ca47 ,riwn water-clocks1 perpetual motion and weight drive #abjf al-,jazar clocks1 etc4 #abba ,geared astrolabe #abcb ,charlemagne clock #abdc al-,konbas 7compass7 ,,europe #abde ,villard clocktower1 escapement1 perpetual motion #abfg ,villers ,abbey clock #abfi ,peregrinus1 compass and perpetual motion #abga ,robertus ,anglicus1 animated models and perpetual motion clock ,,islam #abgb ,alfonsine corpus clock with mercury drum1 equatoria ,,europe #abhe ,drover's water clock with wheel and weight drive #acjj 7ca47 ,french geared astrolabe #acbj ,richard of ,wallingford astronomical clock and equatorium #acfd de ,dondi's astronomical clock with mechanical escapement later #adth ,c4 ,tradition of escapement clocks continues and degenerates into simple time-keepers ---------------------------------------- -------------------------------- ,there is therefore reasonable grounds for supporting the medieval ,european tradition that the magnetic compass had first come from ,china1 though one cannot well admit that the first news of it was brought1 as the legend states1 by ,marco ,polo1 when he returned home in #abfj4 ,there might well have been another wave of interest1 giving the impetus to ,peter ,peregrinus at this time1 but an earlier transmission1 perhaps along the silk road or by travelers in crusades1 must be postulated to account for the evidence in ,europe1 ca4 #abjj4 ,the earlier influx does not play any great part in our main story2 it arrived in ,europe before the transmission of astronomy from ,islam had got under way sufficiently to make protoclocks a subject of interest4 ,for a second transmission1 we have already seen how the relevant texts seem to cluster1 in ,france ca4 #abgj1 around a complex in which the protoclocks seem combined with the ideas of perpetual motion wheels and with new information about the magnetic compass4 ,the point of this paper is that such a complex exists1 cutting across the histories of the clock1 the various types of astronomical machines1 and the magnetic compass1 and including the origin of self-moving wheels4 ,it seems to trace a path extending from ,china1 through ,india and through ,eastern and ,western ,islam1 ending in ,europe in the ,middle ,ages4 ,this path is not a simple one1 for the various elements make their appearances in different combinations from place to place1 sometimes one may be dominant1 sometimes another may be absent4 ,only by treating it as a whole has it been possible to produce the threads of continuity which will1 ,i hope1 make further research possible1 circumventing the blind alleys found in the past and leading eventually to a complete understanding of the first complicated scientific machines4 ,,footnotes3 #a ,this traditional view is expressed by almost every history of horology4 ,an ultimate source for many of these has been the following two classic treatments3 ,j4 ,beckmann1 ,a history of inventions and discoveries1 #dth ed41 ,london1 #ahdf1 vol4 #a1 pp4 #cdj ff4 ,a4 ,p4 ,usher1 ,a history of mechanical inventions1 #bnd ed41 ,harvard ,university ,press4 #aied1 pp4 #aia ff41 #cjd ff4 #b ,there is a considerable literature dealing with the later evolution of perpetual motion devices4 ,the most comprehensive treatment is ,h4 ,dircks1 ,perpetuum mobile1 ,london1 #ahfa2 #bnd ser41 ,london1 #ahgj4 ,so far as ,i know there has not previously been much discussion of the history of such devices before the renaissance4 #c ,for the early history of gearing in the ,west see ,c4 ,matschoss1 ,geschichte des ,zahnrades1 ,berlin1 #aidj4 ,also ,f4 ,m4 ,feldhaus1 ,die geschichtliche ,entwicklung des ,zahnrades in ,theorie und ,praxis1 ,berlin1 #aiaa4 #d ,a general account of these important archaeological objects will be published by ,j4 ,needham1 ,science and civilisation in ,china1 ,cambridge1 #aiei7871 vol4 #d4 ,the original publications 7in ,chinese7 are as follows3 ,wang ,chen-to1 ,investigations and reproduction in model form of the south-pointing carriage and hodometer1 ,national ,peiping ,academy ,historical ,journal1 #aicg1 vol4 #c1 p4 #a4 ,liu ,hsien-chou1 ,chinese inventions in horological engineering1 ,ch'ing-,hua ,university ,engineering ,journal1 #aief1 vol4 #d1 p4 #a4 #e ,for illustrations of intermeshing worms in ,indian cotton mills1 see ,matschoss1 op4 cit4 7footnote #c71 figs4 #e1 #f1 #g1 p4 #g4 #f ,it is interesting to note that the ,chinese hodometer was contemporary with that of ,hero and ,vitruvius and very similar in design4 ,there is no evidence whatsoever upon which to decide whether there may have been a specific transmission of this invention or even a stimulus diffusion4 #g ,a summary of the content of the manuscript sources1 illustrated by the original drawings1 has been published by ,h4 ,alan ,lloyd1 ,giovanni de ,dondi's horological masterpiece1 #acfd1 without date or imprint 78,lausanne1 #aiee71 #bc pp4 ,it should be remarked that de ,dondi declines to describe the workings of his crown and foliot escapement 7though it is well illustrated7 saying that this is of the common variety and if the reader does not understand such simple things he need not hope to comprehend the complexities of this mighty clock4 ,but this may be bravado to quite a large degree4 #h ,see1 for example1 the chronological tables of the #adth century and the later mentions of clocks in ,e4 ,zinner1 ,aus der ,frhzeit der ,rderuhr1 ,munich1 #aied1 p4 #bi ff4 ,unfortunately this very complete treatment tends to confuse the factual and legendary sources prior to the clock of de ,dondi2 it also accepts the very doubtful evidence of the escapement drawn by ,villard of ,honnecourt 7see p4 #ajg74 ,an excellent and fully illustrated account of monumental astronomical clocks throughout the world is given by ,alfred ,ungerer1 ,les horloges astronomiques1 ,strasbourg1 #aica1 #ead pp4 ,available accounts of the development of the planetarium since the middle ages are very brief and especially weak on the early history3 ,helmut ,werner1 ,from the ,aratus globe to the ,zeiss planetarium1 ,stuttgart1 #aieg2 ,c4 ,a4 ,crommelin1 ,planetaria1 a historical survey1 ,antiquarian ,horology1 #aiee1 vol4 #a1 pp4 #gj-ge4 #i ,derek ,j4 ,price1 ,clockwork before the clock1 ,horological ,journal1 #aiee1 vol4 #ig1 p4 #haj1 and #aief1 vol4 #ih1 p4 #ca4 #aj ,for the use of this material ,i am indebted to my co-authors4 ,i must also acknowledge thanks to the ,cambridge ,university ,press1 which in the near future will be publishing our monograph1 ,heavenly ,clockwork4 ,some of the findings of this paper are included in shorter form as background material for that monograph4 ,a brief account of the discovery of this material has been published by ,j4 ,needham1 ,wang ,ling1 and ,derek ,j4 ,price1 ,chinese astronomical clockwork1 ,nature1 #aief1 vol4 #agg1 pp4 #fjj-fjb4 #aa ,for these translations from classical authors ,i am indebted to ,professor ,loren ,mac,kinney and ,miss ,harriet ,lattin1 who had collected them for a history1 now abandoned1 of planetariums4 ,i am grateful for the opportunity of giving them here the mention they deserve4 #ab ,a4 ,g4 ,drachmann1 ,the plane astrolabe and the anaphoric clock1 ,centaurus1 #aied1 vol4 #c1 pp4 #ahc-ahi4 #ac ,a fuller description of the anaphoric clock and cognate water-clocks is given by ,a4 ,g4 ,drachmann1 ,ktesibios1 ,philon and ,heron1 ,acta ,historica ,scientiarum ,naturalium et ,medicinalium1 ,copenhagen1 #aidh1 vol4 #d4 #ad ,first published by ,o4 ,benndorf1 ,e4 ,weiss1 and ,a4 ,rehm1 ,jahreshefte des sterreichischen archologischen ,institut in ,wien1 #aijc1 vol4 #f1 pp4 #cb-di4 ,i have given further details of its construction in ,a history of technology1 ed4 ,singer1 ,holmyard1 and ,hall1 #aieg1 vol4 #c1 pp4 #fjd-fje4 #ae ,l4 ,maxe-,werly1 ,mmoires de la ,socit ,nationale des ,antiquaires de ,france1 #ahhg1 vol4 #dh1 pp4 #agj-agh4 #af ,the first definitive account of the ,antikythera machine was given by ,perikles ,rediadis in ,j4 ,svoronos1 ,das ,athener ,nationalmuseum1 ,athens1 #aijh1 ,textband ,i1 pp4 #dc-ea4 ,since then1 other photographs 7mostly very poor7 have appeared1 and an attempt at a reconstruction has been made by ,rear ,admiral ,jean ,theophanidis1 ,praktika tes ,akademias ,athenon1 ,athens1 #aicd1 vol4 #i1 pp4 #adj-adi 7in ,french74 ,i am deeply grateful to the ,director of the ,athens ,national ,museum1 ,m4 ,karouzos1 for providing me with an excellent new set of photos1 from which figures #f-h are now taken4 #ag ,h4 ,diels ber die von ,prokop beschriebene ,kunstuhr von ,gaza1 ,abhandlungen1 ,akademie der ,wissenschaften1 ,berlin1 ,philos4-,hist4 ,klasse1 #aiag1 ,no4 #g4 #ah ,l4 ,a4 ,mayer1 ,islamic astrolabists and their works1 ,geneva1 #aief1 p4 #fb4 #ai ,the translation which follows is quoted from ,j4 ,beckmann1 op4 cit4 7footnote #a71 p4 #cdi4 #bj ,e4 ,wiedemann1 ,ein ,instrument das die ,bewegung von ,sonne und ,mond darstellt1 nach al ,biruni1 ,der ,islam1 #aiac1 vol4 #d1 p4 #e4 #ba ,i acknowledge with thanks to the ,curator of that museum the permission to reproduce photographs of this instrument4 ,it is item #e in ,r4 ,t4 ,gunther1 ,astrolabes of the world1 ,oxford1 #aicb4 #bb ,abulcacim ,abnacahm1 ,libros del saber1 edition by ,rico y ,sinobas1 ,madrid1 #ahff1 vol4 #c1 pp4 #bda-bga4 ,the design of the instrument has been very fully discussed by ,a4 ,wegener1 ,die astronomischen ,werke ,alfons ,x1 ,bibliotheca ,mathematica1 #aije1 pp4 #abi-ahi4 ,a more complete discussion of the historical evolution of the equatorium is given in ,derek ,j4 ,price1 ,the equatorie of the planetis1 ,cambridge 7,eng471 #aiee1 pp4 #aai-acc4 #bc ,e4 ,wiedemann1 and ,f4 ,hauser1 ber die ,uhren im ,bereich d4 islamischen ,kultur1 ,nova ,acta2 ,abhandlungen der knigliche ,leopoldinisch-,carolinische ,deutsche ,akademie der ,naturforscher zu ,halle1 #aiae1 vol4 #ajj1 no4 #e4 #bd ,e4 ,wiedemann1 and ,f4 ,hauser1 ,die ,uhr des ,archimedes und zwei andere ,vorrichtungen1 ,halle1 #aiah4 #be ,the manuscripts in question are as follows3 ,gotha1 ,kat4 v4 ,pertsch4 #c1 #ah1 no4 #acdh2 ,oxford1 ,cod4 #ied2 ,leiden1 ,kat4 #c1 #bhh1 no4 #adad1 ,cod4 #dii ,warn2 and another similar1 ,kat4 #c1 #bia1 no4 #adae1 ,cod4 #ic ,gol4 #bf ,h4 ,schmeller1 ,beitrge zur ,geschichte der ,technik in der ,antike und bei den ,arabern1 ,erlangen1 #aibb 7,abhandlungen zur ,geschichte der ,naturwissenschaften und der ,medizin no4 #f74 #bg ,once more ,i am indebted to ,professor ,loren ,mac,kinney and ,miss ,harriet ,lattin 7see footnote #aa7 for making their collections on ,gerbert available to me4 #bh ,item #aih in ,gunther1 op4 cit4 7footnote #ba74 ,i am grateful to the authorities of that museum for permission to reproduce photographs of this instrument4 #bi ,sotheby and ,co41 ,london1 sale of ,march #ad1 #aieg1 lot #aed4 ,the outer rim of the rete has #abj teeth4 #cj ,the ,latin text of the treatise on the ,albion1 has been transcribed by ,rev4 ,h4 ,salter and published in ,r4 ,t4 ,gunther1 ,early science in ,oxford1 ,oxford1 #aibc1 vol4 #b1 pp4 #cdi-cgj4 ,an analysis of its design is given in ,price1 op4 cit4 7footnote #bb71 pp4 #abg-acj4 #ca ,such evidence as there is for the existence and form of the clock is collected by ,gunther1 op4 cit4 7footnote #cj71 p4 #di4 #cb ,i have discussed this new manuscript source in ,two medieval texts on astronomical clocks1 ,antiquarian ,horology1 #aief1 vol4 #a1 no4 #aj1 p4 #aef4 ,the manuscript in question is ms4 #bcj_/aaf1 ,gonville and ,caius ,college1 ,cambridge1 folios #aa-ad pp4 #ca-cf4 #cc ,the ,chronicle of ,jocelin of ,brakelond 4441 ,h4 ,e4 ,butler 7ed471 ,london1 #aidi1 p4 #ajf4 #cd ,c4 ,b4 ,drover1 ,a medieval monastic water-clock1 ,antiquarian ,horology1 #aied1 vol4 #a1 no4 #e1 pp4 #ed-eh1 #fc4 ,because this water clock uses wheels and strikes bells one must reject the evidence of literary reference1 such as by ,dante1 from which the mention of wheels and bells have been taken as positive proof of the existence of mechanical clocks with mechanical escapements4 ,the to-and-fro motion of the mechanical clock escapement is quite an impressive feature1 but there seems to be no literary reference to it before the time of de ,dondi4 #ce ,annales de la ,socit ,royale d',archologie de ,bruxelles1 #ahif1 vol4 #a_/h1 pp4 #bjc-bae1 #djd-dea4 ,the translation here is cited from ,drover1 op4 cit41 7footnote #cd71 p4 #ef4 #cf ,l4 ,thorndike1 ,the sphere of ,sacrobosco and its commentators1 ,chicago1 #aidi1 pp4 #ahj1 #bcj4 #cg ,the album was published with facsimiles by ,j4 ,b4 ,a4 ,lassus1 #aheh4 ,an ,english edition with facsimiles of #cc of the #da folios was published by ,rev4 ,robert ,willis1 ,oxford1 #ahei4 ,an extensive summary of this section is given1 with illustrations1 by ,j4 ,drummond ,robertson1 ,the evolution of clockwork1 ,london1 #aica1 pp4 #aa-ae4 #ch ,m4 ,jules ,quicherat1 ,revue ,archologique1 #ahdi1 vol4 #f4 #ci ,m4 ,c4 ,frmont4 ,origine de l'horloge poids1 ,paris1 #aiae4 #dj ,for this1 ,i have used and quoted from the very beautiful edition in ,english1 prepared by ,silvanus ,p4 ,thompson1 ,london1 ,chiswick ,press1 #aijb4 #da ,see ,e4 ,g4 ,r4 ,taylor1 ,the ,south-pointing needle1 ,imago ,mundi1 ,leiden1 #aiea1 vol4 #h1 pp4 #a-g 7especially pp4 #a1 #b74 #db ,i have wondered whether the medieval interest in perpetual motion could be connected with the use of the ,wheel of ,fortune in churches as a substitute for bell-ringing on ,good ,friday4 ,unfortunately ,i can find no evidence for or against the conjecture4 #dc ,w4 ,e4 ,may1 ,alexander ,neckham and the pivoted compass needle1 ,journal of the ,institute of ,navigation1 #aiee1 vol4 #h1 no4 #c1 pp4 #bhc-bhd4 #dd ,w4 ,e4 ,may1 ,hugues de ,berze and the mariner's compass1 ,the ,mariner's ,mirror1 #aiec1 vol4 #ci1 no4 #b1 pp4 #ajc-ajf4 #de ,h4 ,balmer1 ,beitrge zur ,geschichte der ,erkenntnis des ,erdmagnetismus1 ,aarau1 #aief1 p4 #eb4 #df ,the collection is the ,gami 'al ,hikajat2 the relevant passage being given in ,german translation in ,balmer4 op4 cit4 7footnote #de71 p4 #ed4 #dg ,balmer1 op4 cit4 7footnote #de71 p4 #ec4 ,u4,s4 ,,government ,,printing ,,office3 #aiei